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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.84%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.94B
AUM Growth
+$1.03B
Cap. Flow
+$264M
Cap. Flow %
4.44%
Top 10 Hldgs %
34.32%
Holding
632
New
148
Increased
86
Reduced
133
Closed
221

Top Buys

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$462M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$326M
3
CB
CHUBB CORPORATION
CB
+$232M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
EMC
EMC CORPORATION
EMC
+$130M

Top Sells

Rank Stock Value
1
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$218M
2
CYN
CITY NATIONAL CORPORATION
CYN
+$106M
3
HCBK
HUDSON CITY BANCORP INC
HCBK
+$62.8M
4
NUE icon
Nucor
NUE
+$54.4M
5
CVC
CABLEVISION SYS CP NY GRP CL-A
CVC
+$44.1M

Sector Composition

Rank Sector Weight
1 Industrials 17.3%
2 Financials 13.13%
3 Consumer Staples 11.42%
4 Consumer Discretionary 11.12%
5 Technology 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKE icon
101
Nike
NKE
$62.3B
$10.1M 0.17%
161,374
-138,454
-46% -$8.93M
BAC icon
102
Bank of America
BAC
$441B
$9.92M 0.17%
+589,500
New +$9.97M
LOW icon
103
Lowe's Companies
LOW
$122B
$9.88M 0.17%
+130,000
New +$9.65M
DHT icon
104
DHT Holdings
DHT
$2.96B
$9.87M 0.17%
1,219,514
+140,514
+13% +$1.1M
KCG
105
DELISTED
KCG Holdings, Inc.
KCG
$9.66M 0.16%
785,043
+725,043
+1,208% +$9.04M
ADBE icon
106
Adobe
ADBE
$103B
$9.49M 0.16%
101,016
-1,484
-1% -$133K
XLV icon
107
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$9.39M 0.16%
+130,422
New +$9.22M
GNRT
108
DELISTED
Gener8 Maritime, Inc.
GNRT
$9.29M 0.16%
982,766
-39,748
-4% -$409K
FXI icon
109
iShares China Large-Cap ETF
FXI
$4.29B
$9.07M 0.15%
257,000
+232,000
+928% +$8.72M
BIN
110
DELISTED
PROGRESSIVE WASTE SOLUTIONS LTD COM
BIN
$8.76M 0.15%
+372,144
New +$8.87M
IWM icon
111
iShares Russell 2000 ETF
IWM
$82.1B
$8.49M 0.14%
75,391
-55,169
-42% -$6.36M
DKS icon
112
Dick's Sporting Goods
DKS
$17.8B
$8.35M 0.14%
236,205
-13,795
-6% -$579K
BMS
113
DELISTED
Bemis
BMS
$8.32M 0.14%
186,072
-155,072
-45% -$6.93M
CSOD
114
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$8.2M 0.14%
237,500
+192,788
+431% +$6.65M
NVRI icon
115
Enviri
NVRI
$630M
$8.09M 0.14%
1,026,996
-151,273
-13% -$1.48M
KDP icon
116
Keurig Dr Pepper
KDP
$41.3B
$7.96M 0.13%
85,356
-143,898
-63% -$12.8M
PMCS
117
DELISTED
P M C SIERRA INC
PMCS
$7.94M 0.13%
+683,485
New +$7.75M
M icon
118
Macy's
M
$6.61B
$7.87M 0.13%
225,000
-25,000
-10% -$1.08M
HYG icon
119
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$7.78M 0.13%
96,500
+80,000
+485% +$6.65M
SU icon
120
Suncor Energy
SU
$72.4B
$7.78M 0.13%
+301,400
New +$8.32M
ZG icon
121
Zillow
ZG
$7.72B
$7.75M 0.13%
297,544
-237,859
-44% -$6.78M
MIK
122
DELISTED
Michaels Stores, Inc
MIK
$7.52M 0.13%
340,000
+115,000
+51% +$2.58M
PVH icon
123
PVH
PVH
$3.99B
$7.37M 0.12%
100,000
+15,000
+18% +$1.33M
CPE
124
DELISTED
Callon Petroleum Company
CPE
$7.3M 0.12%
87,542
+1,527
+2% +$133K
LVS icon
125
Las Vegas Sands
LVS
$29.9B
$7.29M 0.12%
+166,400
New +$7.57M
3 4
5
6 7

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q4 2015 Portfolio in Review

As of Q4 2015, UBS O'Connor held 632 positions worth $5.94B, up 21% from $4.91B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

UBS O'Connor deployed $264M of net new capital in Q4 2015, opening 148 new positions and adding to 86 existing holdings. Its largest new stake was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Nucor, an estimated $54.4M trimmed.

  • UBS O'Connor's largest Q4 2015 buy was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.
  • UBS O'Connor added most to EMC CORPORATION in Q4 2015, an estimated $130M increase.
  • UBS O'Connor's biggest Q4 2015 reduction was Nucor, cutting an estimated $54.4M.
  • UBS O'Connor fully exited HCC INSURANCES HOLDINGS INC in Q4 2015, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 34% of its $5.94B portfolio in Q4 2015.
  • UBS O'Connor opened 148 new positions and closed 221 in Q4 2015.
  • UBS O'Connor's portfolio value rose 21% quarter-over-quarter to $5.94B.

Based on UBS O'Connor's 13F filing for Q4 2015, filed 10 Feb 2016.