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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.18B
AUM Growth
-$1.54B
Cap. Flow
-$1.42B
Cap. Flow %
-27.47%
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150
Avg Time Held Equity + Options
2.5 quarters
Top 10 Avg Time Held Equity + Options
0.3 quarters
Top 20 Avg Time Held Equity + Options
1.9 quarters
Avg Time Held Equity only
2.5 quarters
Top 10 Avg Time Held Equity only
0.3 quarters
Top 20 Avg Time Held Equity only
1.9 quarters

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$134M
2
GPOR icon
Gulfport Energy Corp.
GPOR
+$88.1M
3
TAP icon
Molson Coors Class B
TAP
+$69.4M
4
EXPE icon
Expedia Group
EXPE
+$63.8M
5
STJ
St Jude Medical
STJ
+$53.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$728M
2
LNKD
LinkedIn Corporation
LNKD
+$283M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$158M
4
COTY icon
Coty
COTY
+$100M
5
IM
Ingram Micro
IM
+$94.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 18.01%
2 Consumer Discretionary 13.1%
3 Industrials 12.06%
4 Communication Services 10.13%
5 Technology 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
LBTYA icon
76
Liberty Global Class A
LBTYA
$2.95B
$17.8M 0.34%
580,603
+412,760
+246% +$13M
2016 Q3
1 quarter
DXJ icon
77
WisdomTree Japan Hedged Equity Fund
DXJ
$2.38B
$17.7M 0.34%
+1,069,908
New +$16.7M
2016 Q4
0 quarters
CDK
78
DELISTED
CDK Global, Inc.
CDK
$17.6M 0.34%
295,082
-145,979
-33% -$8.35M
2014 Q4
8 quarters
LGF.A
79
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$17M 0.33%
+631,265
New +$17.1M
2016 Q4
0 quarters
PVH icon
80
PVH
PVH
$3.75B
$16.7M 0.32%
185,000
+105,000
+131% +$11M
2016 Q3
1 quarter
NXST icon
81
Nexstar Media Group
NXST
$4.97B
$16.6M 0.32%
262,541
+70,546
+37% +$4.04M
2016 Q2
2 quarters
XLF icon
82
State Street Financial Select Sector SPDR ETF
XLF
$51.2B
$16.6M 0.32%
714,039
+341,642
+92% +$7.33M
2016 Q1
3 quarters
KRE icon
83
State Street SPDR S&P Regional Banking ETF
KRE
$3.59B
$16.5M 0.32%
+297,675
New +$14.6M
2016 Q4
0 quarters
EVER icon
84
DELISTED
Everbank Financial Corp
EVER
$16.5M 0.32%
849,783
+49,783
+6% +$963K
2016 Q3
1 quarter
COTY icon
85
Coty
COTY
$2.51B
$16M 0.31%
875,000
-4,844,489
-85% -$100M
2016 Q3
1 quarter
ETN icon
86
Eaton
ETN
$167B
$15.6M 0.3%
+233,189
New +$15.3M
2016 Q4
0 quarters
EQT icon
87
EQT Corp
EQT
$33B
$15.5M 0.3%
435,378
-8,537
-2% -$317K
2016 Q1
3 quarters
EPC icon
88
Edgewell Personal Care
EPC
$1.28B
$15.4M 0.3%
211,427
+71,427
+51% +$5.52M
2015 Q4
4 quarters
STMP
89
DELISTED
Stamps.com, Inc.
STMP
$15.3M 0.3%
133,400
-74,235
-36% -$7.72M
2016 Q2
2 quarters
PPG icon
90
PPG Industries
PPG
$23.1B
$15M 0.29%
158,661
-19,646
-11% -$1.88M
2016 Q3
1 quarter
GRUB
91
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$15M 0.29%
199,051
+73,085
+58% +$5.63M
2015 Q1
7 quarters
XLE icon
92
State Street Energy Select Sector SPDR ETF
XLE
$41.3B
$14.9M 0.29%
395,660
+295,300
+294% +$10.7M
2016 Q3
1 quarter
HAR
93
DELISTED
Harman International Industries
HAR
$14.9M 0.29%
+133,645
New +$12.9M
2016 Q4
0 quarters
CNH icon
94
CNH Industrial
CNH
$18.3B
$14.7M 0.28%
1,947,580
+339,652
+21% +$2.38M
2016 Q2
2 quarters
MAR icon
95
Marriott International
MAR
$95.4B
$14.7M 0.28%
178,087
-121,898
-41% -$9.17M
2014 Q4
8 quarters
CAT icon
96
Caterpillar
CAT
$368B
$14.4M 0.28%
+155,459
New +$14.1M
2016 Q4
0 quarters
FANG icon
97
Diamondback Energy
FANG
$53.8B
$14.4M 0.28%
142,378
+32,350
+29% +$3.23M
2016 Q3
1 quarter
B icon
98
Barrick Mining
B
$67.6B
$14.4M 0.28%
900,000
+785,633
+687% +$12.5M
2015 Q2
6 quarters
DKS icon
99
Dick's Sporting Goods
DKS
$13.5B
$14.3M 0.28%
+270,000
New +$15.5M
2016 Q4
0 quarters
SNA icon
100
Snap-on
SNA
$18.6B
$14.3M 0.28%
83,524
-40,868
-33% -$6.65M
2016 Q3
1 quarter
2 3
4
5 6

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FNBT
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2016 Portfolio in Review

As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor withdrew a net $1.42B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.

  • UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
  • UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
  • UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
  • UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
  • UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
  • UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.