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UBS O'Connor

UBS O'Connor Portfolio holdings

AUM $3.76B Turnover 54.76%
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.59%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
444
Reduced
178
Closed
245
Avg Time Held Equity + Options
0.5 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR icon
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG icon
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Technology 26.55%
2 Financials 21.56%
3 Communication Services 16.89%
4 Real Estate 8.6%
5 Healthcare 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ZLS icon
1026
DELISTED
Zalatoris II Acquisition Corp Class A Ordinary Shares
ZLS
– –
-100,392
Closed -$970K –
WRK icon
1027
DELISTED
WestRock Company
WRK
– –
-100,000
Closed -$4.98M –
SWSSU
1028
DELISTED
Clean Energy Special Situations Corp. Unit
SWSSU
– –
-401,566
Closed -$2M –
TWLV icon
1029
DELISTED
Twelve Seas Investment Company II Class A Common Stock
TWLV
– –
-128,501
Closed -$1.25M –
PUCK icon
1030
DELISTED
Goal Acquisitions Corp. Common Stock
PUCK
– –
-50,196
Closed -$488K –
DSAQ.U icon
1031
DELISTED
Direct Selling Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of redeemable warrant
DSAQ.U
– –
-351,370
Closed -$3.54M –
DWACU icon
1032
DELISTED
Digital World Acquisition Corp. Units
DWACU
– –
-250,979
Closed -$2.54M –
FAZE
1033
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
– –
-74,303
Closed -$724K –
NRAC
1034
DELISTED
Northern Revival Acquisition Corporation Class A Ordinary Share
NRAC
– –
-50,196
Closed -$487K –
OXUSU
1035
DELISTED
Oxus Acquisition Corp. Unit
OXUSU
– –
-250,979
Closed -$2.56M –
ESMT
1036
DELISTED
EngageSmart, Inc.
ESMT
– –
-15,000
Closed -$511K –
JAQCU
1037
DELISTED
Jupiter Acquisition Corporation Units
JAQCU
– –
-501,958
Closed -$4.93M –
BHIL.WS icon
1038
DELISTED
Benson Hill, Inc. Warrants, each whole warrant exercisable for one share of common stock at an exercise price of $11.50
BHIL.WS
– –
-63,222
Closed -$91K –
KVSA
1039
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
– –
-223,310
Closed -$2.2M –
VCXAU
1040
DELISTED
10X Capital Venture Acquisition Corp II Unit
VCXAU
– –
-200,783
Closed -$2M –
HWELU
1041
DELISTED
Healthwell Acquisition Corp. I Unit
HWELU
– –
-100,392
Closed -$988K –
EQRX
1042
DELISTED
EQRx, Inc. Common Stock
EQRX
– –
-266,038
Closed -$2.64M –
HLGN
1043
DELISTED
Heliogen, Inc.
HLGN
– –
-6,808
Closed -$2.37M –
BTWN
1044
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
– –
-41,481
Closed -$407K –
FATH icon
1045
DELISTED
Fathom Digital Manufacturing Corporation
FATH
– –
-28,764
Closed -$5.67M –
LFLY icon
1046
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
– –
-12,491
Closed -$2.5M –
AFTR.U
1047
DELISTED
AfterNext HealthTech Acquisition Corp Units
AFTR.U
– –
-2,007,831
Closed -$20M –
APMIU icon
1048
DELISTED
AxonPrime Infrastructure Acquisition Corporation Unit
APMIU
– –
-250,979
Closed -$2.48M –
CPAAU
1049
DELISTED
Conyers Park III Acquisition Corp. Unit
CPAAU
– –
-3,262,726
Closed -$32.9M –
OXACU
1050
DELISTED
Oxbridge Acquisition Corp. Unit
OXACU
– –
-250,979
Closed -$2.57M –
40 41
42
43 44

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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.18B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.