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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.89%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.35B
AUM Growth
-$639M
Cap. Flow
-$2.02B
Cap. Flow %
-46.48%
Top 10 Hldgs %
47.88%
Holding
366
New
108
Increased
59
Reduced
69
Closed
89

Top Buys

Rank Stock Value
1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$269M
2
CA
CA, Inc.
CA
+$99.2M
3
PF
Pinnacle Foods, Inc.
PF
+$92.3M
4
ORIG
Ocean Rig UDW Inc. Class A Common Shares
ORIG
+$70.6M
5
DNB
Dun & Bradstreet
DNB
+$44M

Top Sells

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$628M
2
XL
XL Group Ltd.
XL
+$371M
3
VR
Validus Hold Ltd
VR
+$144M
4
COL
Rockwell Collins
COL
+$122M
5
RSPP
RSP Permian, Inc.
RSPP
+$57.9M

Sector Composition

Rank Sector Weight
1 Financials 14.75%
2 Communication Services 13.37%
3 Technology 12.03%
4 Energy 9.23%
5 Healthcare 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
101
Citigroup
C
$224B
$4.38M 0.1%
+61,000
New +$4.31M
LACQU
102
DELISTED
Leisure Acquisition Corp. Unit
LACQU
$4.29M 0.1%
420,365
– –
NHI icon
103
National Health Investors
NHI
$3.65B
$4.13M 0.1%
54,700
+5,400
+11% +$412K
PSX icon
104
Phillips 66
PSX
$82.4B
$3.94M 0.09%
+35,000
New +$4.05M
HR icon
105
Healthcare Realty
HR
$6.92B
$3.93M 0.09%
147,300
-3,600
-2% -$99.2K
JPM icon
106
JPMorgan Chase
JPM
$947B
$3.84M 0.09%
+34,000
New +$3.86M
ARE icon
107
Alexandria Real Estate Equities
ARE
$8.34B
$3.82M 0.09%
30,398
+4,148
+16% +$524K
SBRA icon
108
Sabra Healthcare REIT
SBRA
$5.34B
$3.82M 0.09%
165,300
+78,000
+89% +$1.77M
KN icon
109
Knowles
KN
$3.36B
$3.74M 0.09%
+225,000
New +$3.79M
TSLA icon
110
PUT
Tesla
TSLA
$1.26T
$3.74M 0.09%
1,086,000
+603,000
+125% +$12.6M
WH icon
111
Wyndham Hotels & Resorts
WH
$5.58B
$3.67M 0.08%
66,000
+56,000
+560% +$3.2M
WDAY icon
112
Workday
WDAY
$42B
$3.65M 0.08%
25,000
-10,000
-29% -$1.39M
HIW icon
113
Highwoods Properties
HIW
$3.47B
$3.59M 0.08%
76,000
+9,502
+14% +$469K
SBAC icon
114
SBA Communications
SBAC
$19.4B
$3.58M 0.08%
+22,300
New +$3.55M
REG icon
115
Regency Centers
REG
$14.1B
$3.57M 0.08%
55,200
-17,500
-24% -$1.12M
PRU icon
116
Prudential Financial
PRU
$41.9B
$3.55M 0.08%
+35,000
New +$3.45M
NNN icon
117
NNN REIT
NNN
$8.94B
$3.48M 0.08%
77,663
+6,363
+9% +$286K
TSS
118
DELISTED
Total System Services, Inc.
TSS
$3.46M 0.08%
35,000
-65,000
-65% -$6.11M
MTH icon
119
Meritage Homes
MTH
$4.71B
$3.44M 0.08%
172,198
+115,798
+205% +$2.52M
GTHX
120
DELISTED
G1 Therapeutics, Inc. Common Stock
GTHX
$3.4M 0.08%
+65,000
New +$3.54M
CDP icon
121
COPT Defense Properties
CDP
$4.22B
$3.38M 0.08%
113,200
+91,200
+415% +$2.73M
DRE
122
DELISTED
Duke Realty Corp.
DRE
$3.36M 0.08%
+118,300
New +$3.38M
CHH icon
123
Choice Hotels
CHH
$4.99B
$3.28M 0.08%
39,400
-21,300
-35% -$1.67M
EQH icon
124
Equitable Holdings
EQH
$14.2B
$3.22M 0.07%
+150,000
New +$3.29M
STOR
125
DELISTED
STORE Capital Corporation
STOR
$3.2M 0.07%
115,093
-17,007
-13% -$479K
3 4
5
6 7

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2018 Portfolio in Review

As of Q3 2018, UBS O'Connor held 366 positions worth $4.35B, down 13% from $4.99B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q3 2018, closing 89 positions and reducing 69 holdings. Its most notable exit was NXP Semiconductors, an estimated $628M position sold in full.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 19% a quarter earlier, followed by Communication Services and Technology.

Against the trend, UBS O'Connor opened a new position in Twenty-First Century Fox, Inc. Class A worth $272M.

  • UBS O'Connor's largest Q3 2018 buy was Twenty-First Century Fox, Inc. Class A: 5,861,861 shares worth $272M.
  • UBS O'Connor added most to Pinnacle Foods, Inc. in Q3 2018, an estimated $92.3M increase.
  • UBS O'Connor's biggest Q3 2018 reduction was Rockwell Collins, cutting an estimated $122M.
  • UBS O'Connor fully exited NXP Semiconductors in Q3 2018, selling an estimated $628M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.35B portfolio in Q3 2018.
  • UBS O'Connor opened 108 new positions and closed 89 in Q3 2018.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $4.35B.

Based on UBS O'Connor's 13F filing for Q3 2018, filed 14 Nov 2018.