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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.59%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
444
Reduced
178
Closed
245
Avg Time Held Equity + Options
2 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
2 quarters
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR icon
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG icon
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Technology 26.55%
2 Financials 21.56%
3 Communication Services 16.89%
4 Real Estate 8.6%
5 Healthcare 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
HUGS
1076
DELISTED
USHG Acquisition Corp.
HUGS
– –
-200,000
Closed -$1.94M –
ARGUU
1077
DELISTED
Argus Capital Corp. Unit
ARGUU
– –
-501,958
Closed -$5.07M –
FLYA.U
1078
DELISTED
SOAR Technology Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
FLYA.U
– –
-702,741
Closed -$7.13M –
CND.WS
1079
DELISTED
Concord Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CND.WS
– –
-199,795
Closed -$356K –
HMCO
1080
DELISTED
HumanCo Acquisition Corp. Class A Common Stock
HMCO
– –
-242,309
Closed -$2.4M –
LMACW
1081
DELISTED
Liberty Media Acquisition Corporation Warrants
LMACW
– –
-19,999
Closed -$30K –
THCA
1082
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
– –
-250,979
Closed -$2.54M –
AHPAU
1083
DELISTED
Avista Public Acquisition Corp. II Unit
AHPAU
– –
-501,958
Closed -$5.09M –
DCGOW icon
1084
DELISTED
DocGo Inc. Warrants
DCGOW
– –
-166,660
Closed -$215K –
RVACU
1085
DELISTED
Riverview Acquisition Corp. Unit
RVACU
– –
-200,783
Closed -$1.99M –
RBAC
1086
DELISTED
RedBall Acquisition Corp.
RBAC
– –
-499,982
Closed -$4.92M –
EMBK
1087
DELISTED
Embark Technology, Inc. Common Stock
EMBK
– –
-19,716
Closed -$3.92M –
RDBXW
1088
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
– –
-262,491
Closed -$222K –
ACC
1089
DELISTED
American Campus Communities, Inc.
ACC
– –
-91,100
Closed -$4.41M –
ASPC icon
1090
DELISTED
Alpha Capital Acquisition Co
ASPC
– –
-200,000
Closed -$1.94M –
ASPCW icon
1091
DELISTED
Alpha Capital Acquisition Co Warrant
ASPCW
– –
-100,000
Closed -$58K –
ENJY
1092
DELISTED
Enjoy Technology, Inc. Common Stock
ENJY
– –
-248,903
Closed -$2.49M –
GGPI
1093
DELISTED
Gores Guggenheim, Inc. Class A Common Stock
GGPI
– –
-1,000,000
Closed -$10.2M –
EJFA
1094
DELISTED
EJF Acquisition Corp. Class A Ordinary Share
EJFA
– –
-225,001
Closed -$2.22M –
OCA
1095
DELISTED
Omnichannel Acquisition Corp.
OCA
– –
-296,928
Closed -$2.94M –
MGP
1096
PUT
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
– –
-23,500
Closed -$15K –
GMBT
1097
DELISTED
Pivotal Holdings Corp Class A Ordinary Share
GMBT
– –
-499,982
Closed -$4.93M –
MOTV.WS
1098
DELISTED
Motive Capital Corp Warrants, each whole warrant exercisable for one Class A ordinary share at an ex
MOTV.WS
– –
-166,660
Closed -$209K –
NVTSW icon
1099
DELISTED
Navitas Semiconductor Corporation Warrants
NVTSW
– –
-166,660
Closed -$319K –
HCCCW
1100
DELISTED
Healthcare Capital Corp. Warrant
HCCCW
– –
-124,996
Closed -$81K –
42 43
44
45 46

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CGL
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JCM
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.18B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.