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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+11.15%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$8.8B
AUM Growth
-$819M
Cap. Flow
-$1.49B
Cap. Flow %
-16.94%
Top 10 Hldgs %
37.49%
Holding
1,086
New
112
Increased
123
Reduced
630
Closed
126
Avg Time Held Equity + Options
3.2 quarters
Top 10 Avg Time Held Equity + Options
0.5 quarters
Top 20 Avg Time Held Equity + Options
0.7 quarters
Avg Time Held Equity only
3.2 quarters
Top 10 Avg Time Held Equity only
0.5 quarters
Top 20 Avg Time Held Equity only
0.7 quarters

Top Buys

Rank Stock Value
1
AVLR
Avalara, Inc.
AVLR
+$364M
2
ZEN
ZENDESK INC
ZEN
+$355M
3
BHVN icon
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$273M
4
STOR
STORE Capital Corporation
STOR
+$213M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$138M

Top Sells

Rank Stock Value
1
ACC
American Campus Communities, Inc.
ACC
+$463M
2
CTXS
Citrix Systems Inc
CTXS
+$411M
3
SAIL icon
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
+$317M
4
CDK
CDK Global, Inc.
CDK
+$290M
5
MNDT
Mandiant, Inc. Common Stock
MNDT
+$276M

Sector Composition

Rank Sector Weight
1 Technology 28.43%
2 Financials 19.77%
3 Healthcare 15.9%
4 Miscellaneous 8.89%
5 Real Estate 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SWK icon
976
Stanley Black & Decker
SWK
$13.4B
– –
-4,690
Closed -$492K –
TROX icon
977
Tronox
TROX
$580M
– –
-120,376
Closed -$2.02M –
UDR icon
978
UDR
UDR
$11B
– –
-72,200
Closed -$3.32M –
ULCC icon
979
Frontier Group Holdings
ULCC
$1.35B
– –
-298,025
Closed -$2.79M –
VRTX icon
980
Vertex Pharmaceuticals
VRTX
$129B
– –
-5,690
Closed -$1.6M –
VST icon
981
Vistra
VST
$54.2B
– –
-111,539
Closed -$2.55M –
VTGN icon
982
VistaGen Therapeutics
VTGN
$10.5M
– –
-12,717
Closed -$336K –
WALD icon
983
DELISTED
Waldencast
WALD
– –
-1,011,151
Closed -$9.96M –
XBP icon
984
XBP Global Holdings
XBP
$45.4M
– –
-25,737
Closed -$2.6M –
XLE icon
985
State Street Energy Select Sector SPDR ETF
XLE
$41.9B
– –
-160,000
Closed -$5.72M –
QTI icon
986
QT Imaging Holdings
QTI
$39.2M
– –
-210,009
Closed -$2.12M –
MOND icon
987
DELISTED
Mondee Holdings, Inc. Class A Common Stock
MOND
– –
-252,788
Closed -$2.52M –
MRO icon
988
DELISTED
Marathon Oil Corporation
MRO
– –
-18,762
Closed -$422K –
XFINW icon
989
DELISTED
ExcelFin Acquisition Corp Warrant
XFINW
– –
-262,511
Closed -$51K –
SOAR.WS icon
990
DELISTED
Volato Group, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SOAR.WS
– –
-105,702
Closed -$10K –
KRNL icon
991
DELISTED
Kernel Group Holdings, Inc. Class A Ordinary Shares
KRNL
– –
-470,895
Closed -$4.62M –
AKLI icon
992
DELISTED
Akili Inc
AKLI
– –
-519,885
Closed -$5.14M –
BOAC
993
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
– –
-640,218
Closed -$6.34M –
ICNC.WS
994
DELISTED
Iconic Sports Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ICNC.WS
– –
-262,511
Closed -$36K –
NUVA
995
DELISTED
NuVasive, Inc.
NUVA
– –
-45,407
Closed -$2.23M –
SUNL
996
DELISTED
Sunlight Financial Holdings, Inc.
SUNL
– –
-20,230
Closed -$1.19M –
GGAAW
997
DELISTED
Genesis Growth Tech Acquisition Corp. Warrant
GGAAW
– –
-205,898
Closed -$51K –
ISEE
998
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-109,750
Closed -$1.06M –
GSRMR
999
DELISTED
GSR II Meteora Acquisition Corp. Right
GSRMR
– –
-12,639
Closed -$18K –
RXDX
1000
DELISTED
Prometheus Biosciences, Inc. Common Stock
RXDX
– –
-24,000
Closed -$678K –
38 39
40
41 42

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ACI
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RC
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CGL
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JCM
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MPM
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UBS O'Connor's Q3 2022 Portfolio in Review

As of Q3 2022, UBS O'Connor held 1,086 positions worth $8.8B, down 8.5% from $9.62B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

UBS O'Connor withdrew a net $1.49B in Q3 2022, closing 126 positions and reducing 630 holdings. Its most notable exit was American Campus Communities, Inc., an estimated $463M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Financials and Healthcare.

Against the trend, UBS O'Connor opened a new position in Avalara, Inc. worth $373M.

  • UBS O'Connor's largest Q3 2022 buy was Avalara, Inc.: 4,065,318 shares worth $373M.
  • UBS O'Connor added most to ZENDESK INC in Q3 2022, an estimated $355M increase.
  • UBS O'Connor's biggest Q3 2022 reduction was TSMC, cutting an estimated $77.7M.
  • UBS O'Connor fully exited American Campus Communities, Inc. in Q3 2022, selling an estimated $463M.
  • UBS O'Connor's ten largest holdings make up 37% of its $8.8B portfolio in Q3 2022.
  • UBS O'Connor opened 112 new positions and closed 126 in Q3 2022.
  • UBS O'Connor's portfolio value fell 8.5% quarter-over-quarter to $8.8B.

Based on UBS O'Connor's 13F filing for Q3 2022, filed 14 Nov 2022.