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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$1.43B
Cap. Flow %
21.25%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.3 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC icon
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24.22%
2 Miscellaneous 13.28%
3 Communication Services 11.75%
4 Consumer Discretionary 11.42%
5 Industrials 8.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
DATA
101
DELISTED
Tableau Software, Inc.
DATA
$14.9M 0.22%
269,028
+5,461
+2% +$301K
2016 Q2
1 quarter
SVU
102
DELISTED
SUPERVALU Inc.
SVU
$14.8M 0.22%
+422,973
New +$15M
2016 Q3
0 quarters
HDS
103
DELISTED
HD Supply Holdings, Inc.
HDS
$14.5M 0.22%
+453,423
New +$15.7M
2016 Q3
0 quarters
FTR
104
DELISTED
Frontier Communications Corp.
FTR
$14.1M 0.21%
225,824
+217,304
+2,551% +$15.5M
2015 Q2
5 quarters
M icon
105
Macy's
M
$5.92B
$13.9M 0.21%
375,000
+85,000
+29% +$3.08M
2015 Q3
4 quarters
UAL icon
106
United Airlines
UAL
$34.9B
$13.8M 0.21%
263,881
-26,712
-9% -$1.29M
2016 Q1
2 quarters
ADSK icon
107
Autodesk
ADSK
$49.2B
$13.6M 0.2%
188,512
+88,512
+89% +$5.58M
2016 Q2
1 quarter
SAVE icon
108
DELISTED
Spirit Airlines, Inc.
SAVE
$13.5M 0.2%
317,003
+136,994
+76% +$5.68M
2015 Q4
3 quarters
AMZN icon
109
Amazon
AMZN
$2.83T
$13.4M 0.2%
320,000
-292,680
-48% -$11.2M
2015 Q1
6 quarters
BLOX icon
110
DELISTED
Infoblox Inc
BLOX
$13.2M 0.2%
500,000
+450,000
+900% +$9.47M
2016 Q2
1 quarter
COP icon
111
ConocoPhillips
COP
$161B
$12.9M 0.19%
297,618
+53,462
+22% +$2.22M
2016 Q2
1 quarter
TPR icon
112
Tapestry
TPR
$23.2B
$12.8M 0.19%
+350,000
New +$13.9M
2016 Q3
0 quarters
KDP icon
113
Keurig Dr Pepper
KDP
$43.2B
$12.3M 0.18%
+134,280
New +$12.7M
2016 Q3
0 quarters
PARA icon
114
DELISTED
Paramount Global Class B
PARA
$12.2M 0.18%
223,703
+203,703
+1,019% +$10.8M
2015 Q4
3 quarters
BHP icon
115
BHP
BHP
$220B
$12.2M 0.18%
396,066
-68,868
-15% -$1.89M
2013 Q3
12 quarters
LNCE
116
DELISTED
Snyders-Lance, Inc.
LNCE
$11.9M 0.18%
355,698
+5,698
+2% +$197K
2013 Q2
13 quarters
VOD icon
117
Vodafone
VOD
$36B
$11.6M 0.17%
398,679
+369,130
+1,249% +$11.2M
2016 Q2
1 quarter
GRA
118
DELISTED
W.R. Grace & Co.
GRA
$11.6M 0.17%
+156,988
New +$11.8M
2016 Q3
0 quarters
STLD icon
119
Steel Dynamics
STLD
$34.2B
$11.5M 0.17%
459,290
-169,083
-27% -$4.32M
2014 Q4
7 quarters
BBL
120
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$11.1M 0.17%
366,555
-312,809
-46% -$8.36M
2015 Q3
4 quarters
IRT icon
121
Independence Realty Trust
IRT
$3.48B
$11.1M 0.17%
+1,237,106
New +$11.5M
2016 Q3
0 quarters
EPC icon
122
Edgewell Personal Care
EPC
$1.28B
$11.1M 0.17%
140,000
+20,000
+17% +$1.61M
2015 Q4
3 quarters
NXST icon
123
Nexstar Media Group
NXST
$4.97B
$11.1M 0.16%
191,995
+99,875
+108% +$5.26M
2016 Q2
1 quarter
BABA icon
124
Alibaba
BABA
$277B
$11M 0.16%
104,258
+78,499
+305% +$7.28M
2015 Q4
3 quarters
GRUB
125
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$10.8M 0.16%
125,966
-36,534
-22% -$2.74M
2015 Q1
6 quarters
3 4
5
6 7

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
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UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Miscellaneous and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.