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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+30.65%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$1.31B
AUM Growth
-$1.46B
Cap. Flow
-$1.18B
Cap. Flow %
-89.71%
Top 10 Hldgs %
100%
Holding
212
New
7
Increased
2
Reduced
1
Closed
202

Top Buys

Rank Stock Value
1
FDC
First Data Corporation
FDC
+$401M
2
LLL
L3 Technologies, Inc.
LLL
+$141M
3
CELG
Celgene Corp
CELG
+$123M
4
RHT
Red Hat Inc
RHT
+$108M
5
STI
SunTrust Banks, Inc.
STI
+$101M

Top Sells

Rank Stock Value
1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$334M
2
DNB
Dun & Bradstreet
DNB
+$89.7M
3
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$89.6M
4
CI icon
Cigna
CI
+$87.4M
5
ATHN
Athenahealth, Inc.
ATHN
+$72.3M

Sector Composition

Rank Sector Weight
1 Industrials 33.79%
2 Communication Services 24.92%
3 Technology 16.54%
4 Healthcare 13.43%
5 Financials 7.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOW icon
101
ServiceNow
NOW
$121B
– –
-91,630
Closed -$3.26M
NTES icon
102
NetEase
NTES
$83.5B
– –
-103,550
Closed -$4.88M
NVR icon
103
NVR
NVR
$16.9B
– –
-1,870
Closed -$4.56M
NXRT
104
NexPoint Residential Trust
NXRT
$636M
– –
-12,351
Closed -$433K
O icon
105
Realty Income
O
$58.2B
– –
-10,320
Closed -$630K
OXY icon
106
Occidental Petroleum
OXY
$55.7B
– –
-75,000
Closed -$4.6M
PAGS icon
107
PagSeguro Digital
PAGS
$2.62B
– –
-114,268
Closed -$2.14M
PANW icon
108
Palo Alto Networks
PANW
$293B
– –
-270,000
Closed -$8.48M
PLD icon
109
Prologis
PLD
$130B
– –
-29,553
Closed -$1.74M
POST icon
110
Post Holdings
POST
$4.09B
– –
-626,480
Closed -$36.5M
PSA icon
111
Public Storage
PSA
$61.1B
– –
-17,100
Closed -$3.46M
P
112
Everpure Inc
P
$29B
– –
-200,000
Closed -$3.22M
QCOM icon
113
Qualcomm
QCOM
$168B
– –
-550,000
Closed -$31.3M
QSR icon
114
Restaurant Brands International
QSR
$25.3B
– –
-810,000
Closed -$42.4M
QUAD icon
115
Quad
QUAD
$515M
– –
-118,493
Closed -$1.46M
REG icon
116
Regency Centers
REG
$14.1B
– –
-53,900
Closed -$3.16M
REPL icon
117
Replimune Group
REPL
$1.08B
– –
-68,531
Closed -$685K
REXR icon
118
Rexford Industrial Realty
REXR
$8.14B
– –
-70,000
Closed -$2.06M
RIG icon
119
PUT
Transocean
RIG
$5.71B
– –
-670,500
Closed -$2.22M
RPM icon
120
RPM International
RPM
$14.8B
– –
-550,000
Closed -$32.3M
SBAC icon
121
SBA Communications
SBAC
$19.4B
– –
-14,400
Closed -$2.33M
SMH icon
122
VanEck Semiconductor ETF
SMH
$71.8B
– –
-400,000
Closed -$17.5M
SPRO icon
123
Spero Therapeutics
SPRO
$73.5M
– –
-168,018
Closed -$1.03M
SPY icon
124
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$818B
– –
-1,200,000
Closed -$2.08M
SPY icon
125
State Street SPDR S&P 500 ETF Trust
SPY
$818B
– –
-10,000
Closed -$2.5M
3 4
5
6 7

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2019 Portfolio in Review

As of Q1 2019, UBS O'Connor held 212 positions worth $1.31B, down 53% from $2.77B the previous quarter. Its ten largest holdings account for 100% of the portfolio.

UBS O'Connor withdrew a net $1.18B in Q1 2019, closing 202 positions and reducing 1 holding. Its most notable exit was Twenty-First Century Fox, Inc. Class A, an estimated $334M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 34% of assets, up from 6.6% a quarter earlier, followed by Communication Services and Technology.

Against the trend, UBS O'Connor opened a new position in First Data Corporation worth $443M.

  • UBS O'Connor's largest Q1 2019 buy was First Data Corporation: 16,863,844 shares worth $443M.
  • UBS O'Connor added most to Red Hat Inc in Q1 2019, an estimated $108M increase.
  • UBS O'Connor's biggest Q1 2019 reduction was TRIBUNE MEDIA COMPANY CLASS A, cutting an estimated $45.7M.
  • UBS O'Connor fully exited Twenty-First Century Fox, Inc. Class A in Q1 2019, selling an estimated $334M.
  • UBS O'Connor's ten largest holdings make up 100% of its $1.31B portfolio in Q1 2019.
  • UBS O'Connor opened 7 new positions and closed 202 in Q1 2019.
  • UBS O'Connor's portfolio value fell 53% quarter-over-quarter to $1.31B.

Based on UBS O'Connor's 13F filing for Q1 2019, filed 13 May 2019.