We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10.2B
Cap. Flow %
-176.42%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160
Avg Time Held Equity + Options
1.4 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.4 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL icon
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.87%
2 Consumer Discretionary 12.45%
3 Industrials 12.03%
4 Consumer Staples 11.2%
5 Technology 11.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
AKS
101
DELISTED
AK Steel Holding Corp
AKS
$14.5M 0.25%
+1,814,963
New +$16.9M
2014 Q3
0 quarters
EIX icon
102
Edison International
EIX
$21.3B
$14.5M 0.25%
258,516
+6,673
+3% +$381K
2013 Q4
3 quarters
RF icon
103
Regions Financial
RF
$23B
$14.5M 0.25%
1,439,528
+119,672
+9% +$1.22M
2013 Q3
4 quarters
SBNY
104
DELISTED
Signature Bank
SBNY
$14.4M 0.25%
128,353
+99,006
+337% +$11.6M
2014 Q2
1 quarter
PNW icon
105
Pinnacle West Capital
PNW
$12B
$14.3M 0.25%
262,534
+165,991
+172% +$9.25M
2014 Q2
1 quarter
CMC icon
106
Commercial Metals
CMC
$7.07B
$14.2M 0.24%
830,194
+657,524
+381% +$11.5M
2014 Q2
1 quarter
AXE
107
DELISTED
Anixter International Inc
AXE
$14.2M 0.24%
+166,833
New +$15.1M
2014 Q3
0 quarters
TAN icon
108
Invesco Solar ETF
TAN
$896M
$14.2M 0.24%
348,109
+53,771
+18% +$2.29M
2013 Q4
3 quarters
SON icon
109
Sonoco
SON
$4.74B
$14.1M 0.24%
359,132
+134,211
+60% +$5.48M
2014 Q1
2 quarters
APOL
110
DELISTED
Apollo Education Group Inc Class A
APOL
$14.1M 0.24%
560,576
+54,583
+11% +$1.52M
2013 Q2
5 quarters
FITB icon
111
Fifth Third Bancorp
FITB
$45.9B
$14M 0.24%
700,098
+216,341
+45% +$4.44M
2014 Q2
1 quarter
SLGN icon
112
Silgan Holdings
SLGN
$3.75B
$13.9M 0.24%
593,254
+166,698
+39% +$4.16M
2014 Q1
2 quarters
AEP icon
113
American Electric Power
AEP
$66.9B
$13.9M 0.24%
+265,498
New +$14M
2014 Q3
0 quarters
WERN icon
114
Werner Enterprises
WERN
$1.96B
$13.8M 0.24%
548,184
+362,683
+196% +$9.17M
2014 Q2
1 quarter
GOOG icon
115
Alphabet (Google) Class C
GOOG
$4.25T
$13.8M 0.24%
473,877
+438,781
+1,250% +$12.7M
2014 Q2
1 quarter
QIHU
116
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$13.3M 0.23%
197,513
+89,663
+83% +$7.99M
2014 Q1
2 quarters
ES icon
117
Eversource Energy
ES
$24.8B
$13.3M 0.23%
300,328
-40,998
-12% -$1.84M
2013 Q3
4 quarters
YELP icon
118
Yelp
YELP
$1.01B
$13.3M 0.23%
+194,585
New +$14.5M
2014 Q3
0 quarters
CMS icon
119
CMS Energy
CMS
$20.5B
$13.2M 0.23%
443,772
-28,850
-6% -$861K
2013 Q2
5 quarters
CWEN icon
120
Clearway Energy Class C
CWEN
$3.66B
$12.8M 0.22%
+542,586
New +$14.1M
2014 Q3
0 quarters
BEAV
121
DELISTED
B/E Aerospace Inc
BEAV
$12.6M 0.22%
+207,372
New +$13.1M
2014 Q3
0 quarters
KMR
122
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$12.5M 0.22%
+135,036
New +$11.7M
2014 Q3
0 quarters
LAMR icon
123
Lamar Advertising Co
LAMR
$14.9B
$12.5M 0.22%
253,091
+125,659
+99% +$6.47M
2014 Q2
1 quarter
RHT
124
DELISTED
Red Hat Inc
RHT
$12.4M 0.21%
220,067
+130,067
+145% +$7.58M
2014 Q2
1 quarter
LII icon
125
Lennox International
LII
$12.3B
$12.3M 0.21%
+160,496
New +$13.6M
2014 Q3
0 quarters
3 4
5
6 7

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10.2B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 18% of assets, down from 73% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.