We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+11.15%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$8.8B
AUM Growth
-$819M
Cap. Flow
-$1.75B
Cap. Flow %
-19.89%
Top 10 Hldgs %
37.49%
Holding
1,086
New
112
Increased
123
Reduced
630
Closed
126

Top Buys

Rank Stock Value
1
AVLR
Avalara, Inc.
AVLR
+$364M
2
ZEN
ZENDESK INC
ZEN
+$355M
3
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$273M
4
STOR
STORE Capital Corporation
STOR
+$213M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$138M

Top Sells

Rank Stock Value
1
ACC
American Campus Communities, Inc.
ACC
+$463M
2
CTXS
Citrix Systems Inc
CTXS
+$411M
3
SAIL
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
+$317M
4
CDK
CDK Global, Inc.
CDK
+$290M
5
MNDT
Mandiant, Inc. Common Stock
MNDT
+$276M

Sector Composition

Rank Sector Weight
1 Technology 28.43%
2 Financials 19.76%
3 Healthcare 14.3%
4 Real Estate 8.12%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWK icon
976
Stanley Black & Decker
SWK
$15.3B
– –
-4,690
Closed -$492K
TROX icon
977
Tronox
TROX
$1.11B
– –
-120,376
Closed -$2.02M
UDR icon
978
UDR
UDR
$12.3B
– –
-72,200
Closed -$3.32M
ULCC icon
979
Frontier Group Holdings
ULCC
$1.75B
– –
-298,025
Closed -$2.79M
VRTX icon
980
Vertex Pharmaceuticals
VRTX
$123B
– –
-5,690
Closed -$1.6M
VST icon
981
Vistra
VST
$47.7B
– –
-111,539
Closed -$2.55M
VTGN icon
982
VistaGen Therapeutics
VTGN
$12.6M
– –
-12,717
Closed -$336K
WALD icon
983
Waldencast
WALD
$185M
– –
-1,011,151
Closed -$9.96M
XBP icon
984
XBP Global Holdings
XBP
$35.3M
– –
-25,737
Closed -$2.6M
XLE icon
985
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
– –
-160,000
Closed -$5.72M
QTI
986
QT Imaging Holdings
QTI
$37.4M
– –
-210,009
Closed -$2.12M
MOND
987
DELISTED
Mondee Holdings, Inc. Class A Common Stock
MOND
– –
-252,788
Closed -$2.52M
MRO
988
DELISTED
Marathon Oil Corporation
MRO
– –
-18,762
Closed -$422K
XFINW
989
DELISTED
ExcelFin Acquisition Corp Warrant
XFINW
– –
-262,511
Closed -$51K
SOAR.WS
990
DELISTED
Volato Group, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SOAR.WS
– –
-105,702
Closed -$10K
KRNL
991
DELISTED
Kernel Group Holdings, Inc. Class A Ordinary Shares
KRNL
– –
-470,895
Closed -$4.62M
AKLI
992
DELISTED
Akili Inc
AKLI
– –
-519,885
Closed -$5.14M
BOAC
993
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
– –
-640,218
Closed -$6.34M
ICNC.WS
994
DELISTED
Iconic Sports Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ICNC.WS
– –
-262,511
Closed -$36K
NUVA
995
DELISTED
NuVasive, Inc.
NUVA
– –
-45,407
Closed -$2.23M
SUNL
996
DELISTED
Sunlight Financial Holdings, Inc.
SUNL
– –
-20,230
Closed -$1.19M
GGAAW
997
DELISTED
Genesis Growth Tech Acquisition Corp. Warrant
GGAAW
– –
-205,898
Closed -$51K
ISEE
998
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-109,750
Closed -$1.06M
GSRMR
999
DELISTED
GSR II Meteora Acquisition Corp. Right
GSRMR
– –
-12,639
Closed -$18K
RXDX
1000
DELISTED
Prometheus Biosciences, Inc. Common Stock
RXDX
– –
-24,000
Closed -$678K
38 39
40
41 42

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2022 Portfolio in Review

As of Q3 2022, UBS O'Connor held 1,086 positions worth $8.8B, down 8.5% from $9.62B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

UBS O'Connor withdrew a net $1.75B in Q3 2022, closing 126 positions and reducing 630 holdings. Its most notable exit was American Campus Communities, Inc., an estimated $463M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Financials and Healthcare.

Against the trend, UBS O'Connor opened a new position in Avalara, Inc. worth $373M.

  • UBS O'Connor's largest Q3 2022 buy was Avalara, Inc.: 4,065,318 shares worth $373M.
  • UBS O'Connor added most to ZENDESK INC in Q3 2022, an estimated $355M increase.
  • UBS O'Connor's biggest Q3 2022 reduction was TSMC, cutting an estimated $77.7M.
  • UBS O'Connor fully exited American Campus Communities, Inc. in Q3 2022, selling an estimated $463M.
  • UBS O'Connor's ten largest holdings make up 37% of its $8.8B portfolio in Q3 2022.
  • UBS O'Connor opened 112 new positions and closed 126 in Q3 2022.
  • UBS O'Connor's portfolio value fell 8.5% quarter-over-quarter to $8.8B.

Based on UBS O'Connor's 13F filing for Q3 2022, filed 14 Nov 2022.