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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMBKW
1051
DELISTED
Embark Technology, Inc. Warrants
EMBKW
– –
-83,330
Closed -$91K
AJRD
1052
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-244,714
Closed -$10.7M
BTMDW
1053
DELISTED
Biote Corp. Warrant
BTMDW
– –
-62,541
Closed -$52K
EOCW.U
1054
DELISTED
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
– –
-250,979
Closed -$2.54M
BBLN
1055
DELISTED
Babylon Holdings Limited
BBLN
– –
-7,367
Closed -$1.84M
CYXT
1056
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
– –
-99,254
Closed -$918K
BNNRU
1057
DELISTED
Banner Acquisition Corp. Units
BNNRU
– –
-56,922
Closed -$566K
EVOJ
1058
DELISTED
Evo Acquisition Corp. Class A Common Stock
EVOJ
– –
-85,333
Closed -$827K
MAXR
1059
PUT
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
– –
-15,000
Closed -$56K
CIIGU
1060
DELISTED
CIIG Capital Partners II, Inc. Unit
CIIGU
– –
-602,349
Closed -$6.07M
SKYAW
1061
DELISTED
Skydeck Acquisition Corp. Warrants
SKYAW
– –
-12,951
Closed -$9K
PEARW
1062
DELISTED
Pear Therapeutics, Inc. Warrant
PEARW
– –
-83,330
Closed -$76K
PEAR
1063
DELISTED
Pear Therapeutics, Inc. Class A Common Stock
PEAR
– –
-249,991
Closed -$2.48M
GLS
1064
DELISTED
Gelesis Holdings, Inc.
GLS
– –
-499,982
Closed -$4.96M
REVEU
1065
DELISTED
Alpine Acquisition Corp Unit
REVEU
– –
-150,587
Closed -$1.52M
GIA.U
1066
DELISTED
GigCapital 5, Inc. Units, each consisting of one share of common stock and one whole redeemable warrant
GIA.U
– –
-200,783
Closed -$2.06M
TPBAU
1067
DELISTED
TPB Acquisition Corporation I Unit
TPBAU
– –
-250,979
Closed -$2.5M
DCRDU
1068
DELISTED
Decarbonization Plus Acquisition Corporation IV Unit
DCRDU
– –
-702,741
Closed -$7.12M
CENQU
1069
DELISTED
CENAQ Energy Corp. Unit
CENQU
– –
-154,503
Closed -$1.55M
AEHAU
1070
DELISTED
Aesther Healthcare Acquisition Corp Units
AEHAU
– –
-33,024
Closed -$335K
WQGA.U
1071
DELISTED
World Quantum Growth Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant to acquire one Class A ordinary share
WQGA.U
– –
-501,958
Closed -$5.04M
SCOBW
1072
DELISTED
ScION Tech Growth II Warrants
SCOBW
– –
-83,330
Closed -$56K
AMCIU
1073
DELISTED
AMCI Acquisition Corp II Units
AMCIU
– –
-752,937
Closed -$7.47M
DTRTU
1074
DELISTED
DTRT Health Acquisition Corp. Unit
DTRTU
– –
-501,958
Closed -$5.07M
CORZW
1075
DELISTED
Core Scientific, Inc. Warrant
CORZW
– –
-149,994
Closed -$373K
41 42
43
44 45

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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.