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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.59B
AUM Growth
-$1.57B
Cap. Flow
-$1.9B
Cap. Flow %
-52.75%
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82
Avg Time Held Equity + Options
2.1 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
2.2 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$273M
2
GWR
Genesee & Wyoming Inc.
GWR
+$169M
3
CY
Cypress Semiconductor
CY
+$116M
4
WCG
Wellcare Health Plans, Inc.
WCG
+$108M
5
AABA
Altaba Inc
AABA
+$91.3M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$555M
2
FDC
First Data Corporation
FDC
+$522M
3
LLL
L3 Technologies, Inc.
LLL
+$404M
4
WP
Worldpay, Inc.
WP
+$334M
5
APC icon
Anadarko Petroleum
APC
+$296M

Sector Composition

Rank Sector Weight
1 Healthcare 25.24%
2 Miscellaneous 18.19%
3 Technology 13.49%
4 Financials 9.55%
5 Industrials 8.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SCPE
101
DELISTED
SC Health Corporation
SCPE
$4.96M 0.14%
+500,000
New +$4.94M
2019 Q3
0 quarters
LTC icon
102
LTC Properties
LTC
$2.29B
$4.83M 0.13%
94,200
+66,000
+234% +$3.18M
2019 Q2
1 quarter
EYE icon
103
National Vision
EYE
$1.32B
$4.81M 0.13%
200,000
-100,000
-33% -$2.91M
2019 Q2
1 quarter
DM icon
104
DELISTED
Desktop Metal, Inc.
DM
$4.78M 0.13%
+48,430
New +$4.75M
2019 Q3
0 quarters
LVOX
105
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$4.69M 0.13%
+475,000
New +$4.66M
2019 Q3
0 quarters
INSUU
106
DELISTED
Insurance Acquisition Corp. Unit
INSUU
$4.69M 0.13%
+450,000
New +$4.67M
2019 Q3
0 quarters
OUT icon
107
Outfront Media
OUT
$5.28B
$4.67M 0.13%
170,785
-271,063
-61% -$7.23M
2019 Q1
2 quarters
BROG icon
108
DELISTED
Brooge Energy
BROG
$4.4M 0.12%
+430,000
New +$4.39M
2019 Q3
0 quarters
LACQ
109
DELISTED
Leisure Acquisition Corp.
LACQ
$4.31M 0.12%
+420,365
New +$4.29M
2019 Q3
0 quarters
ENDP
110
PUT
DELISTED
Endo International plc
ENDP
$4.24M 0.12%
1,915,000
-250,000
-12% -$806K
2018 Q2
5 quarters
GCMG icon
111
GCM Grosvenor
GCMG
$807M
$4.06M 0.11%
+400,000
New +$4.02M
2019 Q3
0 quarters
RPLA
112
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$3.97M 0.11%
+400,000
New +$3.95M
2019 Q3
0 quarters
SPRU icon
113
Spruce Power Holding Corp
SPRU
$30M
$3.92M 0.11%
+50,000
New +$3.94M
2019 Q3
0 quarters
PDM icon
114
Piedmont Realty Trust
PDM
$1.13B
$3.89M 0.11%
+186,200
New +$3.76M
2019 Q3
0 quarters
PAGP icon
115
Plains GP Holdings
PAGP
$5.27B
$3.8M 0.11%
+179,127
New +$4.14M
2019 Q3
0 quarters
GDYN icon
116
Grid Dynamics Holdings
GDYN
$645M
$3.78M 0.11%
+377,180
New +$3.8M
2019 Q3
0 quarters
MNK
117
PUT
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$3.74M 0.1%
1,243,600
+920,000
+284% +$4.7M
2019 Q1
2 quarters
SFT
118
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$3.69M 0.1%
+37,500
New +$3.71M
2019 Q3
0 quarters
BID
119
DELISTED
Sotheby's
BID
$3.68M 0.1%
+64,546
New +$3.74M
2019 Q3
0 quarters
CPT icon
120
Camden Property Trust
CPT
$11.3B
$3.63M 0.1%
32,700
+20,400
+166% +$2.2M
2018 Q2
5 quarters
HIW icon
121
Highwoods Properties
HIW
$3.2B
$3.62M 0.1%
+80,500
New +$3.53M
2019 Q3
0 quarters
MIME
122
DELISTED
Mimecast Limited
MIME
$3.57M 0.1%
+100,000
New +$4.35M
2019 Q3
0 quarters
JD icon
123
JD.com
JD
$36.6B
$3.45M 0.1%
+122,301
New +$3.69M
2019 Q3
0 quarters
NOW icon
124
ServiceNow
NOW
$146B
$3.43M 0.1%
67,500
+2,765
+4% +$150K
2018 Q1
6 quarters
RIG icon
125
PUT
Transocean
RIG
$6.15B
$3.35M 0.09%
1,775,000
+535,000
+43% +$2.84M
2018 Q2
5 quarters
3 4
5
6 7

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FNBT
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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2019 Portfolio in Review

As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

UBS O'Connor withdrew a net $1.9B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 11% a quarter earlier, followed by Miscellaneous and Technology.

Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.

  • UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
  • UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
  • UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
  • UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
  • UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
  • UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
  • UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.