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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.62B
AUM Growth
+$874M
Cap. Flow
+$536M
Cap. Flow %
9.53%
Top 10 Hldgs %
66.07%
Holding
710
New
128
Increased
146
Reduced
103
Closed
149

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$779M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$358M
3
NEWR
New Relic, Inc.
NEWR
+$258M
4
DEN
Denbury Inc.
DEN
+$175M
5
VMW
VMware, Inc
VMW
+$165M

Top Sells

Rank Stock Value
1
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$230M
2
PDCE
PDC Energy, Inc.
PDCE
+$221M
3
UNVR
Univar Solutions Inc.
UNVR
+$219M
4
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$146M
5
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$141M

Sector Composition

Rank Sector Weight
1 Technology 34.82%
2 Healthcare 28.77%
3 Real Estate 5.15%
4 Financials 4.39%
5 Consumer Discretionary 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HR icon
76
Healthcare Realty
HR
$6.92B
$6.61M 0.12%
+432,994
New +$7.68M
NLY icon
77
Annaly Capital Management
NLY
$17.1B
$6.58M 0.12%
349,615
+1,053
+0.3% +$20.9K
EGP icon
78
EastGroup Properties
EGP
$10.8B
$6.53M 0.12%
39,235
-5,853
-13% -$1.04M
VICI icon
79
VICI Properties
VICI
$29.2B
$6.49M 0.12%
222,987
+88,317
+66% +$2.74M
AES icon
80
AES
AES
$10.5B
$6.42M 0.11%
+422,400
New +$8.05M
AVGO icon
81
Broadcom
AVGO
$2T
$6.41M 0.11%
77,230
+9,790
+15% +$849K
HUBB icon
82
Hubbell
HUBB
$26.8B
$6.36M 0.11%
+20,300
New +$6.46M
EPR icon
83
EPR Properties
EPR
$4.7B
$6.29M 0.11%
+151,439
New +$6.67M
PLD icon
84
Prologis
PLD
$130B
$5.9M 0.1%
52,545
-11,109
-17% -$1.36M
BEKE icon
85
KE Holdings
BEKE
$18.7B
$5.85M 0.1%
377,242
+126,448
+50% +$2.01M
AYX
86
DELISTED
Alteryx Inc
AYX
$5.84M 0.1%
155,000
-120,000
-44% -$4.3M
CFIV
87
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
$5.84M 0.1%
546,835
– –
RENE
88
DELISTED
Cartesian Growth Corp II
RENE
$5.77M 0.1%
534,100
– –
EMN icon
89
Eastman Chemical
EMN
$8.4B
$5.75M 0.1%
+74,950
New +$6.22M
SNY icon
90
Sanofi
SNY
$104B
$5.74M 0.1%
106,931
+15,000
+16% +$800K
BIIB icon
91
Biogen
BIIB
$30.5B
$5.65M 0.1%
+22,000
New +$5.88M
ELS icon
92
Equity Lifestyle Properties
ELS
$12.5B
$5.64M 0.1%
88,604
-67,804
-43% -$4.58M
WELL icon
93
Welltower
WELL
$170B
$5.61M 0.1%
68,483
+52,396
+326% +$4.31M
GAQ
94
DELISTED
Generation Asia I Acquisition Limited Class A Ordinary Shares
GAQ
$5.58M 0.1%
520,000
-1,460,000
-74% -$15.5M
KVUE icon
95
Kenvue
KVUE
$36.8B
$5.55M 0.1%
+276,346
New +$6.4M
SUI icon
96
Sun Communities
SUI
$14.7B
$5.5M 0.1%
46,501
-50,628
-52% -$6.43M
GTY
97
Getty Realty Corp
GTY
$2.06B
$5.4M 0.1%
194,733
+35,331
+22% +$1.1M
APH icon
98
Amphenol
APH
$210B
$5.37M 0.1%
127,900
+30,000
+31% +$1.29M
GLPI icon
99
Gaming and Leisure Properties
GLPI
$12.8B
$5.22M 0.09%
114,490
+17,874
+19% +$852K
RPT
100
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$5.11M 0.09%
+484,323
New +$5.18M
2 3
4
5 6

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2023 Portfolio in Review

As of Q3 2023, UBS O'Connor held 710 positions worth $5.62B, up 18% from $4.75B the previous quarter. Its ten largest holdings account for 66% of the portfolio.

UBS O'Connor deployed $536M of net new capital in Q3 2023, opening 128 new positions and adding to 146 existing holdings. Its largest new stake was Denbury Inc.: 1,931,731 shares worth $189M.

By sector, the portfolio is most concentrated in Technology at 35% of assets, up from 16% a quarter earlier, followed by Healthcare and Real Estate.

On the sell side, the largest reduction was Seagen Inc. Common Stock, an estimated $19.7M trimmed.

  • UBS O'Connor's largest Q3 2023 buy was Denbury Inc.: 1,931,731 shares worth $189M.
  • UBS O'Connor added most to Activision Blizzard in Q3 2023, an estimated $779M increase.
  • UBS O'Connor's biggest Q3 2023 reduction was Seagen Inc. Common Stock, cutting an estimated $19.7M.
  • UBS O'Connor fully exited IVERIC bio, Inc. Common Stock in Q3 2023, selling an estimated $230M.
  • UBS O'Connor's ten largest holdings make up 66% of its $5.62B portfolio in Q3 2023.
  • UBS O'Connor opened 128 new positions and closed 149 in Q3 2023.
  • UBS O'Connor's portfolio value rose 18% quarter-over-quarter to $5.62B.

Based on UBS O'Connor's 13F filing for Q3 2023, filed 14 Nov 2023.