We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+11.15%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$8.8B
AUM Growth
-$819M
Cap. Flow
-$1.75B
Cap. Flow %
-19.89%
Top 10 Hldgs %
37.49%
Holding
1,086
New
112
Increased
123
Reduced
630
Closed
126

Top Buys

Rank Stock Value
1
AVLR
Avalara, Inc.
AVLR
+$364M
2
ZEN
ZENDESK INC
ZEN
+$355M
3
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$273M
4
STOR
STORE Capital Corporation
STOR
+$213M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$138M

Top Sells

Rank Stock Value
1
ACC
American Campus Communities, Inc.
ACC
+$463M
2
CTXS
Citrix Systems Inc
CTXS
+$411M
3
SAIL
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
+$317M
4
CDK
CDK Global, Inc.
CDK
+$290M
5
MNDT
Mandiant, Inc. Common Stock
MNDT
+$276M

Sector Composition

Rank Sector Weight
1 Technology 28.43%
2 Financials 19.76%
3 Healthcare 14.3%
4 Real Estate 8.12%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETAC
1026
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
– –
-523,015
Closed -$5.22M
POLY
1027
DELISTED
Plantronics, Inc.
POLY
– –
-1,062,886
Closed -$42.2M
POLY
1028
PUT
DELISTED
Plantronics, Inc.
POLY
– –
-114,500
Closed -$95K
RVAC
1029
DELISTED
Riverview Acquisition Corp. Class A Common Stock
RVAC
– –
-510,069
Closed -$5.08M
ENDP
1030
PUT
DELISTED
Endo International plc
ENDP
– –
-447,500
Closed -$1.71M
FST
1031
DELISTED
FAST Acquisition Corp.
FST
– –
-154,425
Closed -$1.56M
TPTX
1032
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
– –
-775,000
Closed -$58.3M
SAIL
1033
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-5,062,053
Closed -$317M
RBAC
1034
DELISTED
RedBall Acquisition Corp.
RBAC
– –
-416,005
Closed -$4.14M
GOAC
1035
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
– –
-523,015
Closed -$5.22M
FOUN
1036
DELISTED
Founder SPAC Class A Ordinary Shares
FOUN
– –
-241,829
Closed -$2.43M
LEAP
1037
DELISTED
Ribbit LEAP, Ltd.
LEAP
– –
-238,370
Closed -$2.36M
EQD.WS
1038
DELISTED
Equity Distribution Acquisition Corp. Warrants, each whole warrant exercisable for one share of Clas
EQD.WS
– –
-254,609
Closed -$26K
ACC
1039
DELISTED
American Campus Communities, Inc.
ACC
– –
-7,174,697
Closed -$463M
XPOA
1040
DELISTED
DPCM Capital, Inc.
XPOA
– –
-577,366
Closed -$5.72M
MTOR
1041
DELISTED
MERITOR, Inc.
MTOR
– –
-1,857,505
Closed -$67.5M
WBT
1042
DELISTED
Welbilt, Inc.
WBT
– –
-9,109,158
Closed -$217M
GSAQ
1043
DELISTED
Global Synergy Acquisition Corp. Class A Ordinary Shares
GSAQ
– –
-260,473
Closed -$2.59M
GSAQW
1044
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
– –
-261,507
Closed -$17K
PSTH
1045
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-1,263,939
Closed -$25.2M
CNR
1046
DELISTED
Cornerstone Building Brands, Inc.
CNR
– –
-5,108,814
Closed -$125M
PRPB
1047
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
– –
-1,544,477
Closed -$15.4M
PRPB.WS
1048
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
– –
-257,513
Closed -$112K
PSB
1049
DELISTED
PS Business Parks, Inc.
PSB
– –
-1,236,136
Closed -$231M
KWAC.WS
1050
DELISTED
Kingswood Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
KWAC.WS
– –
-188,845
Closed -$15K
39 40 41
42
43

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2022 Portfolio in Review

As of Q3 2022, UBS O'Connor held 1,086 positions worth $8.8B, down 8.5% from $9.62B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

UBS O'Connor withdrew a net $1.75B in Q3 2022, closing 126 positions and reducing 630 holdings. Its most notable exit was American Campus Communities, Inc., an estimated $463M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Financials and Healthcare.

Against the trend, UBS O'Connor opened a new position in Avalara, Inc. worth $373M.

  • UBS O'Connor's largest Q3 2022 buy was Avalara, Inc.: 4,065,318 shares worth $373M.
  • UBS O'Connor added most to ZENDESK INC in Q3 2022, an estimated $355M increase.
  • UBS O'Connor's biggest Q3 2022 reduction was TSMC, cutting an estimated $77.7M.
  • UBS O'Connor fully exited American Campus Communities, Inc. in Q3 2022, selling an estimated $463M.
  • UBS O'Connor's ten largest holdings make up 37% of its $8.8B portfolio in Q3 2022.
  • UBS O'Connor opened 112 new positions and closed 126 in Q3 2022.
  • UBS O'Connor's portfolio value fell 8.5% quarter-over-quarter to $8.8B.

Based on UBS O'Connor's 13F filing for Q3 2022, filed 14 Nov 2022.