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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTPA.U
976
DELISTED
Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HTPA.U
– –
-547,500
Closed -$5.75M
PTICU
977
DELISTED
PropTech Investment Corporation II Unit
PTICU
– –
-684,375
Closed -$7.36M
PHICU
978
DELISTED
Population Health Investment Co., Inc. Unit
PHICU
– –
-273,750
Closed -$2.86M
FLACU
979
DELISTED
Frazier Lifesciences Acquisition Corporation Unit
FLACU
– –
-22,812
Closed -$237K
TINV.U
980
DELISTED
Tiga Acquisition Corp. Units, each consisting of one Class A ordinary share and one half of one warrant
TINV.U
– –
-228,125
Closed -$2.41M
NOACU
981
DELISTED
Natural Order Acquisition Corp. Unit
NOACU
– –
-752,813
Closed -$8.17M
CRHC
982
CALL
DELISTED
Cohn Robbins Holdings Corp.
CRHC
– –
-1,216,666
Closed -$2.24M
QNGY
983
CALL
DELISTED
Quanergy Systems, Inc.
QNGY
– –
-27,479
Closed -$951K
HAACU
984
DELISTED
Health Assurance Acquisition Corp. SAIL Securities
HAACU
– –
-456,250
Closed -$5.03M
LUXAU
985
DELISTED
Lux Health Tech Acquisition Corp. Units
LUXAU
– –
-228,125
Closed -$2.68M
PIPP.U
986
DELISTED
Pine Island Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
PIPP.U
– –
-433,438
Closed -$4.47M
TEKK
987
CALL
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
– –
-228,125
Closed -$552K
LFTRU
988
DELISTED
Lefteris Acquisition Corp. Unit
LFTRU
– –
-456,250
Closed -$4.97M
ENPC
989
CALL
DELISTED
Executive Network Partnering Corporation
ENPC
– –
-399,060
Closed -$438K
HIGA
990
CALL
DELISTED
H.I.G. Acquisition Corp.
HIGA
– –
-304,166
Closed -$411K
PMVC
991
CALL
DELISTED
PMV Consumer Acquisition Corp.
PMVC
– –
-228,125
Closed -$250K
IPOD
992
CALL
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
– –
-182,500
Closed -$693K
IPOF
993
CALL
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
– –
-171,094
Closed -$567K
TPGY
994
CALL
DELISTED
TPG Pace Beneficial Finance Corp.
TPGY
– –
-273,750
Closed -$2.01M
ASAQ
995
CALL
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
– –
-501,874
Closed -$567K
RCHG
996
CALL
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
– –
-228,125
Closed -$362K
RCHG
997
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
– –
-456,250
Closed -$4.65M
AVAN
998
CALL
DELISTED
Avanti Acquisition Corp.
AVAN
– –
-342,187
Closed -$532K
VYGG
999
CALL
DELISTED
Vy Global Growth
VYGG
– –
-365,000
Closed -$730K
NMMC
1000
CALL
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
– –
-228,125
Closed -$308K
38 39
40
41 42

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UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.