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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.89%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.35B
AUM Growth
-$639M
Cap. Flow
-$2.02B
Cap. Flow %
-46.48%
Top 10 Hldgs %
47.88%
Holding
366
New
108
Increased
59
Reduced
69
Closed
89

Top Buys

Rank Stock Value
1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$269M
2
CA
CA, Inc.
CA
+$99.2M
3
PF
Pinnacle Foods, Inc.
PF
+$92.3M
4
ORIG
Ocean Rig UDW Inc. Class A Common Shares
ORIG
+$70.6M
5
DNB
Dun & Bradstreet
DNB
+$44M

Top Sells

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$628M
2
XL
XL Group Ltd.
XL
+$371M
3
VR
Validus Hold Ltd
VR
+$144M
4
COL
Rockwell Collins
COL
+$122M
5
RSPP
RSP Permian, Inc.
RSPP
+$57.9M

Sector Composition

Rank Sector Weight
1 Financials 14.75%
2 Communication Services 13.37%
3 Technology 12.03%
4 Energy 9.23%
5 Healthcare 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLW icon
76
Corning
GLW
$135B
$6.02M 0.14%
+170,612
New +$5.54M
CSX icon
77
CSX Corp
CSX
$93.9B
$5.92M 0.14%
240,000
-615,000
-72% -$14.6M
AIG icon
78
American International
AIG
$42.4B
$5.75M 0.13%
+108,000
New +$5.8M
USG
79
DELISTED
Usg
USG
$5.71M 0.13%
131,954
-200,664
-60% -$8.66M
GDDY icon
80
GoDaddy
GDDY
$11.4B
$5.67M 0.13%
67,974
+199
+0.3% +$15.5K
CNP icon
81
CenterPoint Energy
CNP
$26.8B
$5.53M 0.13%
+200,000
New +$5.6M
FRC
82
DELISTED
First Republic Bank
FRC
$5.38M 0.12%
+56,000
New +$5.64M
DISH
83
DELISTED
DISH Network Corp.
DISH
$5.36M 0.12%
150,000
+50,000
+50% +$1.72M
FHB icon
84
First Hawaiian
FHB
$3.35B
$5.35M 0.12%
+197,000
New +$5.64M
NTNX icon
85
Nutanix
NTNX
$16.3B
$5.34M 0.12%
125,104
+120,104
+2,402% +$6.34M
APH icon
86
Amphenol
APH
$210B
$5.3M 0.12%
225,644
+96,836
+75% +$2.25M
USB icon
87
US Bancorp
USB
$99.4B
$5.28M 0.12%
+100,000
New +$5.3M
VICI icon
88
VICI Properties
VICI
$29.2B
$5.19M 0.12%
+240,000
New +$4.98M
FRT icon
89
Federal Realty Investment Trust
FRT
$10.2B
$5.02M 0.12%
39,700
+15,260
+62% +$1.94M
MTCH icon
90
Match Group
MTCH
$8.54B
$4.95M 0.11%
85,417
-68,218
-44% -$3.2M
MS icon
91
Morgan Stanley
MS
$336B
$4.94M 0.11%
106,000
+6,000
+6% +$293K
IBKC
92
DELISTED
IBERIABANK Corp
IBKC
$4.8M 0.11%
+59,000
New +$4.91M
CVON
93
DELISTED
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
$4.77M 0.11%
512,050
– –
BFH icon
94
Bread Financial
BFH
$4.44B
$4.72M 0.11%
+25,060
New +$4.72M
BLK icon
95
Blackrock
BLK
$175B
$4.71M 0.11%
+10,000
New +$4.86M
USX
96
DELISTED
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
$4.7M 0.11%
340,400
-284,906
-46% -$4.14M
SRC
97
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$4.66M 0.11%
115,600
+45,600
+65% +$1.89M
PGTI
98
DELISTED
PGT, Inc.
PGTI
$4.53M 0.1%
+209,500
New +$4.89M
ZG icon
99
Zillow
ZG
$7.72B
$4.52M 0.1%
+102,298
New +$5.35M
GLUU
100
DELISTED
Glu Mobile Inc.
GLUU
$4.44M 0.1%
+596,543
New +$4.02M
2 3
4
5 6

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2018 Portfolio in Review

As of Q3 2018, UBS O'Connor held 366 positions worth $4.35B, down 13% from $4.99B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q3 2018, closing 89 positions and reducing 69 holdings. Its most notable exit was NXP Semiconductors, an estimated $628M position sold in full.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 19% a quarter earlier, followed by Communication Services and Technology.

Against the trend, UBS O'Connor opened a new position in Twenty-First Century Fox, Inc. Class A worth $272M.

  • UBS O'Connor's largest Q3 2018 buy was Twenty-First Century Fox, Inc. Class A: 5,861,861 shares worth $272M.
  • UBS O'Connor added most to Pinnacle Foods, Inc. in Q3 2018, an estimated $92.3M increase.
  • UBS O'Connor's biggest Q3 2018 reduction was Rockwell Collins, cutting an estimated $122M.
  • UBS O'Connor fully exited NXP Semiconductors in Q3 2018, selling an estimated $628M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.35B portfolio in Q3 2018.
  • UBS O'Connor opened 108 new positions and closed 89 in Q3 2018.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $4.35B.

Based on UBS O'Connor's 13F filing for Q3 2018, filed 14 Nov 2018.