We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSN
1051
CALL
DELISTED
Broadstone Acquisition Corp.
BSN
– –
-228,125
Closed -$259K
YAC
1052
CALL
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
– –
-304,167
Closed -$427K
CBAH.U
1053
DELISTED
CBRE Acquisition Holdings, Inc. SAIL securities, each consisting of one share of Class A common stoc
CBAH.U
– –
-456,250
Closed -$4.77M
SVOKU
1054
DELISTED
Seven Oaks Acquisition Corp. Unit
SVOKU
– –
-273,750
Closed -$2.83M
DDMXU
1055
DELISTED
DD3 Acquisition Corp. II Unit
DDMXU
– –
-182,500
Closed -$1.92M
MOTNU
1056
DELISTED
Motion Acquisition Corp. Unit
MOTNU
– –
-456,250
Closed -$4.84M
TMTS
1057
CALL
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
– –
-228,125
Closed -$262K
TMTS
1058
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
– –
-410,625
Closed -$4.13M
BOWXU
1059
DELISTED
BowX Acquisition Corp. Unit
BOWXU
– –
-456,250
Closed -$4.88M
LOKB.U
1060
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
– –
-456,250
Closed -$4.95M
HZAC
1061
CALL
DELISTED
Horizon Acquisition Corporation
HZAC
– –
-304,166
Closed -$468K
MRACU
1062
DELISTED
Marquee Raine Acquisition Corp. Unit
MRACU
– –
-456,250
Closed -$4.94M
VIHAU
1063
DELISTED
VPC Impact Acquisition Holdings Unit
VIHAU
– –
-684,375
Closed -$7.23M
DMYI.U
1064
DELISTED
dMY Technology Group, Inc. III Units, each consisting of one share of Class A common stock and one-f
DMYI.U
– –
-456,250
Closed -$5.2M
MAAC
1065
CALL
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
– –
-296,562
Closed -$449K
CTAC
1066
CALL
DELISTED
Cerberus Telecom Acquisition Corp.
CTAC
– –
-197,708
Closed -$265K
SPFR.U
1067
DELISTED
JAWS Spitfire Acquisition Corp Units, each consisting of one Class A ordinary share, and one-fourth
SPFR.U
– –
-456,250
Closed -$5.04M
LATN
1068
CALL
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
– –
-331,849
Closed -$309K
LATN
1069
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
– –
-456,249
Closed -$4.75M
ACIC
1070
CALL
DELISTED
Atlas Crest Investment Corp.
ACIC
– –
-152,083
Closed -$288K
ACIC
1071
DELISTED
Atlas Crest Investment Corp.
ACIC
– –
-456,250
Closed -$4.59M
RICE.U
1072
DELISTED
Rice Acquisition Corp. Units, each consisting of one share of our Class A common stock and one-half
RICE.U
– –
-182,501
Closed -$2.06M
QELL
1073
CALL
DELISTED
Qell Acquisition Corp. Class A Ordinary Shares
QELL
– –
-190,104
Closed -$596K
GNPK.U
1074
DELISTED
Genesis Park Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of
GNPK.U
– –
-456,250
Closed -$4.74M
SPNV.U
1075
DELISTED
Supernova Partners Acquisition Company, Inc. Units, each consisting of one share of Class A common s
SPNV.U
– –
-1,140,624
Closed -$13.2M
41 42
43
44 45

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.