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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$1.43B
Cap. Flow %
21.25%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.3 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC icon
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24.22%
2 Miscellaneous 13.28%
3 Communication Services 11.75%
4 Consumer Discretionary 11.42%
5 Industrials 8.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
MAR icon
76
Marriott International
MAR
$95.4B
$20.2M 0.3%
299,985
+133,331
+80% +$9.4M
2014 Q4
7 quarters
LVLT
77
DELISTED
Level 3 Communications Inc
LVLT
$20.1M 0.3%
432,521
+380,308
+728% +$19.2M
2016 Q1
2 quarters
NOV icon
78
NOV
NOV
$6.76B
$19.8M 0.3%
540,000
+135,990
+34% +$4.57M
2016 Q2
1 quarter
STMP
79
DELISTED
Stamps.com, Inc.
STMP
$19.6M 0.29%
207,635
+171,981
+482% +$14.9M
2016 Q2
1 quarter
DVN icon
80
Devon Energy
DVN
$53.1B
$19.6M 0.29%
444,300
+318,300
+253% +$12.9M
2016 Q2
1 quarter
FTI icon
81
TechnipFMC
FTI
$27.3B
$19.3M 0.29%
+874,444
New +$17.7M
2016 Q3
0 quarters
FTV icon
82
Fortive
FTV
$17.3B
$19M 0.28%
+591,771
New +$19M
2016 Q3
0 quarters
SNA icon
83
Snap-on
SNA
$18.6B
$18.9M 0.28%
+124,392
New +$19.2M
2016 Q3
0 quarters
CSX icon
84
CSX Corp
CSX
$87.5B
$18.6M 0.28%
1,831,191
-698,397
-28% -$6.6M
2016 Q1
2 quarters
Z icon
85
Zillow
Z
$6.52B
$18.6M 0.28%
536,988
-166,008
-24% -$5.94M
2015 Q3
4 quarters
PPG icon
86
PPG Industries
PPG
$23.1B
$18.4M 0.27%
+178,307
New +$18.7M
2016 Q3
0 quarters
AAL icon
87
American Airlines Group
AAL
$8.45B
$18.1M 0.27%
495,385
-82,238
-14% -$2.91M
2013 Q4
11 quarters
SBGI icon
88
Sinclair Inc
SBGI
$921M
$17.6M 0.26%
607,750
+453,675
+294% +$13.1M
2016 Q2
1 quarter
EQT icon
89
EQT Corp
EQT
$33B
$17.5M 0.26%
443,915
+240,291
+118% +$9.5M
2016 Q1
2 quarters
WERN icon
90
Werner Enterprises
WERN
$1.96B
$17.4M 0.26%
746,355
+474,370
+174% +$11.3M
2016 Q2
1 quarter
ZG icon
91
Zillow
ZG
$6.72B
$16.6M 0.25%
483,094
+78,094
+19% +$2.8M
2014 Q3
8 quarters
MDLZ icon
92
Mondelez International
MDLZ
$77.1B
$16.5M 0.24%
375,000
-425,000
-53% -$18.6M
2014 Q2
9 quarters
HBI icon
93
DELISTED
Hanesbrands
HBI
$16.4M 0.24%
650,000
+25,000
+4% +$659K
2014 Q4
7 quarters
EXPE icon
94
Expedia Group
EXPE
$32.9B
$15.9M 0.24%
136,236
+118,465
+667% +$13.4M
2016 Q2
1 quarter
SSYS icon
95
Stratasys
SSYS
$699M
$15.7M 0.23%
650,000
+54,616
+9% +$1.19M
2016 Q2
1 quarter
HAL icon
96
Halliburton
HAL
$27.1B
$15.5M 0.23%
345,864
-66,901
-16% -$2.92M
2016 Q1
2 quarters
EVER icon
97
DELISTED
Everbank Financial Corp
EVER
$15.5M 0.23%
+800,000
New +$14.5M
2016 Q3
0 quarters
APD icon
98
Air Products & Chemicals
APD
$62.6B
$15.3M 0.23%
110,140
+80,745
+275% +$11.2M
2016 Q1
2 quarters
GLW icon
99
Corning
GLW
$135B
$15.1M 0.22%
636,550
+183,720
+41% +$4.1M
2015 Q2
5 quarters
KEY icon
100
KeyCorp
KEY
$21.3B
$14.9M 0.22%
1,226,500
+757,897
+162% +$9.07M
2016 Q1
2 quarters
2 3
4
5 6

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
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UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Miscellaneous and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.