UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+9.22%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.63%
Top 10 Hldgs %
56.73%
Holding
1,172
New
258
Increased
423
Reduced
171
Closed
230

Top Buys

1
CONE
CyrusOne Inc Common Stock
CONE
$464M
2
COHR
Coherent Inc
COHR
$240M
3
CERN
Cerner Corp
CERN
$142M
4
VG
Vonage Holdings Corporation
VG
$109M
5
ROG icon
Rogers Corp
ROG
$101M

Top Sells

1
KSU
Kansas City Southern
KSU
$954M
2
PPD
PPD, Inc. Common Stock
PPD
$742M
3
VER
VEREIT, Inc.
VER
$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
$251M

Sector Composition

1 Financials 21.54%
2 Technology 20.4%
3 Communication Services 16.93%
4 Healthcare 6.22%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MOTV.WS
976
DELISTED
Motive Capital Corp Warrants, each whole warrant exercisable for one Class A ordinary share at an ex
MOTV.WS
– –
-166,660
Closed -$209K
NVTSW
977
DELISTED
Navitas Semiconductor Corporation Warrants
NVTSW
– –
-166,660
Closed -$319K
HCCCW
978
DELISTED
Healthcare Capital Corp. Warrant
HCCCW
– –
-124,996
Closed -$81K
IVAN.WS
979
DELISTED
Ivanhoe Capital Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
IVAN.WS
– –
-99,996
Closed -$145K
SEAH.WS
980
DELISTED
Sports Entertainment Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one s
SEAH.WS
– –
-149,106
Closed -$356K
LICY.WS
981
DELISTED
Li-Cycle Holdings Corp. Redeemable Warrants, each whole warrant exercisable for one Common Share at
LICY.WS
– –
-250,979
Closed -$604K
CFV
982
DELISTED
CF Acquisition Corp. V Class A Common Stock
CFV
– –
-444,157
Closed -$4.4M
CFFVW
983
DELISTED
CF Acquisition Corp. V Warrant
CFFVW
– –
-133,328
Closed -$131K
DCRN
984
DELISTED
Decarbonization Plus Acquisition Corporation II Class A Common stock
DCRN
– –
-243,299
Closed -$2.41M
NGCAW
985
DELISTED
NextGen Acquisition Corp. II Warrant
NGCAW
– –
-130,039
Closed -$215K
NGCA
986
DELISTED
NextGen Acquisition Corp. II Class A Ordinary Shares
NGCA
– –
-499,609
Closed -$4.95M
ATMR.WS
987
DELISTED
Altimar Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A Ordinary Share
ATMR.WS
– –
-143,819
Closed -$152K
EUSGW
988
DELISTED
European Sustainable Growth Acquisition Corp. Warrant
EUSGW
– –
-124,996
Closed -$156K
EUSG
989
DELISTED
European Sustainable Growth Acquisition Corp. Class A Ordinary Shares
EUSG
– –
-249,991
Closed -$2.48M
MACQ
990
DELISTED
MCAP Acquisition Corporation Class A Common Stock
MACQ
– –
-751,566
Closed -$7.42M
IIAC.WS
991
DELISTED
Investindustrial Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class
IIAC.WS
– –
-566,645
Closed -$737K
IIAC
992
DELISTED
Investindustrial Acquisition Corp.
IIAC
– –
-1,449,549
Closed -$14.4M
BSN
993
DELISTED
Broadstone Acquisition Corp.
BSN
– –
-109,595
Closed -$1.09M
BSN.WS
994
DELISTED
Broadstone Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share
BSN.WS
– –
-249,991
Closed -$267K
YAC
995
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
– –
-445,971
Closed -$4.41M
YAC.WS
996
DELISTED
Yucaipa Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A
YAC.WS
– –
-333,321
Closed -$362K
KSU
997
DELISTED
Kansas City Southern
KSU
– –
-3,524,578
Closed -$954M
HRC
998
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-2,100,000
Closed -$315M
CBAH.WS
999
DELISTED
CBRE Acquisition Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A co
CBAH.WS
– –
-124,996
Closed -$206K
DCRC
1000
DELISTED
Decarbonization Plus Acquisition Corporation III Class A Common Stock
DCRC
– –
-148,630
Closed -$1.49M
38 39
40
41 42