We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACACU
1101
DELISTED
Acies Acquisition Corp Unit
ACACU
– –
-547,500
Closed -$5.86M
GRUB
1102
PUT
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-12,500
Closed -$27K
THBR
1103
CALL
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
– –
-23,429
Closed -$87K
THBR
1104
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
– –
-91,249
Closed -$1.21M
JIH
1105
CALL
DELISTED
Juniper Industrial Holdings, Inc.
JIH
– –
-1,230,026
Closed -$2.28M
JIH
1106
DELISTED
Juniper Industrial Holdings, Inc.
JIH
– –
-912,498
Closed -$9.77M
TSIAU
1107
DELISTED
TS Innovation Acquisitions Corp. Unit
TSIAU
– –
-438,000
Closed -$4.62M
LACQ
1108
CALL
DELISTED
Leisure Acquisition Corp.
LACQ
– –
-196,975
Closed -$152K
STIC.U
1109
DELISTED
Northern Star Acquisition Corp. Units, each consisting of one share of common stock and one-third of
STIC.U
– –
-63,875
Closed -$1M
NGA
1110
CALL
DELISTED
Northern Genesis Acquisition Corp.
NGA
– –
-342,188
Closed -$1.93M
DMYD
1111
CALL
DELISTED
dMY Technology Group, Inc. II
DMYD
– –
-266,146
Closed -$1.16M
CGRO
1112
CALL
DELISTED
Collective Growth Corporation Class A Common Stock
CGRO
– –
-351,436
Closed -$1.34M
CGRO
1113
DELISTED
Collective Growth Corporation Class A Common Stock
CGRO
– –
-100,365
Closed -$1.43M
RPLA
1114
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
– –
-456,249
Closed -$4.75M
BFT
1115
CALL
DELISTED
Foley Trasimene Acquisition Corp. II
BFT
– –
-608,333
Closed -$2.78M
BFT
1116
DELISTED
Foley Trasimene Acquisition Corp. II
BFT
– –
-91,250
Closed -$1.38M
CIIC
1117
CALL
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
– –
-210,937
Closed -$1.73M
QEP
1118
DELISTED
QEP RESOURCES, INC.
QEP
– –
-93,600
Closed -$224K
QEP
1119
PUT
DELISTED
QEP RESOURCES, INC.
QEP
– –
-93,600
Closed -$529K
ACIA
1120
DELISTED
Acacia Communications Inc
ACIA
– –
-1,005,669
Closed -$73.4M
EV
1121
DELISTED
Eaton Vance Corp.
EV
– –
-997,072
Closed -$67.7M
CXO
1122
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-4,111,611
Closed -$240M
FIT
1123
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-9,608,984
Closed -$65.3M
TIF
1124
DELISTED
Tiffany & Co.
TIF
– –
-2,354,323
Closed -$309M
BMY.RT
1125
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-2,851,869
Closed -$1.97M
42 43 44
45
46

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.