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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$3.09B
Cap. Flow %
45.88%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24%
2 Consumer Discretionary 11.42%
3 Communication Services 10.85%
4 Industrials 8.56%
5 Technology 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAR icon
76
Marriott International
MAR
$93.8B
$20.2M 0.3%
299,985
+133,331
+80% +$9.4M
LVLT
77
DELISTED
Level 3 Communications Inc
LVLT
$20.1M 0.3%
432,521
+380,308
+728% +$19.2M
NOV icon
78
NOV
NOV
$7.09B
$19.8M 0.3%
540,000
+135,990
+34% +$4.57M
STMP
79
DELISTED
Stamps.com, Inc.
STMP
$19.6M 0.29%
207,635
+171,981
+482% +$14.9M
DVN icon
80
Devon Energy
DVN
$49.7B
$19.6M 0.29%
444,300
+318,300
+253% +$12.9M
FTI icon
81
TechnipFMC
FTI
$27.3B
$19.3M 0.29%
+874,444
New +$17.7M
FTV icon
82
Fortive
FTV
$18.4B
$19M 0.28%
+591,771
New +$19M
SNA icon
83
Snap-on
SNA
$21.5B
$18.9M 0.28%
+124,392
New +$19.2M
CSX icon
84
CSX Corp
CSX
$93.9B
$18.6M 0.28%
1,831,191
-698,397
-28% -$6.6M
Z icon
85
Zillow
Z
$7.65B
$18.6M 0.28%
536,988
-166,008
-24% -$5.94M
PPG icon
86
PPG Industries
PPG
$26B
$18.4M 0.27%
+178,307
New +$18.7M
AAL icon
87
American Airlines Group
AAL
$10.6B
$18.1M 0.27%
495,385
-82,238
-14% -$2.91M
SBGI icon
88
Sinclair Inc
SBGI
$1.07B
$17.6M 0.26%
607,750
+453,675
+294% +$13.1M
EQT icon
89
EQT Corp
EQT
$32.3B
$17.5M 0.26%
443,915
+240,291
+118% +$9.5M
WERN icon
90
Werner Enterprises
WERN
$2.21B
$17.4M 0.26%
746,355
+474,370
+174% +$11.3M
ZG icon
91
Zillow
ZG
$7.72B
$16.6M 0.25%
483,094
+78,094
+19% +$2.8M
MDLZ icon
92
Mondelez International
MDLZ
$80.1B
$16.5M 0.24%
375,000
-425,000
-53% -$18.6M
HBI
93
DELISTED
Hanesbrands
HBI
$16.4M 0.24%
650,000
+25,000
+4% +$659K
EXPE icon
94
Expedia Group
EXPE
$36.8B
$15.9M 0.24%
136,236
+118,465
+667% +$13.4M
SSYS icon
95
Stratasys
SSYS
$760M
$15.7M 0.23%
650,000
+54,616
+9% +$1.19M
HAL icon
96
Halliburton
HAL
$27.1B
$15.5M 0.23%
345,864
-66,901
-16% -$2.92M
EVER
97
DELISTED
Everbank Financial Corp
EVER
$15.5M 0.23%
+800,000
New +$14.5M
APD icon
98
Air Products & Chemicals
APD
$66.8B
$15.3M 0.23%
110,140
+80,745
+275% +$11.2M
GLW icon
99
Corning
GLW
$135B
$15.1M 0.22%
636,550
+183,720
+41% +$4.1M
KEY icon
100
KeyCorp
KEY
$24.3B
$14.9M 0.22%
1,226,500
+757,897
+162% +$9.07M
2 3
4
5 6

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $3.09B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.