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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+8.61%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.42B
AUM Growth
-$3.38B
Cap. Flow
-$3.75B
Cap. Flow %
-69.25%
Top 10 Hldgs %
40.63%
Holding
1,042
New
84
Increased
109
Reduced
414
Closed
284
Avg Time Held Equity + Options
3.7 quarters
Top 10 Avg Time Held Equity + Options
0.5 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
3.7 quarters
Top 10 Avg Time Held Equity only
0.5 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$184M
2
STOR
STORE Capital Corporation
STOR
+$172M
3
FHN icon
First Horizon
FHN
+$107M
4
COUP
Coupa Software Incorporated
COUP
+$96.9M
5
AAWW
Atlas Air Worldwide Holdings, Inc.
AAWW
+$64.6M

Top Sells

Rank Stock Value
1
BHVN icon
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$572M
2
ZEN
ZENDESK INC
ZEN
+$456M
3
AVLR
Avalara, Inc.
AVLR
+$373M
4
SWCH
Switch, Inc. Class A Common Stock
SWCH
+$271M
5
ROG icon
Rogers Corp
ROG
+$219M

Sector Composition

Rank Sector Weight
1 Financials 25.7%
2 Technology 18.31%
3 Healthcare 15.11%
4 Miscellaneous 11.75%
5 Real Estate 10.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CLIM.WS icon
976
DELISTED
Climate Real Impact Solutions II Acquisition Corporation Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
CLIM.WS
– –
-123,562
Closed -$11K –
EDNC
977
DELISTED
Endurance Acquisition Corp. Class A Ordinary Shares
EDNC
– –
-919,138
Closed -$9.23M –
LUXA
978
DELISTED
Lux Health Tech Acquisition Corp. Class A Common Stock
LUXA
– –
-237,619
Closed -$2.38M –
PAQC
979
DELISTED
Provident Acquisition Corp. Class A Ordinary Shares
PAQC
– –
-974,837
Closed -$9.73M –
TEKK
980
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
– –
-232,020
Closed -$2.33M –
TWTR
981
DELISTED
Twitter, Inc.
TWTR
– –
-3,238,528
Closed -$142M –
TWTR
982
PUT
DELISTED
Twitter, Inc.
TWTR
– –
-455,100
Closed -$2.71M –
BOAS
983
DELISTED
BOA Acquisition Corp.
BOAS
– –
-374,325
Closed -$3.72M –
ENPC
984
DELISTED
Executive Network Partnering Corporation
ENPC
– –
-229,730
Closed -$2.29M –
TMAC.WS
985
DELISTED
The Music Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TMAC.WS
– –
-167,918
Closed -$6K –
LFTRW
986
DELISTED
Lefteris Acquisition Corp. Warrant
LFTRW
– –
-158,411
Closed -$3K –
LFTR
987
DELISTED
Lefteris Acquisition Corp. Class A Common Stock
LFTR
– –
-475,238
Closed -$4.75M –
HIGA
988
DELISTED
H.I.G. Acquisition Corp.
HIGA
– –
-477,116
Closed -$4.79M –
SANB
989
DELISTED
Sanaby Health Acquisition Corp. I Class A Common Stock
SANB
– –
-267,649
Closed -$2.71M –
CCXI icon
990
DELISTED
ChemoCentryx, Inc.
CCXI
– –
-2,730,923
Closed -$141M –
AVLR
991
DELISTED
Avalara, Inc.
AVLR
– –
-4,065,318
Closed -$373M –
PING
992
DELISTED
Ping Identity Holding Corp.
PING
– –
-5,476,033
Closed -$154M –
HTAQ.WS
993
DELISTED
Hunt Companies Acquisition Corp. I Warrants, each exercisable for one Class A ordinary share at an exercise price of $11.50 per share
HTAQ.WS
– –
-190,898
Closed -$9K –
PIPP.WS
994
DELISTED
Pine Island Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PIPP.WS
– –
-175,944
Closed -$9K –
IPOD
995
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
– –
-504,436
Closed -$5.05M –
IPOF
996
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
– –
-405,273
Closed -$4.05M –
CVET
997
DELISTED
Covetrus, Inc. Common Stock
CVET
– –
-1,870,220
Closed -$39M –
TPGY
998
DELISTED
TPG Pace Beneficial Finance Corp.
TPGY
– –
-515,324
Closed -$5.16M –
IEA
999
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
– –
-46,872
Closed -$635K –
ASAQ
1000
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
– –
-236,679
Closed -$2.37M –
37 38 39
40
41

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UBS O'Connor's Q4 2022 Portfolio in Review

As of Q4 2022, UBS O'Connor held 1,042 positions worth $5.42B, down 38% from $8.8B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

UBS O'Connor withdrew a net $3.75B in Q4 2022, closing 284 positions and reducing 414 holdings. Its most notable exit was Biohaven Pharmaceutical Holding Company Ltd., an estimated $572M position sold in full.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 20% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Coupa Software Incorporated worth $128M.

  • UBS O'Connor's largest Q4 2022 buy was Coupa Software Incorporated: 1,619,333 shares worth $128M.
  • UBS O'Connor added most to Horizon Therapeutics Public Limited Company Ordinary Shares in Q4 2022, an estimated $184M increase.
  • UBS O'Connor's biggest Q4 2022 reduction was Rogers Corp, cutting an estimated $219M.
  • UBS O'Connor fully exited Biohaven Pharmaceutical Holding Company Ltd. in Q4 2022, selling an estimated $572M.
  • UBS O'Connor's ten largest holdings make up 41% of its $5.42B portfolio in Q4 2022.
  • UBS O'Connor opened 84 new positions and closed 284 in Q4 2022.
  • UBS O'Connor's portfolio value fell 38% quarter-over-quarter to $5.42B.

Based on UBS O'Connor's 13F filing for Q4 2022, filed 14 Feb 2023.