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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.18B
AUM Growth
-$1.54B
Cap. Flow
-$2.02B
Cap. Flow %
-39.05%
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$134M
2
GPOR
Gulfport Energy Corp.
GPOR
+$88.1M
3
TAP icon
Molson Coors Class B
TAP
+$69.4M
4
EXPE icon
Expedia Group
EXPE
+$63.8M
5
STJ
St Jude Medical
STJ
+$53.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$728M
2
LNKD
LinkedIn Corporation
LNKD
+$283M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$158M
4
COTY icon
Coty
COTY
+$100M
5
IM
Ingram Micro
IM
+$94.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 17.82%
2 Consumer Discretionary 13.03%
3 Industrials 11.94%
4 Communication Services 10.13%
5 Technology 8.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
P
101
DELISTED
Pandora Media Inc
P
$14.3M 0.28%
1,096,545
+573,194
+110% +$7.11M
FTR
102
DELISTED
Frontier Communications Corp.
FTR
$14M 0.27%
276,751
+50,927
+23% +$2.79M
PLNT icon
103
Planet Fitness
PLNT
$4.05B
$13.9M 0.27%
+690,180
New +$14.3M
LNCE
104
DELISTED
Snyders-Lance, Inc.
LNCE
$13.6M 0.26%
353,404
-2,294
-0.6% -$84K
TJX icon
105
TJX Companies
TJX
$179B
$13.5M 0.26%
360,000
-370,000
-51% -$14M
BWA icon
106
BorgWarner
BWA
$13.5B
$13.5M 0.26%
+388,143
New +$12.5M
ASML icon
107
ASML
ASML
$655B
$13.5M 0.26%
+120,000
New +$12.6M
SAVE
108
DELISTED
Spirit Airlines, Inc.
SAVE
$13.4M 0.26%
231,923
-85,080
-27% -$4.39M
TGT icon
109
Target
TGT
$66.8B
$13.4M 0.26%
+185,000
New +$13.4M
LW icon
110
Lamb Weston
LW
$7.16B
$13.2M 0.26%
+350,000
New +$11.9M
HD icon
111
Home Depot
HD
$349B
$13.2M 0.25%
98,417
-166,883
-63% -$21.5M
ADBE icon
112
Adobe
ADBE
$103B
$12.9M 0.25%
125,000
-105,000
-46% -$11.1M
JBLU icon
113
JetBlue
JBLU
$2.34B
$12.8M 0.25%
570,167
+350,043
+159% +$6.91M
BIDU icon
114
Baidu
BIDU
$37.1B
$12.7M 0.25%
77,541
+63,066
+436% +$10.7M
CTB
115
DELISTED
Cooper Tire & Rubber Co.
CTB
$12.6M 0.24%
323,452
-236,314
-42% -$8.89M
KEY icon
116
KeyCorp
KEY
$24.3B
$12.3M 0.24%
671,544
-554,956
-45% -$8.75M
WLL
117
DELISTED
Whiting Petroleum Corporation
WLL
$11.9M 0.23%
3,298
+1,413
+75% +$4.24M
CCEP icon
118
Coca-Cola Europacific Partners
CCEP
$47.9B
$11.9M 0.23%
377,791
+327,791
+656% +$11.5M
UAL icon
119
United Airlines
UAL
$41.9B
$11.8M 0.23%
161,292
-102,589
-39% -$6.54M
GPK icon
120
Graphic Packaging
GPK
$3.51B
$11.5M 0.22%
920,071
+409,598
+80% +$5.3M
HAL icon
121
Halliburton
HAL
$27.1B
$11.3M 0.22%
209,074
-136,790
-40% -$6.82M
EA icon
122
Electronic Arts
EA
$11.3M 0.22%
+142,888
New +$11.5M
AMZN icon
123
Amazon
AMZN
$2.94T
$11.2M 0.22%
300,000
-20,000
-6% -$784K
ZWS icon
124
Zurn Elkay Water Solutions
ZWS
$8.6B
$11.2M 0.22%
+1,185,734
New +$11.5M
NWL icon
125
Newell Brands
NWL
$2.56B
$11.2M 0.22%
250,000
+99,420
+66% +$4.81M
3 4
5
6 7

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
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CB
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UBS O'Connor's Q4 2016 Portfolio in Review

As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.

  • UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
  • UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
  • UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
  • UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
  • UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
  • UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.