UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+9.22%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.63%
Top 10 Hldgs %
56.73%
Holding
1,172
New
258
Increased
423
Reduced
171
Closed
230

Top Buys

1
CONE
CyrusOne Inc Common Stock
CONE
$464M
2
COHR
Coherent Inc
COHR
$240M
3
CERN
Cerner Corp
CERN
$142M
4
VG
Vonage Holdings Corporation
VG
$109M
5
ROG icon
Rogers Corp
ROG
$101M

Top Sells

1
KSU
Kansas City Southern
KSU
$954M
2
PPD
PPD, Inc. Common Stock
PPD
$742M
3
VER
VEREIT, Inc.
VER
$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
$251M

Sector Composition

1 Financials 21.54%
2 Technology 20.4%
3 Communication Services 16.93%
4 Healthcare 6.22%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AMCIU
951
DELISTED
AMCI Acquisition Corp. II Units
AMCIU
– –
-752,937
Closed -$7.47M
DTRTU
952
DELISTED
DTRT Health Acquisition Corp. Unit
DTRTU
– –
-501,958
Closed -$5.07M
CORZW
953
DELISTED
Core Scientific, Inc. Warrant
CORZW
– –
-149,994
Closed -$373K
HUGS
954
DELISTED
USHG Acquisition Corp.
HUGS
– –
-200,000
Closed -$1.94M
ARGUU
955
DELISTED
Argus Capital Corp. Unit
ARGUU
– –
-501,958
Closed -$5.07M
FLYA.U
956
DELISTED
SOAR Technology Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
FLYA.U
– –
-702,741
Closed -$7.13M
CND.WS
957
DELISTED
Concord Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CND.WS
– –
-199,795
Closed -$356K
HMCO
958
DELISTED
HumanCo Acquisition Corp. Class A Common Stock
HMCO
– –
-242,309
Closed -$2.4M
LMACW
959
DELISTED
Liberty Media Acquisition Corporation Warrants
LMACW
– –
-19,999
Closed -$30K
THCA
960
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
– –
-250,979
Closed -$2.54M
AHPAU
961
DELISTED
Avista Public Acquisition Corp. II Unit
AHPAU
– –
-501,958
Closed -$5.09M
DCGOW
962
DELISTED
DocGo Inc. Warrants
DCGOW
– –
-166,660
Closed -$215K
RVACU
963
DELISTED
Riverview Acquisition Corp. Unit
RVACU
– –
-200,783
Closed -$1.99M
ENDP
964
DELISTED
Endo International plc
ENDP
– –
0
– –
RBAC
965
DELISTED
RedBall Acquisition Corp.
RBAC
– –
-499,982
Closed -$4.92M
EMBK
966
DELISTED
Embark Technology, Inc. Common Stock
EMBK
– –
-19,716
Closed -$3.92M
RDBXW
967
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
– –
-262,491
Closed -$222K
ACC
968
DELISTED
American Campus Communities, Inc.
ACC
– –
-91,100
Closed -$4.41M
ASPC
969
DELISTED
Alpha Capital Acquisition Company One Class A Ordinary Share
ASPC
– –
-200,000
Closed -$1.94M
ASPCW
970
DELISTED
Alpha Capital Acquisition Company Warrant
ASPCW
– –
-100,000
Closed -$58K
ENJY
971
DELISTED
Enjoy Technology, Inc. Common Stock
ENJY
– –
-248,903
Closed -$2.49M
GGPI
972
DELISTED
Gores Guggenheim, Inc. Class A Common Stock
GGPI
– –
-1,000,000
Closed -$10.2M
EJFA
973
DELISTED
EJF Acquisition Corp. Class A Ordinary Share
EJFA
– –
-225,001
Closed -$2.22M
OCA
974
DELISTED
Omnichannel Acquisition Corp.
OCA
– –
-296,928
Closed -$2.94M
GMBT
975
DELISTED
Pivotal Holdings Corp Class A Ordinary Share
GMBT
– –
-499,982
Closed -$4.94M
37 38
39
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