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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+9.26%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.4B
AUM Growth
-$2.35B
(-18%)
Cap. Flow
-$3.18B
Cap. Flow
% of AUM
-30.59%
Top 10 Holdings %
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
444
Reduced
178
Closed
245
Avg Time Held Equity + Options
2
quarters
Top 10 Avg Time Held Equity + Options
0.9
quarters
Top 20 Avg Time Held Equity + Options
0.9
quarters
Avg Time Held Equity only
2
quarters
Top 10 Avg Time Held Equity only
0.9
quarters
Top 20 Avg Time Held Equity only
0.9
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
CONE
CyrusOne Inc Common Stock
CONE
|
+$439M |
| 2 |
Coherent Inc
COHR
|
+$232M |
| 3 |
CERN
Cerner Corp
CERN
|
+$116M |
| 4 |
Vonage Holdings Corporation
VG
|
+$95.6M |
| 5 |
MIME
Mimecast Limited
MIME
|
+$92.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
KSU
Kansas City Southern
KSU
|
+$954M |
| 2 |
PPD
PPD, Inc. Common Stock
PPD
|
+$742M |
| 3 |
VER
VEREIT, Inc.
VER
|
+$701M |
| 4 |
HRC
HILL-ROM HOLDINGS, INC.
HRC
|
+$315M |
| 5 |
ATH
Athene Holding Ltd. Class A Common Shares
ATH
|
+$247M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 26.55% |
| 2 | Financials | 21.56% |
| 3 | Communication Services | 16.89% |
| 4 | Real Estate | 8.6% |
| 5 | Healthcare | 7.57% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
951
Fidelity National Information Services
FIS
$17.9B
| – | – |
-144,278
| Closed | -$16.3M | – |
|
952
FIVE9
FIVN
$2.51B
| – | – |
-506,326
| Closed | -$80.9M | – |
|
953
FTC Solar
FTCI
$28.7M
| – | – |
-31,575
| Closed | -$2.46M | – |
|
954
CALL
iShares China Large-Cap ETF
FXI
$3.89B
| – | – |
-700,000
| Closed | -$35K | – |
|
955
Alphabet (Google) Class A
GOOGL
$4.3T
| – | – |
-200,000
| Closed | -$26.7M | – |
|
956
DELISTED
ESS Tech
GWH
| – | – |
-33,302
| Closed | -$4.99M | – |
|
957
Haemonetics
HAE
$5.5B
| – | – |
-145,000
| Closed | -$10.2M | – |
|
958
JPMorgan Chase
JPM
$888B
| – | – |
-135,000
| Closed | -$22.1M | – |
|
959
DELISTED
Japer Therapeutics Warrants
JSPRW
| – | – |
-179,723
| Closed | -$256K | – |
|
960
Nextdoor Holdings
NXDR
$986M
| – | – |
-501,958
| Closed | -$5.11M | – |
|
961
CS Disco
LAW
$280M
| – | – |
-35,000
| Closed | -$1.68M | – |
|
962
Local Bounti
LOCL
$24.1M
| – | – |
-38,431
| Closed | -$4.97M | – |
|
963
Mirion Technologies
MIR
$3.98B
| – | – |
-500,000
| Closed | -$5.11M | – |
|
964
Morningstar
MORN
$7.63B
| – | – |
-22,946
| Closed | -$5.94M | – |
|
965
Moderna
MRNA
$87.8B
| – | – |
-7,500
| Closed | -$2.89M | – |
|
966
Maravai LifeSciences
MRVI
$971M
| – | – |
-75,065
| Closed | -$3.68M | – |
|
967
New Fortress Energy
NFE
$22.2M
| – | – |
-700
| Closed | -$971K | – |
|
968
Navitas Semiconductor
NVTS
$2.5B
| – | – |
-252,641
| Closed | -$2.52M | – |
|
969
PUT
OneMain Financial
OMF
$6.27B
| – | – |
-15,400
| Closed | -$9K | – |
|
970
CALL
PG&E
PCG
$38.9B
| – | – |
-514,400
| Closed | -$404K | – |
|
|
971
PG&E
PCG
$38.9B
| – | – |
-514,400
| Closed | -$4.94M | – |
|
972
PureCycle Technologies
PCT
$641M
| – | – |
-235,866
| Closed | -$3.13M | – |
|
973
Piedmont Realty Trust
PDM
$1.11B
| – | – |
-42,600
| Closed | -$743K | – |
|
974
PENN Entertainment
PENN
$1.98B
| – | – |
-50,000
| Closed | -$3.62M | – |
|
975
Procter & Gamble
PG
$361B
| – | – |
-60,000
| Closed | -$8.39M | – |
|
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UBS O'Connor's Q4 2021 Portfolio in Review
As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.
UBS O'Connor withdrew a net $3.18B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.
By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.
Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.
- UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
- UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
- UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
- UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
- UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
- UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
- UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.
Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.