We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XPEV icon
76
XPeng
XPEV
$11.2B
$9.53M 0.09%
189,336
-30,664
-14% -$1.38M
ESS icon
77
Essex Property Trust
ESS
$18.3B
$9.33M 0.09%
26,500
-10,540
-28% -$3.59M
BKNG icon
78
Booking.com
BKNG
$156B
$9.12M 0.09%
95,000
+20,000
+27% +$1.9M
ABR icon
79
Arbor Realty Trust
ABR
$957M
$9.1M 0.09%
496,830
+51,963
+12% +$974K
ELS icon
80
Equity Lifestyle Properties
ELS
$12.5B
$8.96M 0.09%
102,214
-136,136
-57% -$11.5M
PSB
81
DELISTED
PS Business Parks, Inc.
PSB
$8.94M 0.09%
48,525
-85,715
-64% -$15.1M
NFH
82
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
$8.21M 0.08%
716,265
– –
FSR
83
DELISTED
Fisker Inc.
FSR
$8.12M 0.08%
+516,487
New +$8.94M
CLOV icon
84
Clover Health Investments
CLOV
$2.45B
$8.11M 0.08%
+2,180,000
New +$13.4M
GSKY
85
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$7.93M 0.08%
698,553
+408,103
+141% +$4.78M
MUSA icon
86
Murphy USA
MUSA
$9.9B
$7.89M 0.08%
39,601
+13,636
+53% +$2.44M
REXR icon
87
Rexford Industrial Realty
REXR
$8.14B
$7.81M 0.08%
96,300
-105,600
-52% -$7.32M
SST icon
88
System1
SST
$13.6M
$7.8M 0.08%
78,285
-9,202
-11% -$915K
ZINGU
89
DELISTED
FTAC Zeus Acquisition Corp. Unit
ZINGU
$7.74M 0.07%
+773,655
New +$7.79M
PLUG icon
90
Plug Power
PLUG
$2.89B
$7.63M 0.07%
270,441
-249,559
-48% -$8.63M
SKIL icon
91
Skillsoft
SKIL
$72.1M
$7.63M 0.07%
41,682
– –
FSRD
92
DELISTED
Fast Radius, Inc. Class A Common Stock
FSRD
$7.63M 0.07%
773,667
-328,269
-30% -$3.25M
LHAA
93
DELISTED
Lerer Hippeau Acquisition Corp. Class A Common Stock
LHAA
$7.59M 0.07%
771,142
+20,652
+3% +$203K
EOCW
94
DELISTED
Elliott Opportunity II Corp.
EOCW
$7.56M 0.07%
773,655
+271,697
+54% +$2.66M
RJAC.U
95
DELISTED
Jackson Acquisition Company Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
RJAC.U
$7.55M 0.07%
+758,515
New +$7.57M
GSEV
96
DELISTED
Gores Holdings VII, Inc. Class A Common Stock
GSEV
$7.54M 0.07%
770,670
+20,670
+3% +$203K
FVT
97
DELISTED
Fortress Value Acquisition Corp. III
FVT
$7.53M 0.07%
770,642
+20,670
+3% +$202K
TWCB
98
DELISTED
Bilander Acquisition Corp. Class A Common Stock
TWCB
$7.52M 0.07%
773,655
+20,718
+3% +$202K
JWSM
99
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$7.51M 0.07%
770,642
+20,670
+3% +$202K
RMGC
100
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$7.5M 0.07%
769,627
+20,643
+3% +$201K
2 3
4
5 6

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.