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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$2.3B
Cap. Flow %
-40.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.37%
2 Technology 12.72%
3 Materials 10.95%
4 Financials 10%
5 Consumer Discretionary 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETN icon
76
Eaton
ETN
$174B
$10.2M 0.18%
129,000
-232,950
-64% -$18.1M
NUAN
77
DELISTED
Nuance Communications, Inc.
NUAN
$10.1M 0.18%
712,966
+20,632
+3% +$278K
ENR icon
78
Energizer
ENR
$1.48B
$10.1M 0.18%
210,000
-227,798
-52% -$10.5M
OKTA icon
79
Okta
OKTA
$24.9B
$10M 0.18%
+391,298
New +$10.9M
JCI icon
80
Johnson Controls International
JCI
$93.6B
$9.85M 0.17%
258,430
-228,320
-47% -$8.92M
HTLD icon
81
Heartland Express
HTLD
$952M
$9.81M 0.17%
420,272
+71,022
+20% +$1.6M
TKR icon
82
Timken Company
TKR
$8.92B
$9.68M 0.17%
197,000
-44,300
-18% -$2.14M
MS icon
83
Morgan Stanley
MS
$336B
$9.56M 0.17%
+182,229
New +$9.22M
FTRPR
84
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$9.41M 0.17%
850,000
-168,600
-17% -$2.64M
VIRT icon
85
Virtu Financial
VIRT
$4.91B
$9.36M 0.17%
+511,175
New +$8.29M
TV icon
86
Televisa
TV
$1.5B
$9.34M 0.17%
+500,000
New +$10.3M
UNFI icon
87
United Natural Foods
UNFI
$2.9B
$9.15M 0.16%
185,741
-29,259
-14% -$1.28M
TJX icon
88
TJX Companies
TJX
$179B
$9.05M 0.16%
+236,762
New +$8.59M
DD icon
89
DuPont de Nemours
DD
$19.5B
$9.05M 0.16%
50,176
-2,653
-5% -$478K
AAAP
90
DELISTED
Advanced Accelerator Applications S.A.
AAAP
$9M 0.16%
+110,281
New +$8.56M
MTB icon
91
M&T Bank
MTB
$36.1B
$8.92M 0.16%
+52,183
New +$8.66M
ASML icon
92
ASML
ASML
$655B
$8.87M 0.16%
51,024
-44,258
-46% -$7.81M
EXP icon
93
Eagle Materials
EXP
$6.48B
$8.84M 0.16%
78,043
+2,033
+3% +$220K
TWTR
94
DELISTED
Twitter, Inc.
TWTR
$8.64M 0.15%
+359,764
New +$7.39M
VZ icon
95
Verizon
VZ
$195B
$8.47M 0.15%
+160,110
New +$7.87M
BHP icon
96
BHP
BHP
$223B
$8.28M 0.15%
201,780
-147,019
-42% -$5.54M
STT icon
97
State Street
STT
$50.8B
$8.23M 0.15%
+84,365
New +$8.06M
TT icon
98
Trane Technologies
TT
$105B
$8.03M 0.14%
90,000
-108,120
-55% -$9.53M
LQ
99
DELISTED
La Quinta Holdings Inc.
LQ
$8.03M 0.14%
434,842
+206,522
+90% +$3.66M
WAL icon
100
Western Alliance Bancorporation
WAL
$8.87B
$8.03M 0.14%
141,728
+31,728
+29% +$1.77M
2 3
4
5 6

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SAG
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ACI
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UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $2.3B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Materials.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.