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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.84%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.94B
AUM Growth
+$1.03B
Cap. Flow
+$264M
Cap. Flow %
4.44%
Top 10 Hldgs %
34.32%
Holding
632
New
148
Increased
86
Reduced
133
Closed
221

Top Buys

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$462M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$326M
3
CB
CHUBB CORPORATION
CB
+$232M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
EMC
EMC CORPORATION
EMC
+$130M

Top Sells

Rank Stock Value
1
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$218M
2
CYN
CITY NATIONAL CORPORATION
CYN
+$106M
3
HCBK
HUDSON CITY BANCORP INC
HCBK
+$62.8M
4
NUE icon
Nucor
NUE
+$54.4M
5
CVC
CABLEVISION SYS CP NY GRP CL-A
CVC
+$44.1M

Sector Composition

Rank Sector Weight
1 Industrials 17.3%
2 Financials 13.13%
3 Consumer Staples 11.42%
4 Consumer Discretionary 11.12%
5 Technology 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USB icon
76
US Bancorp
USB
$99.4B
$15.7M 0.26%
367,339
+227,849
+163% +$9.74M
TFC icon
77
Truist Financial
TFC
$64.2B
$15.3M 0.26%
404,289
+305,399
+309% +$11.5M
LNCE
78
DELISTED
Snyders-Lance, Inc.
LNCE
$15.2M 0.26%
442,938
+87,940
+25% +$3.18M
ENR icon
79
Energizer
ENR
$1.48B
$15.1M 0.25%
442,088
+106,026
+32% +$4.05M
AXTA icon
80
Axalta
AXTA
$8.03B
$14.9M 0.25%
+560,697
New +$15.7M
XOM icon
81
ExxonMobil
XOM
$642B
$14.9M 0.25%
191,650
+55,650
+41% +$4.45M
AXLL
82
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$14.8M 0.25%
+676,546
New +$12.5M
ACM icon
83
Aecom
ACM
$9.63B
$14.2M 0.24%
473,987
+448,222
+1,740% +$13.5M
EPC icon
84
Edgewell Personal Care
EPC
$1.3B
$14.1M 0.24%
+179,894
New +$14.6M
SYF icon
85
Synchrony
SYF
$25.6B
$13.7M 0.23%
+450,000
New +$14.1M
SYA
86
DELISTED
SYMETRA FINANCIAL CORPORATION COMMON STOCK
SYA
$13.4M 0.23%
+421,800
New +$13.4M
DPZ icon
87
Domino's
DPZ
$11.9B
$13.3M 0.22%
119,732
+114,236
+2,079% +$12.2M
PCAR icon
88
PACCAR
PCAR
$69.5B
$12.9M 0.22%
409,359
-381,465
-48% -$13M
CFG icon
89
Citizens Financial Group
CFG
$30.5B
$12.6M 0.21%
482,534
-765,352
-61% -$19.3M
MSM icon
90
MSC Industrial Direct
MSM
$6.92B
$12.6M 0.21%
223,286
+18,607
+9% +$1.13M
SPY icon
91
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$12.5M 0.21%
61,395
-137,515
-69% -$28.2M
AMZN icon
92
Amazon
AMZN
$2.94T
$12.4M 0.21%
367,820
-137,860
-27% -$4.35M
CXT icon
93
Crane NXT
CXT
$3.13B
$12.4M 0.21%
747,679
-252,296
-25% -$4.37M
FL
94
DELISTED
Foot Locker
FL
$11.7M 0.2%
+180,300
New +$12M
TGT icon
95
Target
TGT
$66.8B
$11.3M 0.19%
+155,000
New +$11.6M
INTU icon
96
Intuit
INTU
$88.1B
$11.1M 0.19%
+115,000
New +$11.1M
THS
97
DELISTED
Treehouse Foods
THS
$10.8M 0.18%
137,461
-66,674
-33% -$5.56M
STI
98
DELISTED
SunTrust Banks, Inc.
STI
$10.7M 0.18%
+250,000
New +$10.5M
TJX icon
99
TJX Companies
TJX
$179B
$10.7M 0.18%
301,400
-371,132
-55% -$13.2M
AVNT icon
100
Avient
AVNT
$3.91B
$10.2M 0.17%
322,525
+62,029
+24% +$2.07M
2 3
4
5 6

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q4 2015 Portfolio in Review

As of Q4 2015, UBS O'Connor held 632 positions worth $5.94B, up 21% from $4.91B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

UBS O'Connor deployed $264M of net new capital in Q4 2015, opening 148 new positions and adding to 86 existing holdings. Its largest new stake was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Nucor, an estimated $54.4M trimmed.

  • UBS O'Connor's largest Q4 2015 buy was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.
  • UBS O'Connor added most to EMC CORPORATION in Q4 2015, an estimated $130M increase.
  • UBS O'Connor's biggest Q4 2015 reduction was Nucor, cutting an estimated $54.4M.
  • UBS O'Connor fully exited HCC INSURANCES HOLDINGS INC in Q4 2015, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 34% of its $5.94B portfolio in Q4 2015.
  • UBS O'Connor opened 148 new positions and closed 221 in Q4 2015.
  • UBS O'Connor's portfolio value rose 21% quarter-over-quarter to $5.94B.

Based on UBS O'Connor's 13F filing for Q4 2015, filed 10 Feb 2016.