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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+30.65%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$1.31B
AUM Growth
-$1.46B
Cap. Flow
-$1.18B
Cap. Flow %
-89.71%
Top 10 Hldgs %
100%
Holding
212
New
7
Increased
2
Reduced
1
Closed
202

Top Buys

Rank Stock Value
1
FDC
First Data Corporation
FDC
+$401M
2
LLL
L3 Technologies, Inc.
LLL
+$141M
3
CELG
Celgene Corp
CELG
+$123M
4
RHT
Red Hat Inc
RHT
+$108M
5
STI
SunTrust Banks, Inc.
STI
+$101M

Top Sells

Rank Stock Value
1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$334M
2
DNB
Dun & Bradstreet
DNB
+$89.7M
3
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$89.6M
4
CI icon
Cigna
CI
+$87.4M
5
ATHN
Athenahealth, Inc.
ATHN
+$72.3M

Sector Composition

Rank Sector Weight
1 Industrials 33.79%
2 Communication Services 24.92%
3 Technology 16.54%
4 Healthcare 13.43%
5 Financials 7.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEES
76
DELISTED
H&E Equipment Services
HEES
– –
-100,000
Closed -$2.04M
HIW icon
77
Highwoods Properties
HIW
$3.47B
– –
-123,000
Closed -$4.76M
HLF icon
78
Herbalife
HLF
$1.19B
– –
-500,000
Closed -$29.5M
HOG icon
79
PUT
Harley-Davidson
HOG
$2.71B
– –
-50,000
Closed -$299K
HR icon
80
Healthcare Realty
HR
$6.92B
– –
-35,000
Closed -$886K
HYG icon
81
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-1,800,000
Closed -$1.47M
PPLI
82
People Inc
PPLI
$3.2B
– –
-266,481
Closed -$8.72M
IR icon
83
Ingersoll Rand
IR
$34.2B
– –
-107,746
Closed -$2.2M
ITRM
84
DELISTED
Iterum Therapeutics
ITRM
– –
-6,601
Closed -$496K
JNK icon
85
PUT
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
– –
-333,333
Closed -$575K
KN icon
86
Knowles
KN
$3.36B
– –
-10,000
Closed -$133K
LAMR icon
87
Lamar Advertising Co
LAMR
$16.2B
– –
-27,900
Closed -$1.93M
LITE icon
88
Lumentum
LITE
$65.2B
– –
-35,000
Closed -$1.47M
LTC
89
LTC Properties
LTC
$2.02B
– –
-54,800
Closed -$2.28M
MAT icon
90
CALL
Mattel
MAT
$4.21B
– –
-25,000
Closed -$7K
MAT icon
91
PUT
Mattel
MAT
$4.21B
– –
-917,000
Closed -$2.26M
META icon
92
Meta Platforms (Facebook)
META
$1.5T
– –
-476,000
Closed -$62.4M
MRAM icon
93
Everspin Technologies
MRAM
$367M
– –
-150,310
Closed -$843K
MSFT icon
94
Microsoft
MSFT
$3.71T
– –
-119,143
Closed -$12.1M
MTCH icon
95
Match Group
MTCH
$8.54B
– –
-41,772
Closed -$1.79M
MU icon
96
Micron Technology
MU
$996B
– –
-49,172
Closed -$1.56M
NFLX icon
97
Netflix
NFLX
$307B
– –
-107,500
Closed -$2.88M
NFLX icon
98
PUT
Netflix
NFLX
$307B
– –
-100,000
Closed -$589K
NHI icon
99
National Health Investors
NHI
$3.65B
– –
-70,700
Closed -$5.34M
NNN icon
100
NNN REIT
NNN
$8.94B
– –
-36,800
Closed -$1.78M
2 3
4
5 6

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2019 Portfolio in Review

As of Q1 2019, UBS O'Connor held 212 positions worth $1.31B, down 53% from $2.77B the previous quarter. Its ten largest holdings account for 100% of the portfolio.

UBS O'Connor withdrew a net $1.18B in Q1 2019, closing 202 positions and reducing 1 holding. Its most notable exit was Twenty-First Century Fox, Inc. Class A, an estimated $334M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 34% of assets, up from 6.6% a quarter earlier, followed by Communication Services and Technology.

Against the trend, UBS O'Connor opened a new position in First Data Corporation worth $443M.

  • UBS O'Connor's largest Q1 2019 buy was First Data Corporation: 16,863,844 shares worth $443M.
  • UBS O'Connor added most to Red Hat Inc in Q1 2019, an estimated $108M increase.
  • UBS O'Connor's biggest Q1 2019 reduction was TRIBUNE MEDIA COMPANY CLASS A, cutting an estimated $45.7M.
  • UBS O'Connor fully exited Twenty-First Century Fox, Inc. Class A in Q1 2019, selling an estimated $334M.
  • UBS O'Connor's ten largest holdings make up 100% of its $1.31B portfolio in Q1 2019.
  • UBS O'Connor opened 7 new positions and closed 202 in Q1 2019.
  • UBS O'Connor's portfolio value fell 53% quarter-over-quarter to $1.31B.

Based on UBS O'Connor's 13F filing for Q1 2019, filed 13 May 2019.