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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10B
Cap. Flow %
-173.51%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Industrials 11.87%
2 Consumer Discretionary 11.57%
3 Consumer Staples 11.18%
4 Technology 10.96%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKS
101
DELISTED
AK Steel Holding Corp
AKS
$14.5M 0.25%
+1,814,963
New +$16.9M
EIX icon
102
Edison International
EIX
$25.9B
$14.5M 0.25%
258,516
+6,673
+3% +$381K
RF icon
103
Regions Financial
RF
$26.8B
$14.5M 0.25%
1,439,528
+119,672
+9% +$1.22M
SBNY
104
DELISTED
Signature Bank
SBNY
$14.4M 0.25%
128,353
+99,006
+337% +$11.6M
PNW icon
105
Pinnacle West Capital
PNW
$12.2B
$14.3M 0.25%
262,534
+165,991
+172% +$9.25M
CMC icon
106
Commercial Metals
CMC
$8.15B
$14.2M 0.24%
830,194
+657,524
+381% +$11.5M
AXE
107
DELISTED
Anixter International Inc
AXE
$14.2M 0.24%
+166,833
New +$15.1M
TAN icon
108
Invesco Solar ETF
TAN
$1.45B
$14.2M 0.24%
348,109
+53,771
+18% +$2.29M
SON icon
109
Sonoco
SON
$5.64B
$14.1M 0.24%
359,132
+134,211
+60% +$5.48M
APOL
110
DELISTED
Apollo Education Group Inc Class A
APOL
$14.1M 0.24%
560,576
+54,583
+11% +$1.52M
FITB
111
Fifth Third Bancorp
FITB
$51.7B
$14M 0.24%
700,098
+216,341
+45% +$4.44M
SLGN icon
112
Silgan Holdings
SLGN
$4.39B
$13.9M 0.24%
593,254
+166,698
+39% +$4.16M
AEP icon
113
American Electric Power
AEP
$68.2B
$13.9M 0.24%
+265,498
New +$14M
WERN icon
114
Werner Enterprises
WERN
$2.21B
$13.8M 0.24%
548,184
+362,683
+196% +$9.17M
GOOG icon
115
Alphabet (Google) Class C
GOOG
$4.36T
$13.8M 0.24%
473,877
+438,781
+1,250% +$12.7M
QIHU
116
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$13.3M 0.23%
197,513
+89,663
+83% +$7.99M
ES icon
117
Eversource Energy
ES
$27.1B
$13.3M 0.23%
300,328
-40,998
-12% -$1.84M
YELP icon
118
Yelp
YELP
$1.38B
$13.3M 0.23%
+194,585
New +$14.5M
CMS icon
119
CMS Energy
CMS
$22.3B
$13.2M 0.23%
443,772
-28,850
-6% -$861K
CWEN icon
120
Clearway Energy Class C
CWEN
$5.12B
$12.8M 0.22%
+542,586
New +$14.1M
BEAV
121
DELISTED
B/E Aerospace Inc
BEAV
$12.6M 0.22%
+207,372
New +$13.1M
KMR
122
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$12.5M 0.22%
+135,036
New +$11.7M
LAMR icon
123
Lamar Advertising Co
LAMR
$16.2B
$12.5M 0.22%
253,091
+125,659
+99% +$6.47M
RHT
124
DELISTED
Red Hat Inc
RHT
$12.4M 0.21%
220,067
+130,067
+145% +$7.58M
LII icon
125
Lennox International
LII
$15.1B
$12.3M 0.21%
+160,496
New +$13.6M
3 4
5
6 7

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 12% of assets, up from 2.9% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.