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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$2.77B
AUM Growth
-$1.58B
Cap. Flow
-$2B
Cap. Flow %
-72%
Top 10 Hldgs %
42.37%
Holding
344
New
73
Increased
57
Reduced
60
Closed
118

Top Buys

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$149M
2
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$81.4M
3
ATHN
Athenahealth, Inc.
ATHN
+$70.2M
4
ESL
Esterline Technologies
ESL
+$52.1M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$51.2M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$427M
2
COL
Rockwell Collins
COL
+$386M
3
ANDV
Andeavor
ANDV
+$358M
4
ESRX
Express Scripts Holding Company
ESRX
+$122M
5
CA
CA, Inc.
CA
+$102M

Sector Composition

Rank Sector Weight
1 Communication Services 28.08%
2 Technology 11.5%
3 Financials 7.82%
4 Industrials 6.62%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XYZ
101
Block Inc
XYZ
$47B
$2.47M 0.09%
44,064
+11,937
+37% +$843K
CCI icon
102
Crown Castle
CCI
$32.7B
$2.46M 0.09%
22,600
+15,200
+205% +$1.67M
STOR
103
DELISTED
STORE Capital Corporation
STOR
$2.43M 0.09%
85,693
-29,400
-26% -$856K
SWI
104
DELISTED
SolarWinds Corporation Common Stock
SWI
$2.41M 0.09%
+165,343
New +$2.59M
CLDR
105
DELISTED
Cloudera, Inc.
CLDR
$2.38M 0.09%
+215,000
New +$2.86M
PGTI
106
DELISTED
PGT, Inc.
PGTI
$2.35M 0.08%
148,416
-61,084
-29% -$1.18M
SBAC icon
107
SBA Communications
SBAC
$19.4B
$2.33M 0.08%
14,400
-7,900
-35% -$1.29M
LTC
108
LTC Properties
LTC
$2.02B
$2.28M 0.08%
+54,800
New +$2.4M
MAT icon
109
PUT
Mattel
MAT
$4.21B
$2.26M 0.08%
917,000
+350,000
+62% +$4.64M
RIG icon
110
PUT
Transocean
RIG
$5.71B
$2.22M 0.08%
670,500
+11,500
+2% +$117K
IR icon
111
Ingersoll Rand
IR
$34.2B
$2.2M 0.08%
+107,746
New +$2.64M
DOCU
112
DocuSign
DOCU
$10.9B
$2.18M 0.08%
54,403
-70,597
-56% -$2.97M
PAGS icon
113
PagSeguro Digital
PAGS
$2.62B
$2.14M 0.08%
114,268
+1,768
+2% +$43.4K
DHI icon
114
D.R. Horton
DHI
$40.8B
$2.08M 0.07%
59,900
+45,200
+307% +$1.65M
SPY icon
115
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$2.08M 0.07%
1,200,000
-2,100,000
-64% -$566M
REXR icon
116
Rexford Industrial Realty
REXR
$8.14B
$2.06M 0.07%
70,000
+41,000
+141% +$1.3M
URI icon
117
United Rentals
URI
$72.4B
$2.05M 0.07%
+20,000
New +$2.41M
DBX icon
118
Dropbox
DBX
$8.06B
$2.04M 0.07%
100,000
-200,000
-67% -$4.61M
HEES
119
DELISTED
H&E Equipment Services
HEES
$2.04M 0.07%
+100,000
New +$2.45M
TROX icon
120
Tronox
TROX
$1.11B
$1.95M 0.07%
+250,000
New +$2.63M
MGP
121
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$1.94M 0.07%
73,500
-11,600
-14% -$324K
LAMR icon
122
Lamar Advertising Co
LAMR
$16.2B
$1.93M 0.07%
+27,900
New +$2.05M
TMUS icon
123
T-Mobile US
TMUS
$193B
$1.91M 0.07%
29,981
-4,989
-14% -$335K
MTCH icon
124
Match Group
MTCH
$8.54B
$1.79M 0.06%
41,772
-43,645
-51% -$2.01M
NNN icon
125
NNN REIT
NNN
$8.94B
$1.78M 0.06%
36,800
-40,863
-53% -$1.95M
3 4
5
6 7

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
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A
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CGL
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CB
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UBS O'Connor's Q4 2018 Portfolio in Review

As of Q4 2018, UBS O'Connor held 344 positions worth $2.77B, down 36% from $4.35B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $2B in Q4 2018, closing 118 positions and reducing 60 holdings. Its most notable exit was Aetna Inc, an estimated $427M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 28% of assets, up from 13% a quarter earlier, followed by Technology and Financials.

Against the trend, UBS O'Connor opened a new position in Red Hat Inc worth $165M.

  • UBS O'Connor's largest Q4 2018 buy was Red Hat Inc: 937,711 shares worth $165M.
  • UBS O'Connor added most to Twenty-First Century Fox, Inc. Class A in Q4 2018, an estimated $51.2M increase.
  • UBS O'Connor's biggest Q4 2018 reduction was Dell, cutting an estimated $50.9M.
  • UBS O'Connor fully exited Aetna Inc in Q4 2018, selling an estimated $427M.
  • UBS O'Connor's ten largest holdings make up 42% of its $2.77B portfolio in Q4 2018.
  • UBS O'Connor opened 73 new positions and closed 118 in Q4 2018.
  • UBS O'Connor's portfolio value fell 36% quarter-over-quarter to $2.77B.

Based on UBS O'Connor's 13F filing for Q4 2018, filed 15 Feb 2019.