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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWCT
1076
CALL
DELISTED
TWC Tech Holdings II Corp. Class A Common Stock
TWCT
– –
-304,166
Closed -$502K
RMGBU
1077
DELISTED
RMG Acquisition Corp. II Unit
RMGBU
– –
-912,500
Closed -$10.2M
SAII
1078
CALL
DELISTED
Software Acquisition Group Inc. II Class A Common Stock
SAII
– –
-228,125
Closed -$317K
SAII
1079
DELISTED
Software Acquisition Group Inc. II Class A Common Stock
SAII
– –
-456,250
Closed -$4.54M
CHFW.U
1080
DELISTED
Consonance-HFW Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third
CHFW.U
– –
-250,000
Closed -$2.62M
SCPE
1081
CALL
DELISTED
SC Health Corporation
SCPE
– –
-93,716
Closed -$123K
PDAC
1082
CALL
DELISTED
Peridot Acquisition Corp.
PDAC
– –
-228,125
Closed -$403K
GRSV
1083
CALL
DELISTED
Gores Holdings V, Inc.
GRSV
– –
-410,625
Closed -$854K
GRSV
1084
DELISTED
Gores Holdings V, Inc.
GRSV
– –
-1,319,110
Closed -$13.7M
RTPZ.U
1085
DELISTED
Reinvent Technology Partners Z Units, each consisting of one Class A ordinary share and one-fifth o
RTPZ.U
– –
-228,125
Closed -$2.6M
NEBCU
1086
DELISTED
Nebula Caravel Acquisition Corp. Unit
NEBCU
– –
-821,250
Closed -$8.87M
CAP.U
1087
DELISTED
Capitol Investment Corp. V Units, each consisting of one share of Class A common stock, and one-thir
CAP.U
– –
-319,375
Closed -$3.29M
VCVCU
1088
DELISTED
10X Capital Venture Acquisition Corp Unit
VCVCU
– –
-228,125
Closed -$2.43M
GHVIU
1089
DELISTED
Gores Holdings VI, Inc. Unit
GHVIU
– –
-1,003,750
Closed -$10.6M
RAACU
1090
DELISTED
Revolution Acceleration Acquisition Corp Unit
RAACU
– –
-684,375
Closed -$7.12M
NHIC
1091
CALL
DELISTED
NewHold Investment Corp. Class A Common Stock
NHIC
– –
-684,373
Closed -$968K
SPRQ.U
1092
DELISTED
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
– –
-684,375
Closed -$7.39M
ALUS
1093
DELISTED
Alussa Energy Acquisition Corp
ALUS
– –
-468,421
Closed -$4.71M
WPF
1094
CALL
DELISTED
Foley Trasimene Acquisition Corp.
WPF
– –
-867,593
Closed -$2.2M
WPF
1095
DELISTED
Foley Trasimene Acquisition Corp.
WPF
– –
-1,368,746
Closed -$15.3M
FCAC
1096
CALL
DELISTED
Falcon Capital Acquisition Corp. Class A Common Stock
FCAC
– –
-903,375
Closed -$1.99M
IACA
1097
CALL
DELISTED
ION Acquisition Corp 1 Ltd.
IACA
– –
-182,500
Closed -$650K
IACA
1098
DELISTED
ION Acquisition Corp 1 Ltd.
IACA
– –
-821,250
Closed -$9.67M
FTOC
1099
CALL
DELISTED
FTAC Olympus Acquisition Corp. Class A Ordinary Shares
FTOC
– –
-182,500
Closed -$343K
FRX.U
1100
DELISTED
Forest Road Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-th
FRX.U
– –
-684,375
Closed -$7.19M
42 43
44
45 46

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UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.