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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.59%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
444
Reduced
178
Closed
245
Avg Time Held Equity + Options
2 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
2 quarters
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR icon
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG icon
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Technology 26.55%
2 Financials 21.56%
3 Communication Services 16.89%
4 Real Estate 8.6%
5 Healthcare 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
URI icon
1001
United Rentals
URI
$65.9B
– –
-10,000
Closed -$3.51M –
USO icon
1002
PUT
United States Oil Fund
USO
$1.94B
– –
-100,000
Closed -$36K –
V icon
1003
Visa
V
$734B
– –
-120,000
Closed -$26.7M –
VAC icon
1004
Marriott Vacations Worldwide
VAC
$3.6B
– –
-67,955
Closed -$10.7M –
VST icon
1005
CALL
Vistra
VST
$52.8B
– –
-500,000
Closed -$100K –
VVV icon
1006
Valvoline
VVV
$3.86B
– –
-247,244
Closed -$7.71M –
WALD icon
1007
DELISTED
Waldencast
WALD
– –
-400,261
Closed -$3.91M –
WMG icon
1008
Warner Music
WMG
$15B
– –
-25,000
Closed -$1.07M –
WTW icon
1009
Willis Towers Watson
WTW
$27.6B
– –
-836,998
Closed -$195M –
X icon
1010
CALL
DELISTED
US Steel
X
– –
-288,400
Closed -$59K –
XEL icon
1011
Xcel Energy
XEL
$46.2B
– –
-104,829
Closed -$6.55M –
XLE icon
1012
CALL
State Street Energy Select Sector SPDR ETF
XLE
$42.4B
– –
-800,000
Closed -$1.15M –
XLI icon
1013
CALL
State Street Industrial Select Sector SPDR ETF
XLI
$30.8B
– –
-90,000
Closed -$19K –
ZM icon
1014
Zoom
ZM
$28.7B
– –
-12,700
Closed -$3.32M –
ZVIA icon
1015
Zevia
ZVIA
$84.4M
– –
-339,956
Closed -$3.91M –
CPAY icon
1016
Corpay
CPAY
$26.3B
– –
-27,500
Closed -$7.18M –
PDYNW icon
1017
DELISTED
Palladyne AI Corp Warrants
PDYNW
– –
-249,991
Closed -$203K –
TXNM icon
1018
TXNM Energy Inc
TXNM
$6.44B
– –
-151,543
Closed -$7.5M –
LUCK icon
1019
Lucky Strike Entertainment
LUCK
$694M
– –
-399,935
Closed -$3.99M –
AMPS icon
1020
DELISTED
Altus Power
AMPS
– –
-557,644
Closed -$5.54M –
WINVU icon
1021
DELISTED
WinVest Acquisition Corp. Unit
WINVU
– –
-145,568
Closed -$1.5M –
SHCR icon
1022
DELISTED
Sharecare, Inc. Class A Common Stock
SHCR
– –
-750,937
Closed -$6.18M –
VLD.WS icon
1023
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
– –
-124,996
Closed -$182K –
IRAA icon
1024
DELISTED
Iris Acquisition Corp Class A Common Stock
IRAA
– –
-150,098
Closed -$1.46M –
AACIU icon
1025
DELISTED
Armada Acquisition Corp. I Unit
AACIU
– –
-351,370
Closed -$3.5M –
39 40
41
42 43

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ACI
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RC
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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.18B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.