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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.19B
AUM Growth
-$451M
Cap. Flow
+$179M
Cap. Flow %
3.44%
Top 10 Hldgs %
58.96%
Holding
438
New
147
Increased
36
Reduced
81
Closed
142

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$221M
2
XL
XL Group Ltd.
XL
+$209M
3
NXPI icon
NXP Semiconductors
NXPI
+$194M
4
MON
Monsanto Co
MON
+$116M
5
VR
Validus Hold Ltd
VR
+$114M

Top Sells

Rank Stock Value
1
BDX icon
Becton Dickinson
BDX
+$178M
2
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$167M
3
CPN
Calpine Corporation
CPN
+$132M
4
AKRX
Akorn Inc
AKRX
+$62.4M
5
GM icon
General Motors
GM
+$62.2M

Sector Composition

Rank Sector Weight
1 Technology 18.89%
2 Financials 17.37%
3 Materials 13.46%
4 Communication Services 10.59%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DYN
101
DELISTED
Dynegy, Inc.
DYN
$4.22M 0.08%
312,380
+36,363
+13% +$453K
LACQU
102
DELISTED
Leisure Acquisition Corp. Unit
LACQU
$4.16M 0.08%
420,365
-79,635
-16% -$792K
SWK icon
103
Stanley Black & Decker
SWK
$15.3B
$3.89M 0.07%
+25,364
New +$4.12M
GDDY icon
104
GoDaddy
GDDY
$11.4B
$3.88M 0.07%
+63,194
New +$3.57M
AXTA icon
105
Axalta
AXTA
$8.03B
$3.87M 0.07%
128,221
+67,066
+110% +$2.1M
SLGN icon
106
Silgan Holdings
SLGN
$4.39B
$3.86M 0.07%
138,704
-217,325
-61% -$6.23M
DRE
107
DELISTED
Duke Realty Corp.
DRE
$3.79M 0.07%
+143,300
New +$3.69M
EDU icon
108
New Oriental
EDU
$9.04B
$3.75M 0.07%
42,730
+4,525
+12% +$421K
ATVI
109
DELISTED
Activision Blizzard
ATVI
$3.69M 0.07%
54,734
-45,867
-46% -$3.24M
NHI icon
110
National Health Investors
NHI
$3.65B
$3.6M 0.07%
+53,550
New +$3.66M
ENR icon
111
Energizer
ENR
$1.48B
$3.49M 0.07%
58,635
-151,365
-72% -$8.16M
STLD icon
112
Steel Dynamics
STLD
$37.5B
$3.49M 0.07%
78,983
-67,277
-46% -$3.1M
CHTR icon
113
Charter Communications
CHTR
$18.8B
$3.41M 0.07%
+10,970
New +$3.86M
REG icon
114
Regency Centers
REG
$14.1B
$3.4M 0.07%
+57,600
New +$3.48M
CE icon
115
Celanese
CE
$4.82B
$3.35M 0.06%
+33,466
New +$3.53M
MIME
116
DELISTED
Mimecast Limited
MIME
$3.3M 0.06%
+93,029
New +$3.16M
TNL icon
117
Travel + Leisure Co
TNL
$4.74B
$3.25M 0.06%
+62,988
New +$3.37M
TECK icon
118
Teck Resources
TECK
$32.4B
$3.25M 0.06%
126,206
-109,804
-47% -$3.09M
AKAM icon
119
Akamai
AKAM
$17.2B
$3.24M 0.06%
+45,640
New +$3.11M
QRVO icon
120
Qorvo
QRVO
$8.41B
$3.22M 0.06%
+45,727
New +$3.45M
TKR icon
121
Timken Company
TKR
$8.92B
$3.21M 0.06%
70,449
-126,551
-64% -$6.09M
VMC icon
122
Vulcan Materials
VMC
$36.5B
$3.19M 0.06%
27,980
-18,754
-40% -$2.36M
ECHO
123
EchoStar
ECHO
$25.3B
$3.04M 0.06%
71,096
-44,962
-39% -$2.14M
OC icon
124
Owens Corning
OC
$12.1B
$2.88M 0.06%
35,782
-218
-0.6% -$19K
PF
125
DELISTED
Pinnacle Foods, Inc.
PF
$2.86M 0.06%
+52,893
New +$3.05M
3 4
5
6 7

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q1 2018 Portfolio in Review

As of Q1 2018, UBS O'Connor held 438 positions worth $5.19B, down 8% from $5.64B the previous quarter. Its ten largest holdings account for 59% of the portfolio.

UBS O'Connor deployed $179M of net new capital in Q1 2018, opening 147 new positions and adding to 36 existing holdings. Its largest new stake was XL Group Ltd.: 4,767,914 shares worth $263M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 13% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Akorn Inc, an estimated $62.4M trimmed.

  • UBS O'Connor's largest Q1 2018 buy was XL Group Ltd.: 4,767,914 shares worth $263M.
  • UBS O'Connor added most to Aetna Inc in Q1 2018, an estimated $221M increase.
  • UBS O'Connor's biggest Q1 2018 reduction was Akorn Inc, cutting an estimated $62.4M.
  • UBS O'Connor fully exited Becton Dickinson in Q1 2018, selling an estimated $178M.
  • UBS O'Connor's ten largest holdings make up 59% of its $5.19B portfolio in Q1 2018.
  • UBS O'Connor opened 147 new positions and closed 142 in Q1 2018.
  • UBS O'Connor's portfolio value fell 8% quarter-over-quarter to $5.19B.

Based on UBS O'Connor's 13F filing for Q1 2018, filed 14 May 2018.