UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+9.22%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.63%
Top 10 Hldgs %
56.73%
Holding
1,172
New
258
Increased
423
Reduced
171
Closed
230

Top Buys

1
CONE
CyrusOne Inc Common Stock
CONE
$464M
2
COHR
Coherent Inc
COHR
$240M
3
CERN
Cerner Corp
CERN
$142M
4
VG
Vonage Holdings Corporation
VG
$109M
5
ROG icon
Rogers Corp
ROG
$101M

Top Sells

1
KSU
Kansas City Southern
KSU
$954M
2
PPD
PPD, Inc. Common Stock
PPD
$742M
3
VER
VEREIT, Inc.
VER
$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
$251M

Sector Composition

1 Financials 21.54%
2 Technology 20.4%
3 Communication Services 16.93%
4 Healthcare 6.22%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SVOKW
1001
DELISTED
Seven Oaks Acquisition Corp. Warrant
SVOKW
– –
-100,392
Closed -$80K
DGNS
1002
DELISTED
Dragoneer Growth Opportunities Corp. II Class A Ordinary Shares
DGNS
– –
-501,958
Closed -$4.99M
PPD
1003
DELISTED
PPD, Inc. Common Stock
PPD
– –
-15,865,110
Closed -$742M
GIGGW
1004
DELISTED
GigCapital4, Inc. Warrant
GIGGW
– –
-99,996
Closed -$102K
CXP
1005
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-6,840,958
Closed -$130M
TPGS
1006
DELISTED
TPG Pace Solutions Corp.
TPGS
– –
-800,000
Closed -$8.04M
DDMXW
1007
DELISTED
DD3 Acquisition Corp. II Warrant
DDMXW
– –
-99,996
Closed -$118K
LIII.WS
1008
DELISTED
Leo Holdings III Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary s
LIII.WS
– –
-119,998
Closed -$95K
VOSOW
1009
DELISTED
Virtuoso Acquisition Corp. Warrant
VOSOW
– –
-137,494
Closed -$157K
TRIL
1010
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-2,300,000
Closed -$40.4M
SWBK.WS
1011
DELISTED
Switchback II Corporation Warrants, exercisable for one share of Class A Ordinary Share
SWBK.WS
– –
-150,192
Closed -$213K
SWBK
1012
DELISTED
Switchback II Corporation
SWBK
– –
-499,982
Closed -$4.98M
VEI
1013
DELISTED
Vine Energy Inc.
VEI
– –
-215,393
Closed -$3.55M
XOG
1014
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
– –
-1,148,936
Closed -$64.9M
MDLA
1015
DELISTED
Medallia, Inc.
MDLA
– –
-3,344,139
Closed -$113M
TMTS
1016
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
– –
-514,515
Closed -$5.21M
TMTSW
1017
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
– –
-249,991
Closed -$404K
KURIW
1018
DELISTED
Alkuri Global Acquisition Corp. Warrant
KURIW
– –
-124,996
Closed -$177K
BDX icon
1019
Becton Dickinson
BDX
$55.1B
– –
-56,375
Closed -$13.5M
SVC
1020
Service Properties Trust
SVC
$481M
– –
0
– –
TGI
1021
DELISTED
Triumph Group
TGI
– –
0
– –
THC icon
1022
Tenet Healthcare
THC
$17.3B
– –
0
– –
TLSIW icon
1023
TriSalus Life Sciences, Inc. Warrant
TLSIW
$50M
– –
-66,664
Closed -$56K
TMUS icon
1024
T-Mobile US
TMUS
$284B
– –
-80,000
Closed -$10.2M
TNL icon
1025
Travel + Leisure Co
TNL
$4.08B
– –
-44,400
Closed -$2.42M
39 40
41
42 43