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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.59%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
444
Reduced
178
Closed
245
Avg Time Held Equity + Options
2 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
2 quarters
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR icon
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG icon
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Technology 26.55%
2 Financials 21.56%
3 Communication Services 16.89%
4 Real Estate 8.6%
5 Healthcare 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
IVAN.WS
1101
DELISTED
Ivanhoe Capital Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
IVAN.WS
– –
-99,996
Closed -$145K –
SEAH.WS
1102
DELISTED
Sports Entertainment Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one s
SEAH.WS
– –
-149,106
Closed -$356K –
LICY.WS icon
1103
DELISTED
Li-Cycle Holdings Corp. Redeemable Warrants, each whole warrant exercisable for one Common Share at
LICY.WS
– –
-250,979
Closed -$604K –
CFV
1104
DELISTED
CF Acquisition Corp. V Class A Common Stock
CFV
– –
-444,157
Closed -$4.4M –
CFFVW
1105
DELISTED
CF Acquisition Corp. V Warrant
CFFVW
– –
-133,328
Closed -$131K –
DCRN
1106
DELISTED
Decarbonization Plus Acquisition Corporation II Class A Common stock
DCRN
– –
-243,299
Closed -$2.41M –
NGCAW
1107
DELISTED
NextGen Acquisition Corp. II Warrant
NGCAW
– –
-130,039
Closed -$215K –
NGCA
1108
DELISTED
NextGen Acquisition Corp. II Class A Ordinary Shares
NGCA
– –
-499,609
Closed -$4.95M –
ATMR.WS
1109
DELISTED
Altimar Acquisition Corp II Warrants
ATMR.WS
– –
-143,819
Closed -$152K –
EUSGW
1110
DELISTED
European Sustainable Growth Acquisition Corp. Warrant
EUSGW
– –
-124,996
Closed -$156K –
EUSG
1111
DELISTED
European Sustainable Growth Acquisition Corp. Class A Ordinary Shares
EUSG
– –
-249,991
Closed -$2.48M –
MACQ
1112
DELISTED
MCAP Acquisition Corporation Class A Common Stock
MACQ
– –
-751,566
Closed -$7.42M –
IIAC.WS
1113
DELISTED
Investindustrial Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class
IIAC.WS
– –
-566,645
Closed -$737K –
IIAC
1114
DELISTED
Investindustrial Acquisition Corp.
IIAC
– –
-1,449,549
Closed -$14.4M –
BSN
1115
DELISTED
Broadstone Acquisition Corp.
BSN
– –
-109,595
Closed -$1.09M –
BSN.WS
1116
DELISTED
Broadstone Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share
BSN.WS
– –
-249,991
Closed -$267K –
YAC
1117
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
– –
-445,971
Closed -$4.41M –
YAC.WS
1118
DELISTED
Yucaipa Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A
YAC.WS
– –
-333,321
Closed -$362K –
KSU
1119
DELISTED
Kansas City Southern
KSU
– –
-3,524,578
Closed -$954M –
HRC
1120
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-2,100,000
Closed -$315M –
CBAH.WS
1121
DELISTED
CBRE Acquisition Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A co
CBAH.WS
– –
-124,996
Closed -$206K –
DCRC
1122
DELISTED
Decarbonization Plus Acquisition Corporation III Class A Common Stock
DCRC
– –
-148,630
Closed -$1.49M –
SVOKW
1123
DELISTED
Seven Oaks Acquisition Corp. Warrant
SVOKW
– –
-100,392
Closed -$80K –
DGNS
1124
DELISTED
Dragoneer Growth Opportunities Corp. II Class A Ordinary Shares
DGNS
– –
-501,958
Closed -$4.99M –
PPD
1125
DELISTED
PPD, Inc. Common Stock
PPD
– –
-15,865,110
Closed -$742M –
43 44
45
46 47

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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.18B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.