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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.59B
AUM Growth
-$1.57B
Cap. Flow
-$2.47B
Cap. Flow %
-68.8%
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$273M
2
GWR
Genesee & Wyoming Inc.
GWR
+$169M
3
CY
Cypress Semiconductor
CY
+$116M
4
WCG
Wellcare Health Plans, Inc.
WCG
+$108M
5
AABA
Altaba Inc
AABA
+$91.3M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$555M
2
FDC
First Data Corporation
FDC
+$522M
3
LLL
L3 Technologies, Inc.
LLL
+$404M
4
WP
Worldpay, Inc.
WP
+$334M
5
APC
Anadarko Petroleum
APC
+$296M

Sector Composition

Rank Sector Weight
1 Healthcare 18.77%
2 Technology 13.48%
3 Financials 9.55%
4 Industrials 8.32%
5 Real Estate 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKIL icon
76
Skillsoft
SKIL
$72.1M
$7.51M 0.21%
+37,500
New +$7.47M
SSPKU
77
DELISTED
Silver Spike Acquisition Corp. Units
SSPKU
$7.44M 0.21%
+737,290
New +$7.39M
VICI icon
78
VICI Properties
VICI
$29.2B
$7.31M 0.2%
322,600
-250,100
-44% -$5.46M
AHCO icon
79
AdaptHealth
AHCO
$806M
$7.22M 0.2%
+707,425
New +$7.22M
FSR
80
DELISTED
Fisker Inc.
FSR
$6.93M 0.19%
+686,259
New +$6.87M
INXN
81
DELISTED
Interxion Holding N.V.
INXN
$6.79M 0.19%
83,300
-99,800
-55% -$7.76M
HR icon
82
Healthcare Realty
HR
$6.92B
$6.67M 0.19%
227,100
-4,200
-2% -$117K
CLDR
83
DELISTED
Cloudera, Inc.
CLDR
$6.64M 0.18%
750,000
-1,110,000
-60% -$7.71M
NHI icon
84
National Health Investors
NHI
$3.65B
$6.37M 0.18%
77,300
-34,850
-31% -$2.84M
EGP icon
85
EastGroup Properties
EGP
$10.8B
$6.3M 0.18%
50,400
-36,800
-42% -$4.5M
BMTX
86
DELISTED
BM Technologies, Inc.
BMTX
$6.29M 0.17%
+618,636
New +$6.26M
RPAI
87
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$6.25M 0.17%
+507,200
New +$5.96M
EXR icon
88
Extra Space Storage
EXR
$31.6B
$6.16M 0.17%
52,700
-37,250
-41% -$4.31M
CDLX icon
89
Cardlytics
CDLX
$20.4M
$6.03M 0.17%
18,000
-16,435
-48% -$5.27M
FRT icon
90
Federal Realty Investment Trust
FRT
$10.2B
$5.68M 0.16%
41,700
-28,100
-40% -$3.7M
AXTA icon
91
Axalta
AXTA
$8.03B
$5.65M 0.16%
187,500
– –
WRI
92
DELISTED
Weingarten Realty Investors
WRI
$5.63M 0.16%
+193,100
New +$5.33M
FR icon
93
First Industrial Realty Trust
FR
$8.4B
$5.57M 0.16%
140,900
+76,800
+120% +$2.95M
COLD icon
94
Americold
COLD
$4.11B
$5.57M 0.16%
150,300
-217,270
-59% -$7.64M
EPR icon
95
EPR Properties
EPR
$4.7B
$5.5M 0.15%
71,500
+39,600
+124% +$3.01M
MGP
96
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$5.45M 0.15%
181,400
-118,600
-40% -$3.57M
PSB
97
DELISTED
PS Business Parks, Inc.
PSB
$5.17M 0.14%
28,400
-26,550
-48% -$4.69M
DEI icon
98
Douglas Emmett
DEI
$1.93B
$5.17M 0.14%
+120,600
New +$4.99M
DKNG icon
99
DraftKings
DKNG
$11B
$5.12M 0.14%
+517,500
New +$5.09M
ACC
100
DELISTED
American Campus Communities, Inc.
ACC
$5.01M 0.14%
104,300
+69,850
+203% +$3.3M
2 3
4
5 6

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2019 Portfolio in Review

As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

UBS O'Connor withdrew a net $2.47B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.

  • UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
  • UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
  • UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
  • UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
  • UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
  • UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
  • UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.