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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.44B
AUM Growth
+$635M
Cap. Flow
+$416M
Cap. Flow %
7.65%
Top 10 Hldgs %
15.63%
Holding
579
New
166
Increased
105
Reduced
70
Closed
180

Top Buys

Rank Stock Value
1
AAL icon
American Airlines Group
AAL
+$66.9M
2
CCI icon
Crown Castle
CCI
+$53.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$52M
4
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48.4M
5
DLTR icon
Dollar Tree
DLTR
+$42M

Top Sells

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$60.5M
2
CL icon
Colgate-Palmolive
CL
+$46.1M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$44.4M
4
WMT icon
Walmart Inc
WMT
+$41.7M
5
M icon
Macy's
M
+$41M

Sector Composition

Rank Sector Weight
1 Real Estate 17.07%
2 Consumer Staples 11.62%
3 Industrials 7.66%
4 Financials 6.61%
5 Consumer Discretionary 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
76
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$21.3M 0.39%
229,100
+157,600
+220% +$14.6M
LNT icon
77
Alliant Energy
LNT
$18B
$21M 0.39%
815,744
+155,744
+24% +$4.02M
HLF icon
78
Herbalife
HLF
$1.19B
$21M 0.39%
534,224
+384,224
+256% +$13.3M
CAT icon
79
Caterpillar
CAT
$395B
$21M 0.39%
230,967
-76,870
-25% -$6.56M
NEE icon
80
NextEra Energy
NEE
$176B
$20.8M 0.38%
972,800
+372,800
+62% +$7.86M
HD icon
81
Home Depot
HD
$349B
$20.6M 0.38%
250,777
-65,369
-21% -$5.09M
MU icon
82
Micron Technology
MU
$996B
$20.4M 0.38%
+939,768
New +$18.3M
BMR
83
DELISTED
BIOMED REALTY TRUST INC
BMR
$20.3M 0.37%
1,120,001
+350,003
+45% +$6.63M
HCBK
84
DELISTED
HUDSON CITY BANCORP INC
HCBK
$20.2M 0.37%
2,145,600
+150,000
+8% +$1.38M
VTR icon
85
Ventas
VTR
$47.3B
$20M 0.37%
306,497
-246,413
-45% -$17.1M
AEE icon
86
Ameren
AEE
$30B
$19.3M 0.35%
532,801
+82,801
+18% +$2.97M
ICE icon
87
Intercontinental Exchange
ICE
$84.1B
$19.1M 0.35%
+425,515
New +$17.5M
DFT
88
DELISTED
DuPont Fabros Technology Inc.
DFT
$19M 0.35%
+767,622
New +$18.7M
D icon
89
Dominion Energy
D
$58.8B
$18.7M 0.34%
289,600
+107,497
+59% +$6.92M
HPP
90
Hudson Pacific Properties
HPP
$729M
$18.5M 0.34%
120,714
+12,934
+12% +$1.87M
CL icon
91
Colgate-Palmolive
CL
$74.1B
$18.4M 0.34%
282,566
-719,932
-72% -$46.1M
TOL icon
92
Toll Brothers
TOL
$14.1B
$18.1M 0.33%
490,000
+106,188
+28% +$3.52M
AEP icon
93
American Electric Power
AEP
$68.2B
$17.8M 0.33%
380,799
+236,648
+164% +$10.9M
APOL
94
DELISTED
Apollo Education Group Inc Class A
APOL
$17.7M 0.32%
647,179
+212,982
+49% +$5.29M
CSX icon
95
CSX Corp
CSX
$93.9B
$17.5M 0.32%
+1,824,699
New +$16.3M
CMS icon
96
CMS Energy
CMS
$22.3B
$17.3M 0.32%
646,396
+98,896
+18% +$2.66M
ADBE icon
97
Adobe
ADBE
$103B
$16.8M 0.31%
280,982
-484,018
-63% -$26.7M
MYGN icon
98
Myriad Genetics
MYGN
$304M
$16.8M 0.31%
800,000
-289,206
-27% -$7.31M
MT icon
99
ArcelorMittal
MT
$55.2B
$16.7M 0.31%
+410,000
New +$15.2M
DAR icon
100
Darling Ingredients
DAR
$9.62B
$16.7M 0.31%
+800,000
New +$17.1M
2 3
4
5 6

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2013 Portfolio in Review

As of Q4 2013, UBS O'Connor held 579 positions worth $5.44B, up 13% from $4.81B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

UBS O'Connor deployed $416M of net new capital in Q4 2013, opening 166 new positions and adding to 105 existing holdings. Its largest new stake was American Airlines Group: 2,596,600 shares worth $65.6M.

By sector, the portfolio is most concentrated in Real Estate at 17% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Colgate-Palmolive, an estimated $46.1M trimmed.

  • UBS O'Connor's largest Q4 2013 buy was American Airlines Group: 2,596,600 shares worth $65.6M.
  • UBS O'Connor added most to Crown Castle in Q4 2013, an estimated $53.8M increase.
  • UBS O'Connor's biggest Q4 2013 reduction was Colgate-Palmolive, cutting an estimated $46.1M.
  • UBS O'Connor fully exited ONYX PHARMACEUTICALS INC in Q4 2013, selling an estimated $60.5M.
  • UBS O'Connor's ten largest holdings make up 16% of its $5.44B portfolio in Q4 2013.
  • UBS O'Connor opened 166 new positions and closed 180 in Q4 2013.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $5.44B.

Based on UBS O'Connor's 13F filing for Q4 2013, filed 13 Feb 2014.