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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+11.15%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$8.8B
AUM Growth
-$819M
Cap. Flow
-$1.75B
Cap. Flow %
-19.89%
Top 10 Hldgs %
37.49%
Holding
1,086
New
112
Increased
123
Reduced
630
Closed
126

Top Buys

Rank Stock Value
1
AVLR
Avalara, Inc.
AVLR
+$364M
2
ZEN
ZENDESK INC
ZEN
+$355M
3
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$273M
4
STOR
STORE Capital Corporation
STOR
+$213M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$138M

Top Sells

Rank Stock Value
1
ACC
American Campus Communities, Inc.
ACC
+$463M
2
CTXS
Citrix Systems Inc
CTXS
+$411M
3
SAIL
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
+$317M
4
CDK
CDK Global, Inc.
CDK
+$290M
5
MNDT
Mandiant, Inc. Common Stock
MNDT
+$276M

Sector Composition

Rank Sector Weight
1 Technology 28.43%
2 Financials 19.76%
3 Healthcare 14.3%
4 Real Estate 8.12%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOGN
1001
DELISTED
Nogin, Inc. Common Stock
NOGN
– –
-20,304
Closed -$4.06M
IAA
1002
DELISTED
IAA, Inc. Common Stock
IAA
– –
-76,442
Closed -$2.5M
ALBO
1003
DELISTED
Albireo Pharma Inc
ALBO
– –
-30,401
Closed -$604K
IGAC
1004
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
– –
-262,541
Closed -$2.6M
JYAC
1005
DELISTED
Jiya Acquisition Corp. Class A Common Stock
JYAC
– –
-205,900
Closed -$2.03M
CRHC
1006
DELISTED
Cohn Robbins Holdings Corp.
CRHC
– –
-1,014,891
Closed -$10.1M
PIPP
1007
DELISTED
Pine Island Acquisition Corp.
PIPP
– –
-105,013
Closed -$1.04M
ENPC.WS
1008
DELISTED
Executive Network Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
ENPC.WS
– –
-50,558
Closed -$46K
PMVC
1009
DELISTED
PMV Consumer Acquisition Corp.
PMVC
– –
-523,015
Closed -$5.19M
Y
1010
DELISTED
Alleghany Corp
Y
– –
-21,175
Closed -$17.6M
RCHGW
1011
DELISTED
Recharge Acquisition Corp. Warrant
RCHGW
$0 ﹤0.01%
237,619
-23,888
-9% -$719
CTXS
1012
DELISTED
Citrix Systems Inc
CTXS
– –
-4,228,313
Closed -$411M
SLCR
1013
DELISTED
Silver Crest Acquisition Corporation Class A Ordinary Share
SLCR
– –
-524,020
Closed -$5.17M
VYGG.WS
1014
DELISTED
Vy Global Growth Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
VYGG.WS
– –
-203,307
Closed -$45K
GCP
1015
DELISTED
GCP Applied Technologies Inc.
GCP
– –
-380,754
Closed -$11.9M
CRU.WS
1016
DELISTED
Crucible Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CRU.WS
– –
-165,621
Closed -$16K
IMPX
1017
DELISTED
AEA-Bridges Impact Corp
IMPX
– –
-410,029
Closed -$4.07M
IMPX.WS
1018
DELISTED
AEA-Bridges Impact Corp Warrants
IMPX.WS
– –
-308,870
Closed -$111K
IPOD.WS
1019
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
– –
-209,206
Closed -$98K
IPOF.WS
1020
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
– –
-196,131
Closed -$95K
EQD
1021
DELISTED
Equity Distribution Acquisition Corp.
EQD
– –
-525,062
Closed -$5.22M
KCA.U
1022
DELISTED
Kensington Capital Acquisition Corp. IV New units, each consisting of one Class A ordinary share and one Class 2 redeemable warrant
KCA.U
– –
-707,806
Closed -$6.8M
MANT
1023
DELISTED
Mantech International Corp
MANT
– –
-407,507
Closed -$38.9M
MNDT
1024
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-12,632,820
Closed -$276M
MUDS
1025
DELISTED
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
– –
-262,798
Closed -$2.65M
39 40
41
42 43

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q3 2022 Portfolio in Review

As of Q3 2022, UBS O'Connor held 1,086 positions worth $8.8B, down 8.5% from $9.62B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

UBS O'Connor withdrew a net $1.75B in Q3 2022, closing 126 positions and reducing 630 holdings. Its most notable exit was American Campus Communities, Inc., an estimated $463M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Financials and Healthcare.

Against the trend, UBS O'Connor opened a new position in Avalara, Inc. worth $373M.

  • UBS O'Connor's largest Q3 2022 buy was Avalara, Inc.: 4,065,318 shares worth $373M.
  • UBS O'Connor added most to ZENDESK INC in Q3 2022, an estimated $355M increase.
  • UBS O'Connor's biggest Q3 2022 reduction was TSMC, cutting an estimated $77.7M.
  • UBS O'Connor fully exited American Campus Communities, Inc. in Q3 2022, selling an estimated $463M.
  • UBS O'Connor's ten largest holdings make up 37% of its $8.8B portfolio in Q3 2022.
  • UBS O'Connor opened 112 new positions and closed 126 in Q3 2022.
  • UBS O'Connor's portfolio value fell 8.5% quarter-over-quarter to $8.8B.

Based on UBS O'Connor's 13F filing for Q3 2022, filed 14 Nov 2022.