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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIS icon
951
Fidelity National Information Services
FIS
$22.1B
– –
-144,278
Closed -$16.3M
FIVN icon
952
FIVE9
FIVN
$2.17B
– –
-506,326
Closed -$80.9M
FTCI icon
953
FTC Solar
FTCI
$45.4M
– –
-31,575
Closed -$2.46M
FXI icon
954
CALL
iShares China Large-Cap ETF
FXI
$4.29B
– –
-700,000
Closed -$35K
GOOGL icon
955
Alphabet (Google) Class A
GOOGL
$4.38T
– –
-200,000
Closed -$26.7M
GWH icon
956
ESS Tech
GWH
$19.8M
– –
-33,302
Closed -$4.99M
HAE icon
957
Haemonetics
HAE
$3.87B
– –
-145,000
Closed -$10.2M
JPM icon
958
JPMorgan Chase
JPM
$947B
– –
-135,000
Closed -$22.1M
JSPRW icon
959
Japer Therapeutics Warrants
JSPRW
$180K
– –
-179,723
Closed -$256K
NXDR
960
Nextdoor Holdings
NXDR
$983M
– –
-501,958
Closed -$5.11M
LAW icon
961
CS Disco
LAW
$282M
– –
-35,000
Closed -$1.68M
LOCL icon
962
Local Bounti
LOCL
$22.3M
– –
-38,431
Closed -$4.97M
MIR icon
963
Mirion Technologies
MIR
$3.74B
– –
-500,000
Closed -$5.11M
MORN icon
964
Morningstar
MORN
$7.37B
– –
-22,946
Closed -$5.94M
MRNA icon
965
Moderna
MRNA
$21.5B
– –
-7,500
Closed -$2.89M
MRVI icon
966
Maravai LifeSciences
MRVI
$922M
– –
-75,065
Closed -$3.68M
NFE icon
967
New Fortress Energy
NFE
$98M
– –
-35,000
Closed -$971K
NVTS icon
968
Navitas Semiconductor
NVTS
$3.24B
– –
-252,641
Closed -$2.52M
OMF icon
969
PUT
OneMain Financial
OMF
$7.48B
– –
-15,400
Closed -$9K
PCG icon
970
CALL
PG&E
PCG
$37.4B
– –
-514,400
Closed -$404K
PCG icon
971
PG&E
PCG
$37.4B
– –
-514,400
Closed -$4.94M
PCT icon
972
PureCycle Technologies
PCT
$1.38B
– –
-235,866
Closed -$3.13M
PDM
973
Piedmont Realty Trust
PDM
$1.18B
– –
-42,600
Closed -$743K
PENN icon
974
PENN Entertainment
PENN
$2.69B
– –
-50,000
Closed -$3.62M
PG icon
975
Procter & Gamble
PG
$342B
– –
-60,000
Closed -$8.39M
37 38
39
40 41

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.