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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELMS
1026
CALL
DELISTED
Electric Last Mile Solutions, Inc. Class A Common stock
ELMS
– –
-304,167
Closed -$1.07M
OACB
1027
CALL
DELISTED
Oaktree Acquisition Corp. II
OACB
– –
-342,188
Closed -$676K
TACA.U
1028
DELISTED
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
– –
-684,375
Closed -$7.1M
CAS.U
1029
DELISTED
Cascade Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half o
CAS.U
– –
-547,500
Closed -$5.72M
OCA.U
1030
DELISTED
Omnichannel Acquisition Corp. Units, each consisting of one share of Class A common stock and one-ha
OCA.U
– –
-428,875
Closed -$4.42M
OTRA
1031
CALL
DELISTED
OTR Acquisition Corp. Class A Common Stock
OTRA
– –
-114,062
Closed -$113K
OTRA
1032
DELISTED
OTR Acquisition Corp. Class A Common Stock
OTRA
– –
-228,125
Closed -$2.36M
ZNTEU
1033
DELISTED
Zanite Acquisition Corp. Unit
ZNTEU
– –
-228,125
Closed -$2.4M
SVSVU
1034
DELISTED
Spring Valley Acquisition Corp. Unit
SVSVU
– –
-228,125
Closed -$2.41M
MACUU
1035
DELISTED
Mallard Acquisition Corp. Unit
MACUU
– –
-182,500
Closed -$1.96M
CHPM
1036
CALL
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
– –
-1,148,023
Closed -$1.49M
TLMD
1037
CALL
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
– –
-456,248
Closed -$554K
TLMD
1038
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
– –
-750,000
Closed -$5.88M
FMAC
1039
CALL
DELISTED
FirstMark Horizon Acquisition Corp.
FMAC
– –
-273,750
Closed -$694K
MOTV.U
1040
DELISTED
Motive Capital Corp Units, each consisting of one Class A ordinary share, and one-third of one redee
MOTV.U
– –
-456,250
Closed -$4.81M
SCVX
1041
CALL
DELISTED
SCVX Corp.
SCVX
– –
-562,298
Closed -$970K
BTAQ
1042
CALL
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
– –
-342,188
Closed -$642K
PAE
1043
DELISTED
PAE Incorporated Class A Common Stock
PAE
– –
-242,246
Closed -$2.22M
TVACU
1044
DELISTED
Thayer Ventures Acquisition Corporation Units
TVACU
– –
-456,250
Closed -$4.77M
VMAC
1045
CALL
DELISTED
Vistas Media Acquisition Company Inc. Class A Common Stock
VMAC
– –
-456,250
Closed -$383K
SEAH
1046
CALL
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
– –
-342,187
Closed -$494K
YSAC
1047
CALL
DELISTED
Yellowstone Acquisition Company
YSAC
– –
-114,062
Closed -$139K
YSAC
1048
DELISTED
Yellowstone Acquisition Company
YSAC
– –
-228,125
Closed -$2.31M
DBDRU
1049
DELISTED
Roman DBDR Tech Acquisition Corp. Unit
DBDRU
– –
-228,125
Closed -$2.37M
IIAC.U
1050
DELISTED
Investindustrial Acquisition Corp. Units, each consisting of one Class A ordinary share and one-thir
IIAC.U
– –
-1,551,250
Closed -$15.9M
40 41
42
43 44

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SAG
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ACI
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UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.