We are live on
!
Find out more
UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+9.26%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.4B
AUM Growth
-$2.35B
(-18%)
Cap. Flow
-$3.18B
Cap. Flow
% of AUM
-30.59%
Top 10 Holdings %
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
444
Reduced
178
Closed
245
Avg Time Held Equity + Options
2
quarters
Top 10 Avg Time Held Equity + Options
0.9
quarters
Top 20 Avg Time Held Equity + Options
0.9
quarters
Avg Time Held Equity only
2
quarters
Top 10 Avg Time Held Equity only
0.9
quarters
Top 20 Avg Time Held Equity only
0.9
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
CONE
CyrusOne Inc Common Stock
CONE
|
+$439M |
| 2 |
Coherent Inc
COHR
|
+$232M |
| 3 |
CERN
Cerner Corp
CERN
|
+$116M |
| 4 |
Vonage Holdings Corporation
VG
|
+$95.6M |
| 5 |
MIME
Mimecast Limited
MIME
|
+$92.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
KSU
Kansas City Southern
KSU
|
+$954M |
| 2 |
PPD
PPD, Inc. Common Stock
PPD
|
+$742M |
| 3 |
VER
VEREIT, Inc.
VER
|
+$701M |
| 4 |
HRC
HILL-ROM HOLDINGS, INC.
HRC
|
+$315M |
| 5 |
ATH
Athene Holding Ltd. Class A Common Shares
ATH
|
+$247M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 26.55% |
| 2 | Financials | 21.56% |
| 3 | Communication Services | 16.89% |
| 4 | Real Estate | 8.6% |
| 5 | Healthcare | 7.57% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
976
P3 Health Partners
PIII
$17.4M
| – | – |
-12,007
| Closed | -$5.92M | – |
|
|
977
P3 Health Partners Inc Warrant
PIIIW
$86.9K
| – | – |
-166,660
| Closed | -$151K | – |
|
978
Planet Labs
PL
$5.81B
| – | – |
-646,177
| Closed | -$6.4M | – |
|
979
PennyMac Mortgage Investment
PMT
$615M
| – | – |
-70,700
| Closed | -$1.39M | – |
|
980
PUT
Invesco QQQ Trust
QQQ
$499B
| – | – |
-54,000
| Closed | -$683K | – |
|
981
Roblox
RBLX
$35.4B
| – | – |
-28,000
| Closed | -$2.12M | – |
|
982
RideNow Group
RDNW
$197M
| – | – |
-507,572
| Closed | -$19.8M | – |
|
|
RNWWW
983
DELISTED
ReNew Energy Global PLC Warrant
RNWWW
| – | – |
-250,979
| Closed | -$459K | – |
|
984
RUM Group Inc
RUM
$3.39B
| – | – |
-299,995
| Closed | -$2.91M | – |
|
985
RUM Group Inc Warrant
RUMBW
$12.7M
| – | – |
-62,449
| Closed | -$52K | – |
|
986
Sunrun
RUN
$1.83B
| – | – |
-221,036
| Closed | -$9.73M | – |
|
987
SAB Biotherapeutics Warrant
SABSW
$97.5K
| – | – |
-124,996
| Closed | -$116K | – |
|
988
Sea Limited
SE
$58.7B
| – | – |
-9,000
| Closed | -$2.87M | – |
|
989
SES AI
SES
$297M
| – | – |
-200,783
| Closed | -$1.99M | – |
|
990
DELISTED
Sonder
SOND
| – | – |
-24,648
| Closed | -$4.87M | – |
|
991
Sonos
SONO
$2.05B
| – | – |
-180,000
| Closed | -$5.83M | – |
|
992
Sociedad Química y Minera de Chile
SQM
$17.8B
| – | – |
-276,911
| Closed | -$14.9M | – |
|
993
STAG Industrial
STAG
$7.03B
| – | – |
-98,100
| Closed | -$3.85M | – |
|
994
TriSalus Life Sciences Warrant
TLSIW
| – | – |
-66,664
| Closed | -$56K | – |
|
995
T-Mobile US
TMUS
$163B
| – | – |
-80,000
| Closed | -$10.2M | – |
|
996
Travel + Leisure Co
TNL
$3.8B
| – | – |
-44,400
| Closed | -$2.42M | – |
|
997
Starling Oncology
STLN
$705M
| – | – |
-499,982
| Closed | -$4.96M | – |
|
|
998
Starling Oncology Warrant
STLNW
$2.64M
| – | – |
-372,284
| Closed | -$577K | – |
|
999
TSMC
TSM
$2.3T
| – | – |
-30,000
| Closed | -$3.35M | – |
|
1000
Take-Two Interactive
TTWO
$39B
| – | – |
-175,000
| Closed | -$27M | – |
|
Similar funds
FNBT
ACI
RC
A
CGL
CB
JCM
MPM
UBS O'Connor's Q4 2021 Portfolio in Review
As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.
UBS O'Connor withdrew a net $3.18B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.
By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.
Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.
- UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
- UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
- UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
- UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
- UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
- UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
- UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.
Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.