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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.18B
AUM Growth
-$1.54B
Cap. Flow
-$2.02B
Cap. Flow %
-39.05%
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$134M
2
GPOR
Gulfport Energy Corp.
GPOR
+$88.1M
3
TAP icon
Molson Coors Class B
TAP
+$69.4M
4
EXPE icon
Expedia Group
EXPE
+$63.8M
5
STJ
St Jude Medical
STJ
+$53.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$728M
2
LNKD
LinkedIn Corporation
LNKD
+$283M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$158M
4
COTY icon
Coty
COTY
+$100M
5
IM
Ingram Micro
IM
+$94.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 17.82%
2 Consumer Discretionary 13.03%
3 Industrials 11.94%
4 Communication Services 10.13%
5 Technology 8.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LBTYA icon
76
Liberty Global Class A
LBTYA
$3.68B
$17.8M 0.34%
580,603
+412,760
+246% +$13M
DXJ icon
77
WisdomTree Japan Hedged Equity Fund
DXJ
$7.35B
$17.7M 0.34%
+356,636
New +$16.8M
CDK
78
DELISTED
CDK Global, Inc.
CDK
$17.6M 0.34%
295,082
-145,979
-33% -$8.35M
LGF.A
79
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$17M 0.33%
+631,265
New +$17.1M
PVH icon
80
PVH
PVH
$3.99B
$16.7M 0.32%
185,000
+105,000
+131% +$11M
NXST icon
81
Nexstar Media Group
NXST
$5.74B
$16.6M 0.32%
262,541
+70,546
+37% +$4.04M
XLF icon
82
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
$16.6M 0.32%
714,039
+341,642
+92% +$7.33M
KRE icon
83
State Street SPDR S&P Regional Banking ETF
KRE
$4.65B
$16.5M 0.32%
+297,675
New +$14.6M
EVER
84
DELISTED
Everbank Financial Corp
EVER
$16.5M 0.32%
849,783
+49,783
+6% +$963K
COTY icon
85
Coty
COTY
$2.39B
$16M 0.31%
875,000
-4,844,489
-85% -$100M
ETN icon
86
Eaton
ETN
$174B
$15.6M 0.3%
+233,189
New +$15.3M
EQT icon
87
EQT Corp
EQT
$32.3B
$15.5M 0.3%
435,378
-8,537
-2% -$317K
EPC icon
88
Edgewell Personal Care
EPC
$1.3B
$15.4M 0.3%
211,427
+71,427
+51% +$5.52M
STMP
89
DELISTED
Stamps.com, Inc.
STMP
$15.3M 0.3%
133,400
-74,235
-36% -$7.72M
PPG icon
90
PPG Industries
PPG
$26B
$15M 0.29%
158,661
-19,646
-11% -$1.88M
GRUB
91
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$15M 0.29%
199,051
+73,085
+58% +$5.63M
XLE icon
92
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$14.9M 0.29%
395,660
+295,300
+294% +$10.7M
HAR
93
DELISTED
Harman International Industries
HAR
$14.9M 0.29%
+133,645
New +$12.9M
CNH
94
CNH Industrial
CNH
$17.4B
$14.7M 0.28%
1,947,580
+339,652
+21% +$2.38M
MAR icon
95
Marriott International
MAR
$93.8B
$14.7M 0.28%
178,087
-121,898
-41% -$9.17M
CAT icon
96
Caterpillar
CAT
$395B
$14.4M 0.28%
+155,459
New +$14.1M
FANG icon
97
Diamondback Energy
FANG
$53.1B
$14.4M 0.28%
142,378
+32,350
+29% +$3.23M
B
98
Barrick Mining
B
$69.3B
$14.4M 0.28%
900,000
+785,633
+687% +$12.5M
DKS icon
99
Dick's Sporting Goods
DKS
$17.8B
$14.3M 0.28%
+270,000
New +$15.5M
SNA icon
100
Snap-on
SNA
$21.5B
$14.3M 0.28%
83,524
-40,868
-33% -$6.65M
2 3
4
5 6

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2016 Portfolio in Review

As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.

  • UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
  • UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
  • UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
  • UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
  • UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
  • UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.