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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
URI icon
1001
United Rentals
URI
$72.4B
– –
-10,000
Closed -$3.51M
USO icon
1002
PUT
United States Oil Fund
USO
$1.86B
– –
-100,000
Closed -$36K
V icon
1003
Visa
V
$692B
– –
-120,000
Closed -$26.7M
VAC icon
1004
Marriott Vacations Worldwide
VAC
$4.28B
– –
-67,955
Closed -$10.7M
VST icon
1005
CALL
Vistra
VST
$47.7B
– –
-500,000
Closed -$100K
VVV icon
1006
Valvoline
VVV
$4.55B
– –
-247,244
Closed -$7.71M
WALD icon
1007
Waldencast
WALD
$185M
– –
-400,261
Closed -$3.91M
WMG icon
1008
Warner Music
WMG
$13.8B
– –
-25,000
Closed -$1.07M
WTW icon
1009
Willis Towers Watson
WTW
$31.6B
– –
-836,998
Closed -$195M
X
1010
CALL
DELISTED
US Steel
X
– –
-288,400
Closed -$59K
XEL icon
1011
Xcel Energy
XEL
$48.1B
– –
-104,829
Closed -$6.55M
XLE icon
1012
CALL
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
– –
-800,000
Closed -$1.15M
XLI icon
1013
CALL
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
– –
-90,000
Closed -$19K
ZM icon
1014
Zoom
ZM
$29.7B
– –
-12,700
Closed -$3.32M
ZVIA icon
1015
Zevia
ZVIA
$114M
– –
-339,956
Closed -$3.91M
CPAY icon
1016
Corpay
CPAY
$26B
– –
-27,500
Closed -$7.18M
PDYNW icon
1017
Palladyne AI Corp Warrants
PDYNW
$185K
– –
-249,991
Closed -$203K
TXNM
1018
TXNM Energy Inc
TXNM
$5.92B
– –
-151,543
Closed -$7.5M
LUCK
1019
Lucky Strike Entertainment
LUCK
$911M
– –
-399,935
Closed -$3.99M
AMPS
1020
DELISTED
Altus Power
AMPS
– –
-557,644
Closed -$5.54M
WINVU
1021
DELISTED
WinVest Acquisition Corp. Unit
WINVU
– –
-145,568
Closed -$1.5M
SHCR
1022
DELISTED
Sharecare, Inc. Class A Common Stock
SHCR
– –
-750,937
Closed -$6.18M
VLD.WS
1023
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
– –
-124,996
Closed -$182K
IRAA
1024
DELISTED
Iris Acquisition Corp Class A Common Stock
IRAA
– –
-150,098
Closed -$1.46M
AACIU
1025
DELISTED
Armada Acquisition Corp. I Unit
AACIU
– –
-351,370
Closed -$3.5M
39 40
41
42 43

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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CGL
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CB
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.