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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZLS
1026
DELISTED
Zalatoris II Acquisition Corp Class A Ordinary Shares
ZLS
– –
-100,392
Closed -$970K
WRK
1027
DELISTED
WestRock Company
WRK
– –
-100,000
Closed -$4.98M
SWSSU
1028
DELISTED
Clean Energy Special Situations Corp. Unit
SWSSU
– –
-401,566
Closed -$2M
TWLV
1029
DELISTED
Twelve Seas Investment Company II Class A Common Stock
TWLV
– –
-128,501
Closed -$1.25M
PUCK
1030
DELISTED
Goal Acquisitions Corp. Common Stock
PUCK
– –
-50,196
Closed -$488K
DSAQ.U
1031
DELISTED
Direct Selling Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of redeemable warrant
DSAQ.U
– –
-351,370
Closed -$3.54M
DWACU
1032
DELISTED
Digital World Acquisition Corp. Units
DWACU
– –
-250,979
Closed -$2.54M
FAZE
1033
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
– –
-74,303
Closed -$724K
NRAC
1034
DELISTED
Northern Revival Acquisition Corporation Class A Ordinary Share
NRAC
– –
-50,196
Closed -$487K
OXUSU
1035
DELISTED
Oxus Acquisition Corp. Unit
OXUSU
– –
-250,979
Closed -$2.56M
ESMT
1036
DELISTED
EngageSmart, Inc.
ESMT
– –
-15,000
Closed -$511K
JAQCU
1037
DELISTED
Jupiter Acquisition Corporation Units
JAQCU
– –
-501,958
Closed -$4.93M
BHIL.WS
1038
DELISTED
Benson Hill, Inc. Warrants, each whole warrant exercisable for one share of common stock at an exercise price of $11.50
BHIL.WS
– –
-63,222
Closed -$91K
KVSA
1039
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
– –
-223,310
Closed -$2.2M
VCXAU
1040
DELISTED
10X Capital Venture Acquisition Corp II Unit
VCXAU
– –
-200,783
Closed -$2M
HWELU
1041
DELISTED
Healthwell Acquisition Corp. I Unit
HWELU
– –
-100,392
Closed -$988K
EQRX
1042
DELISTED
EQRx, Inc. Common Stock
EQRX
– –
-266,038
Closed -$2.64M
HLGN
1043
DELISTED
Heliogen, Inc.
HLGN
– –
-6,808
Closed -$2.37M
BTWN
1044
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
– –
-41,481
Closed -$407K
FATH
1045
DELISTED
Fathom Digital Manufacturing Corporation
FATH
– –
-28,764
Closed -$5.67M
LFLY
1046
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
– –
-12,491
Closed -$2.5M
AFTR.U
1047
DELISTED
AfterNext HealthTech Acquisition Corp Units
AFTR.U
– –
-2,007,831
Closed -$20M
APMIU
1048
DELISTED
AxonPrime Infrastructure Acquisition Corporation Unit
APMIU
– –
-250,979
Closed -$2.48M
CPAAU
1049
DELISTED
Conyers Park III Acquisition Corp. Unit
CPAAU
– –
-3,262,726
Closed -$32.9M
OXACU
1050
DELISTED
Oxbridge Acquisition Corp. Unit
OXACU
– –
-250,979
Closed -$2.57M
40 41
42
43 44

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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.