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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$3.09B
Cap. Flow %
45.88%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24%
2 Consumer Discretionary 11.42%
3 Communication Services 10.85%
4 Industrials 8.56%
5 Technology 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DATA
101
DELISTED
Tableau Software, Inc.
DATA
$14.9M 0.22%
269,028
+5,461
+2% +$301K
SVU
102
DELISTED
SUPERVALU Inc.
SVU
$14.8M 0.22%
+422,973
New +$15M
HDS
103
DELISTED
HD Supply Holdings, Inc.
HDS
$14.5M 0.22%
+453,423
New +$15.7M
FTR
104
DELISTED
Frontier Communications Corp.
FTR
$14.1M 0.21%
225,824
+217,304
+2,551% +$15.5M
M icon
105
Macy's
M
$6.61B
$13.9M 0.21%
375,000
+85,000
+29% +$3.08M
UAL icon
106
United Airlines
UAL
$41.9B
$13.8M 0.21%
263,881
-26,712
-9% -$1.29M
ADSK icon
107
Autodesk
ADSK
$51.2B
$13.6M 0.2%
188,512
+88,512
+89% +$5.58M
SAVE
108
DELISTED
Spirit Airlines, Inc.
SAVE
$13.5M 0.2%
317,003
+136,994
+76% +$5.68M
AMZN icon
109
Amazon
AMZN
$2.94T
$13.4M 0.2%
320,000
-292,680
-48% -$11.2M
BLOX
110
DELISTED
Infoblox Inc
BLOX
$13.2M 0.2%
500,000
+450,000
+900% +$9.47M
COP icon
111
ConocoPhillips
COP
$142B
$12.9M 0.19%
297,618
+53,462
+22% +$2.22M
TPR icon
112
Tapestry
TPR
$32.7B
$12.8M 0.19%
+350,000
New +$13.9M
KDP icon
113
Keurig Dr Pepper
KDP
$41.3B
$12.3M 0.18%
+134,280
New +$12.7M
PARA
114
DELISTED
Paramount Global Class B
PARA
$12.2M 0.18%
223,703
+203,703
+1,019% +$10.8M
BHP icon
115
BHP
BHP
$223B
$12.2M 0.18%
396,066
-68,868
-15% -$1.89M
LNCE
116
DELISTED
Snyders-Lance, Inc.
LNCE
$11.9M 0.18%
355,698
+5,698
+2% +$197K
VOD icon
117
Vodafone
VOD
$37B
$11.6M 0.17%
398,679
+369,130
+1,249% +$11.2M
GRA
118
DELISTED
W.R. Grace & Co.
GRA
$11.6M 0.17%
+156,988
New +$11.8M
STLD icon
119
Steel Dynamics
STLD
$37.5B
$11.5M 0.17%
459,290
-169,083
-27% -$4.32M
BBL
120
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$11.1M 0.17%
366,555
-312,809
-46% -$8.36M
IRT icon
121
Independence Realty Trust
IRT
$4B
$11.1M 0.17%
+1,237,106
New +$11.5M
EPC icon
122
Edgewell Personal Care
EPC
$1.3B
$11.1M 0.17%
140,000
+20,000
+17% +$1.61M
NXST icon
123
Nexstar Media Group
NXST
$5.74B
$11.1M 0.16%
191,995
+99,875
+108% +$5.26M
BABA icon
124
Alibaba
BABA
$304B
$11M 0.16%
104,258
+78,499
+305% +$7.28M
GRUB
125
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$10.8M 0.16%
125,966
-36,534
-22% -$2.74M
3 4
5
6 7

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $3.09B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.