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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$1.68B
Cap. Flow %
-29.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161
Avg Time Held Equity + Options
2.8 quarters
Top 10 Avg Time Held Equity + Options
1.4 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.8 quarters
Top 10 Avg Time Held Equity only
1.4 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.38%
2 Technology 12.72%
3 Miscellaneous 12.25%
4 Materials 11.07%
5 Industrials 10.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ETN icon
76
Eaton
ETN
$167B
$10.2M 0.18%
129,000
-232,950
-64% -$18.1M
2016 Q4
4 quarters
NUAN
77
DELISTED
Nuance Communications, Inc.
NUAN
$10.1M 0.18%
712,966
+20,632
+3% +$278K
2017 Q3
1 quarter
ENR icon
78
Energizer
ENR
$1.46B
$10.1M 0.18%
210,000
-227,798
-52% -$10.5M
2015 Q3
9 quarters
OKTA icon
79
Okta
OKTA
$40.6B
$10M 0.18%
+391,298
New +$10.9M
2017 Q4
0 quarters
JCI icon
80
Johnson Controls International
JCI
$95.4B
$9.85M 0.17%
258,430
-228,320
-47% -$8.92M
2015 Q1
11 quarters
HTLD icon
81
Heartland Express
HTLD
$860M
$9.81M 0.17%
420,272
+71,022
+20% +$1.6M
2017 Q2
2 quarters
TKR icon
82
Timken Company
TKR
$8.05B
$9.68M 0.17%
197,000
-44,300
-18% -$2.14M
2017 Q3
1 quarter
MS icon
83
Morgan Stanley
MS
$298B
$9.56M 0.17%
+182,229
New +$9.22M
2017 Q4
0 quarters
FTRPR
84
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$9.41M 0.17%
850,000
-168,600
-17% -$2.64M
2017 Q1
3 quarters
VIRT icon
85
Virtu Financial
VIRT
$5.08B
$9.36M 0.17%
+511,175
New +$8.29M
2017 Q4
0 quarters
TV icon
86
Televisa
TV
$1.16B
$9.34M 0.17%
+500,000
New +$10.3M
2017 Q4
0 quarters
UNFI icon
87
United Natural Foods
UNFI
$2.68B
$9.15M 0.16%
185,741
-29,259
-14% -$1.28M
2017 Q3
1 quarter
TJX icon
88
TJX Companies
TJX
$153B
$9.05M 0.16%
+236,762
New +$8.59M
2017 Q4
0 quarters
DD icon
89
DuPont de Nemours
DD
$17.6B
$9.05M 0.16%
50,176
-2,653
-5% -$478K
2017 Q3
1 quarter
AAAP icon
90
DELISTED
Advanced Accelerator Applications S.A.
AAAP
$9M 0.16%
+110,281
New +$8.56M
2017 Q4
0 quarters
MTB icon
91
M&T Bank
MTB
$31.4B
$8.92M 0.16%
+52,183
New +$8.66M
2017 Q4
0 quarters
ASML icon
92
ASML
ASML
$684B
$8.87M 0.16%
51,024
-44,258
-46% -$7.81M
2016 Q4
4 quarters
EXP icon
93
Eagle Materials
EXP
$5.05B
$8.84M 0.16%
78,043
+2,033
+3% +$220K
2016 Q3
5 quarters
TWTR
94
DELISTED
Twitter, Inc.
TWTR
$8.64M 0.15%
+359,764
New +$7.39M
2017 Q4
0 quarters
VZ icon
95
Verizon
VZ
$173B
$8.47M 0.15%
+160,110
New +$7.87M
2017 Q4
0 quarters
BHP icon
96
BHP
BHP
$220B
$8.28M 0.15%
201,780
-147,019
-42% -$5.54M
2013 Q3
17 quarters
STT icon
97
State Street
STT
$48.1B
$8.23M 0.15%
+84,365
New +$8.06M
2017 Q4
0 quarters
TT icon
98
Trane Technologies
TT
$105B
$8.03M 0.14%
90,000
-108,120
-55% -$9.53M
2017 Q3
1 quarter
LQ icon
99
DELISTED
La Quinta Holdings Inc.
LQ
$8.03M 0.14%
434,842
+206,522
+90% +$3.66M
2017 Q2
2 quarters
WAL icon
100
Western Alliance Bancorporation
WAL
$8.1B
$8.03M 0.14%
141,728
+31,728
+29% +$1.77M
2017 Q3
1 quarter
2 3
4
5 6

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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $1.68B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.