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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMPX
1001
CALL
DELISTED
AEA-Bridges Impact Corp
IMPX
– –
-456,250
Closed -$721K
EQD
1002
CALL
DELISTED
Equity Distribution Acquisition Corp.
EQD
– –
-365,000
Closed -$637K
DWIN.U
1003
DELISTED
Delwinds Insurance Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
DWIN.U
– –
-456,250
Closed -$4.65M
MUDSU
1004
DELISTED
Mudrick Capital Acquisition Corporation II Unit
MUDSU
– –
-456,250
Closed -$4.75M
ETAC
1005
CALL
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
– –
-228,125
Closed -$352K
ACKIU
1006
DELISTED
Ackrell SPAC Partners I Co Units
ACKIU
– –
-296,562
Closed -$3.05M
ENDP
1007
CALL
DELISTED
Endo International plc
ENDP
– –
-275,000
Closed -$358K
ENDP
1008
PUT
DELISTED
Endo International plc
ENDP
– –
-450,000
Closed -$22K
FST
1009
CALL
DELISTED
FAST Acquisition Corp.
FST
– –
-228,125
Closed -$405K
FST
1010
DELISTED
FAST Acquisition Corp.
FST
– –
-456,250
Closed -$4.67M
RBAC
1011
CALL
DELISTED
RedBall Acquisition Corp.
RBAC
– –
-273,750
Closed -$624K
GOAC
1012
CALL
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
– –
-380,208
Closed -$557K
LEAP
1013
CALL
DELISTED
Ribbit LEAP, Ltd.
LEAP
– –
-36,500
Closed -$154K
RDBX
1014
CALL
DELISTED
Redbox Entertainment Inc. Class A Common Stock
RDBX
– –
-239,531
Closed -$247K
RDBX
1015
DELISTED
Redbox Entertainment Inc. Class A Common Stock
RDBX
– –
-319,375
Closed -$3.22M
XPOA.U
1016
DELISTED
DPCM Capital, Inc. Units, each consisting of one share of Class A common stock and one-third of one
XPOA.U
– –
-730,000
Closed -$8.04M
LNFA.U
1017
DELISTED
L&F Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of one rede
LNFA.U
– –
-410,625
Closed -$4.26M
DSAC
1018
CALL
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
– –
-114,062
Closed -$177K
DSAC
1019
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
– –
-228,125
Closed -$2.27M
MILE
1020
CALL
DELISTED
Metromile, Inc. Common Stock
MILE
– –
-304,166
Closed -$1.04M
MILE
1021
DELISTED
Metromile, Inc. Common Stock
MILE
– –
-182,501
Closed -$2.84M
PSTH
1022
CALL
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-76,040
Closed -$739K
PRPB
1023
CALL
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
– –
-526,973
Closed -$946K
PSB
1024
DELISTED
PS Business Parks, Inc.
PSB
– –
-89,020
Closed -$11.8M
KWAC.U
1025
DELISTED
Kingswood Acquisition Corp. Units, each consisting of one share of Class A Common Stock and three-fo
KWAC.U
– –
-228,125
Closed -$2.37M
39 40
41
42 43

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.