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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$383M
Cap. Flow %
-7.25%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.24%
2 Industrials 8.44%
3 Consumer Staples 7.97%
4 Financials 6.82%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LTC
101
LTC Properties
LTC
$2.02B
$15.9M 0.3%
422,428
+55,070
+15% +$2.04M
CTB
102
DELISTED
Cooper Tire & Rubber Co.
CTB
$15.6M 0.29%
+640,150
New +$15.3M
PM icon
103
Philip Morris
PM
$293B
$15.2M 0.29%
185,883
-690,000
-79% -$55.7M
EPAC icon
104
Enerpac Tool Group
EPAC
$1.92B
$14.6M 0.28%
+426,709
New +$14.7M
AMT icon
105
American Tower
AMT
$79.8B
$14.6M 0.28%
177,800
+147,941
+495% +$12.1M
NEE icon
106
NextEra Energy
NEE
$176B
$14.5M 0.28%
607,916
-364,884
-38% -$8.27M
EMN icon
107
Eastman Chemical
EMN
$8.4B
$14.3M 0.27%
166,333
+31,333
+23% +$2.57M
SHO icon
108
Sunstone Hotel Investors
SHO
$2.1B
$14.3M 0.27%
+1,043,821
New +$13.9M
CSTM icon
109
Constellium
CSTM
$3.88B
$14.2M 0.27%
+484,363
New +$12.7M
NKE icon
110
Nike
NKE
$62.3B
$14M 0.26%
378,566
+13,948
+4% +$527K
EA icon
111
Electronic Arts
EA
$14M 0.26%
481,579
+467,422
+3,302% +$12.5M
UNT
112
DELISTED
UNIT Corporation
UNT
$14M 0.26%
+213,630
New +$11.9M
OGE icon
113
OGE Energy
OGE
$9.67B
$14M 0.26%
379,750
-76,087
-17% -$2.66M
SON icon
114
Sonoco
SON
$5.64B
$13.9M 0.26%
+338,210
New +$14M
MA icon
115
Mastercard
MA
$505B
$13.7M 0.26%
+183,637
New +$14.3M
YHOO
116
DELISTED
Yahoo Inc
YHOO
$13.5M 0.26%
376,034
+126,834
+51% +$4.84M
SLG icon
117
SL Green Realty
SLG
$3.86B
$13.5M 0.26%
138,349
+55,708
+67% +$5.18M
HD icon
118
Home Depot
HD
$349B
$13.4M 0.25%
169,516
-81,261
-32% -$6.46M
NRG icon
119
NRG Energy
NRG
$25.1B
$13.3M 0.25%
418,500
+98,499
+31% +$2.83M
SIVB
120
DELISTED
SVB Financial Group
SIVB
$13.3M 0.25%
+103,180
New +$12.1M
STWD icon
121
Starwood Property Trust
STWD
$5.91B
$13.2M 0.25%
+560,147
New +$13.3M
TWO
122
Two Harbors Investment
TWO
$1.26B
$13.1M 0.25%
160,000
+108,750
+212% +$8.76M
BZT
123
DELISTED
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
$13.1M 0.25%
415,000
-423,100
-50% -$14.2M
LSTR icon
124
Landstar System
LSTR
$6.01B
$13M 0.25%
218,845
-246,205
-53% -$14.4M
WPC icon
125
W.P. Carey
WPC
$16.4B
$12.9M 0.25%
+219,799
New +$13.3M
3 4
5
6 7

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $383M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 23% of assets, up from 17% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.