UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
This Quarter Return
+4.67%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$6.93B
AUM Growth
+$6.93B
Cap. Flow
+$2.26B
Cap. Flow %
32.57%
Top 10 Hldgs %
41.99%
Holding
1,023
New
565
Increased
84
Reduced
102
Closed
191

Top Buys

1
INFO
IHS Markit Ltd. Common Shares
INFO
$529M
2
RP
RealPage, Inc.
RP
$246M
3
WORK
Slack Technologies, Inc.
WORK
$183M
4
KSU
Kansas City Southern
KSU
$172M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$170M

Top Sells

1
TIF
Tiffany & Co.
TIF
$309M
2
CXO
CONCHO RESOURCES INC.
CXO
$240M
3
ACIA
Acacia Communications, Inc. Common Stock
ACIA
$73.4M
4
EV
Eaton Vance Corp.
EV
$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
$65.3M

Sector Composition

1 Technology 16.63%
2 Healthcare 10.01%
3 Financials 9.93%
4 Industrials 9.83%
5 Communication Services 9.69%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FRX.U
976
DELISTED
Forest Road Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-th
FRX.U
– –
-684,375
Closed -$7.19M
ACACU
977
DELISTED
Acies Acquisition Corp. Unit
ACACU
– –
-547,500
Closed -$5.86M
THBR
978
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
– –
-91,249
Closed -$1.21M
JIH
979
DELISTED
Juniper Industrial Holdings, Inc.
JIH
– –
-912,498
Closed -$9.77M
TSIAU
980
DELISTED
TS Innovation Acquisitions Corp. Unit
TSIAU
– –
-438,000
Closed -$4.62M
LACQ
981
DELISTED
Leisure Acquisition Corp.
LACQ
– –
0
– –
STIC.U
982
DELISTED
Northern Star Acquisition Corp. Units, each consisting of one share of common stock and one-third of
STIC.U
– –
-63,875
Closed -$1M
NGA
983
DELISTED
Northern Genesis Acquisition Corp.
NGA
– –
0
– –
DMYD
984
DELISTED
dMY Technology Group, Inc. II
DMYD
– –
0
– –
CGRO
985
DELISTED
Collective Growth Corporation Class A Common Stock
CGRO
– –
-100,365
Closed -$1.43M
RPLA
986
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
– –
-456,249
Closed -$4.75M
BFT
987
DELISTED
Foley Trasimene Acquisition Corp. II
BFT
– –
-91,250
Closed -$1.38M
CIIC
988
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
– –
0
– –
QEP
989
DELISTED
QEP RESOURCES, INC.
QEP
– –
-93,600
Closed -$224K
ACIA
990
DELISTED
Acacia Communications, Inc. Common Stock
ACIA
– –
-1,005,669
Closed -$73.4M
EV
991
DELISTED
Eaton Vance Corp.
EV
– –
-997,072
Closed -$67.7M
CXO
992
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-4,111,611
Closed -$240M
FIT
993
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-9,608,984
Closed -$65.3M
36 37 38 39
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