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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+11.57%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.94B
AUM Growth
-$591M
Cap. Flow
-$564M
Cap. Flow %
-14.32%
Top 10 Hldgs %
52.08%
Holding
457
New
70
Increased
52
Reduced
144
Closed
139

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$172M
2
MXIM
Maxim Integrated Products
MXIM
+$117M
3
VAR
Varian Medical Systems, Inc.
VAR
+$112M
4
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
+$102M
5
AMTD
TD Ameritrade Holding Corp
AMTD
+$88.9M

Top Sells

Rank Stock Value
1
LM
Legg Mason, Inc.
LM
+$165M
2
EE
El Paso Electric Company
EE
+$106M
3
LOGM
LogMein, Inc.
LOGM
+$76.5M
4
TIF
Tiffany & Co.
TIF
+$74.4M
5
CZR
Caesars Entertainment Corporation
CZR
+$70.2M

Sector Composition

Rank Sector Weight
1 Financials 31.8%
2 Healthcare 9.34%
3 Industrials 6.85%
4 Technology 5.85%
5 Communication Services 5.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY.RT
76
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$6.88M 0.17%
3,055,826
+77,226
+3% +$221K
TLMD
77
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
$6.85M 0.17%
674,607
-940,393
-58% -$9.7M
AEVA
78
Aeva Technologies
AEVA
$1.73B
$6.84M 0.17%
136,875
-129,125
-49% -$6.42M
AMT icon
79
American Tower
AMT
$79.8B
$6.82M 0.17%
28,200
+20,700
+276% +$5.25M
CELU icon
80
Celularity
CELU
$19.8M
$6.71M 0.17%
63,875
-25,900
-29% -$2.68M
GOOGL icon
81
Alphabet (Google) Class A
GOOGL
$4.38T
$6.59M 0.17%
+90,000
New +$6.86M
NVR icon
82
NVR
NVR
$16.9B
$6.28M 0.16%
1,537
-890
-37% -$3.44M
CHPT icon
83
ChargePoint
CHPT
$152M
$6.05M 0.15%
19,391
-72,709
-79% -$15.8M
CPAY icon
84
Corpay
CPAY
$26B
$5.95M 0.15%
25,000
-40,000
-62% -$9.88M
SBRA icon
85
Sabra Healthcare REIT
SBRA
$5.34B
$5.95M 0.15%
431,700
+256,580
+147% +$3.77M
BG icon
86
Bunge Global
BG
$20.9B
$5.94M 0.15%
130,000
+5,000
+4% +$224K
MP icon
87
MP Materials
MP
$8.45B
$5.58M 0.14%
410,624
-2,201,876
-84% -$27.8M
CTXS
88
DELISTED
Citrix Systems Inc
CTXS
$5.51M 0.14%
40,000
-105,000
-72% -$15M
AU icon
89
AngloGold Ashanti
AU
$44.3B
$5.28M 0.13%
+200,000
New +$5.98M
W icon
90
Wayfair
W
$14.3B
$5.24M 0.13%
+18,000
New +$4.93M
APPH
91
DELISTED
AppHarvest, Inc. Common Stock
APPH
$5.24M 0.13%
445,312
-124,688
-22% -$1.25M
LSI
92
DELISTED
Life Storage, Inc.
LSI
$5.19M 0.13%
73,950
-50,955
-41% -$3.45M
PRCH icon
93
Porch Group
PRCH
$1.75B
$5.08M 0.13%
456,248
-921,252
-67% -$9.73M
DM
94
DELISTED
Desktop Metal, Inc.
DM
$5.06M 0.13%
46,875
-148,609
-76% -$16.1M
FCPT icon
95
Four Corners Property Trust
FCPT
$2.75B
$5.05M 0.13%
+197,300
New +$4.88M
CPT icon
96
Camden Property Trust
CPT
$11B
$5.02M 0.13%
56,400
+24,200
+75% +$2.18M
BDX icon
97
Becton Dickinson
BDX
$48.8B
$5M 0.13%
22,038
-68,937
-76% -$16.9M
VICI icon
98
VICI Properties
VICI
$29.2B
$4.9M 0.12%
209,820
-23,800
-10% -$534K
UPH
99
DELISTED
UpHealth, Inc.
UPH
$4.76M 0.12%
46,858
-55,372
-54% -$5.65M
ALUS
100
DELISTED
Alussa Energy Acquisition Corp
ALUS
$4.65M 0.12%
468,421
-986,694
-68% -$9.84M
2 3
4
5 6

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2020 Portfolio in Review

As of Q3 2020, UBS O'Connor held 457 positions worth $3.94B, down 13% from $4.53B the previous quarter. Its ten largest holdings account for 52% of the portfolio.

UBS O'Connor withdrew a net $564M in Q3 2020, closing 139 positions and reducing 144 holdings. Its most notable exit was Legg Mason, Inc., an estimated $165M position sold in full.

By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 27% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, UBS O'Connor opened a new position in Maxim Integrated Products worth $117M.

  • UBS O'Connor's largest Q3 2020 buy was Maxim Integrated Products: 1,729,774 shares worth $117M.
  • UBS O'Connor added most to E*Trade Financial Corporation in Q3 2020, an estimated $172M increase.
  • UBS O'Connor's biggest Q3 2020 reduction was Tiffany & Co., cutting an estimated $74.4M.
  • UBS O'Connor fully exited Legg Mason, Inc. in Q3 2020, selling an estimated $165M.
  • UBS O'Connor's ten largest holdings make up 52% of its $3.94B portfolio in Q3 2020.
  • UBS O'Connor opened 70 new positions and closed 139 in Q3 2020.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $3.94B.

Based on UBS O'Connor's 13F filing for Q3 2020, filed 12 Nov 2020.