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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIII icon
976
P3 Health Partners
PIII
$36.2M
– –
-12,007
Closed -$5.92M
PIIIW icon
977
P3 Health Partners Inc Warrant
PIIIW
$179K
– –
-166,660
Closed -$151K
PL icon
978
Planet Labs
PL
$8.1B
– –
-646,177
Closed -$6.4M
PMT
979
PennyMac Mortgage Investment
PMT
$814M
– –
-70,700
Closed -$1.39M
QQQ icon
980
PUT
Invesco QQQ Trust
QQQ
$479B
– –
-54,000
Closed -$683K
RBLX icon
981
Roblox
RBLX
$25.7B
– –
-28,000
Closed -$2.12M
RDNW
982
RideNow Group
RDNW
$264M
– –
-507,572
Closed -$19.8M
RNWWW
983
ReNew Energy Global PLC Warrant
RNWWW
$24.1K
– –
-250,979
Closed -$459K
RUM icon
984
RUM Group Inc
RUM
$1.71B
– –
-299,995
Closed -$2.91M
RUMBW
985
RUM Group Inc Warrant
RUMBW
$13.7M
– –
-62,449
Closed -$52K
RUN icon
986
Sunrun
RUN
$2.26B
– –
-221,036
Closed -$9.73M
SABSW icon
987
SAB Biotherapeutics Warrant
SABSW
$220K
– –
-124,996
Closed -$116K
SE icon
988
Sea Limited
SE
$68B
– –
-9,000
Closed -$2.87M
SES icon
989
SES AI
SES
$187M
– –
-200,783
Closed -$1.99M
SOND
990
DELISTED
Sonder
SOND
– –
-24,648
Closed -$4.87M
SONO icon
991
Sonos
SONO
$1.83B
– –
-180,000
Closed -$5.83M
SQM icon
992
Sociedad Química y Minera de Chile
SQM
$20.7B
– –
-276,911
Closed -$14.9M
STAG icon
993
STAG Industrial
STAG
$7.1B
– –
-98,100
Closed -$3.85M
TLSIW icon
994
TriSalus Life Sciences Warrant
TLSIW
$53.6M
– –
-66,664
Closed -$56K
TMUS icon
995
T-Mobile US
TMUS
$193B
– –
-80,000
Closed -$10.2M
TNL icon
996
Travel + Leisure Co
TNL
$4.74B
– –
-44,400
Closed -$2.42M
STLN
997
Starling Oncology, Inc. Common Stock
STLN
$499M
– –
-499,982
Closed -$4.96M
TOIIW
998
DELISTED
The Oncology Institute Warrant
TOIIW
– –
-372,284
Closed -$577K
TSM icon
999
TSMC
TSM
$2.17T
– –
-30,000
Closed -$3.35M
TTWO icon
1000
Take-Two Interactive
TTWO
$43.5B
– –
-175,000
Closed -$27M
38 39
40
41 42

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.