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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.59B
AUM Growth
-$1.57B
Cap. Flow
-$2.47B
Cap. Flow %
-68.8%
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$273M
2
GWR
Genesee & Wyoming Inc.
GWR
+$169M
3
CY
Cypress Semiconductor
CY
+$116M
4
WCG
Wellcare Health Plans, Inc.
WCG
+$108M
5
AABA
Altaba Inc
AABA
+$91.3M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$555M
2
FDC
First Data Corporation
FDC
+$522M
3
LLL
L3 Technologies, Inc.
LLL
+$404M
4
WP
Worldpay, Inc.
WP
+$334M
5
APC
Anadarko Petroleum
APC
+$296M

Sector Composition

Rank Sector Weight
1 Healthcare 18.77%
2 Technology 13.48%
3 Financials 9.55%
4 Industrials 8.32%
5 Real Estate 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCPE
101
DELISTED
SC Health Corporation
SCPE
$4.96M 0.14%
+500,000
New +$4.94M
LTC
102
LTC Properties
LTC
$2.02B
$4.83M 0.13%
94,200
+66,000
+234% +$3.18M
EYE icon
103
National Vision
EYE
$1.8B
$4.81M 0.13%
200,000
-100,000
-33% -$2.91M
DM
104
DELISTED
Desktop Metal, Inc.
DM
$4.78M 0.13%
+48,430
New +$4.75M
LVOX
105
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$4.69M 0.13%
+475,000
New +$4.66M
INSUU
106
DELISTED
Insurance Acquisition Corp. Unit
INSUU
$4.69M 0.13%
+450,000
New +$4.67M
OUT icon
107
Outfront Media
OUT
$5.48B
$4.67M 0.13%
170,785
-271,063
-61% -$7.23M
BROG
108
DELISTED
Brooge Energy
BROG
$4.4M 0.12%
+430,000
New +$4.39M
LACQ
109
DELISTED
Leisure Acquisition Corp.
LACQ
$4.31M 0.12%
+420,365
New +$4.29M
ENDP
110
PUT
DELISTED
Endo International plc
ENDP
$4.24M 0.12%
1,915,000
-250,000
-12% -$806K
GCMG icon
111
GCM Grosvenor
GCMG
$814M
$4.06M 0.11%
+400,000
New +$4.02M
RPLA
112
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$3.97M 0.11%
+400,000
New +$3.95M
SPRU icon
113
Spruce Power Holding Corp
SPRU
$42.2M
$3.92M 0.11%
+50,000
New +$3.94M
PDM
114
Piedmont Realty Trust
PDM
$1.18B
$3.89M 0.11%
+186,200
New +$3.76M
PAGP icon
115
Plains GP Holdings
PAGP
$5.02B
$3.8M 0.11%
+179,127
New +$4.14M
GDYN icon
116
Grid Dynamics Holdings
GDYN
$615M
$3.78M 0.11%
+377,180
New +$3.8M
MNK
117
PUT
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$3.74M 0.1%
1,243,600
+920,000
+284% +$4.7M
SFT
118
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$3.69M 0.1%
+37,500
New +$3.71M
BID
119
DELISTED
Sotheby's
BID
$3.68M 0.1%
+64,546
New +$3.74M
CPT icon
120
Camden Property Trust
CPT
$11B
$3.63M 0.1%
32,700
+20,400
+166% +$2.2M
HIW icon
121
Highwoods Properties
HIW
$3.47B
$3.62M 0.1%
+80,500
New +$3.53M
MIME
122
DELISTED
Mimecast Limited
MIME
$3.57M 0.1%
+100,000
New +$4.35M
JD icon
123
JD.com
JD
$44.3B
$3.45M 0.1%
+122,301
New +$3.69M
NOW icon
124
ServiceNow
NOW
$121B
$3.43M 0.1%
67,500
+2,765
+4% +$150K
RIG icon
125
PUT
Transocean
RIG
$5.71B
$3.35M 0.09%
1,775,000
+535,000
+43% +$2.84M
3 4
5
6 7

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2019 Portfolio in Review

As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

UBS O'Connor withdrew a net $2.47B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.

  • UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
  • UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
  • UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
  • UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
  • UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
  • UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
  • UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.