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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+11.15%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$8.8B
AUM Growth
-$819M
Cap. Flow
-$1.49B
Cap. Flow %
-16.94%
Top 10 Hldgs %
37.49%
Holding
1,086
New
112
Increased
123
Reduced
630
Closed
126
Avg Time Held Equity + Options
3.2 quarters
Top 10 Avg Time Held Equity + Options
0.5 quarters
Top 20 Avg Time Held Equity + Options
0.7 quarters
Avg Time Held Equity only
3.2 quarters
Top 10 Avg Time Held Equity only
0.5 quarters
Top 20 Avg Time Held Equity only
0.7 quarters

Top Buys

Rank Stock Value
1
AVLR
Avalara, Inc.
AVLR
+$364M
2
ZEN
ZENDESK INC
ZEN
+$355M
3
BHVN icon
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$273M
4
STOR
STORE Capital Corporation
STOR
+$213M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$138M

Top Sells

Rank Stock Value
1
ACC
American Campus Communities, Inc.
ACC
+$463M
2
CTXS
Citrix Systems Inc
CTXS
+$411M
3
SAIL icon
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
+$317M
4
CDK
CDK Global, Inc.
CDK
+$290M
5
MNDT
Mandiant, Inc. Common Stock
MNDT
+$276M

Sector Composition

Rank Sector Weight
1 Technology 28.43%
2 Financials 19.77%
3 Healthcare 15.9%
4 Miscellaneous 8.89%
5 Real Estate 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
DLCAW
926
DELISTED
Deep Lake Capital Acquisition Corp. Warrant
DLCAW
$2K ﹤0.01%
49,482
-4,975
-9% -$289
2021 Q1
6 quarters
ZWRKW
927
DELISTED
Z-Work Acquisition Corp. Warrant
ZWRKW
$2K ﹤0.01%
49,109
-4,937
-9% -$493
2021 Q2
5 quarters
CLAS.WS
928
DELISTED
Class Acceleration Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CLAS.WS
$1K ﹤0.01%
31,333
– –
2021 Q1
6 quarters
ALV icon
929
Autoliv
ALV
$8.04B
– –
-39,400
Closed -$2.82M –
APYX icon
930
Apyx Medical
APYX
$107M
– –
-85,000
Closed -$498K –
ARQT icon
931
Arcutis Biotherapeutics
ARQT
$3.32B
– –
-66,635
Closed -$1.42M –
LONA icon
932
LeonaBio Inc
LONA
$54.1M
– –
-9,519
Closed -$290K –
BEPC icon
933
Brookfield Renewable
BEPC
$5.46B
– –
-27,473
Closed -$978K –
BNL icon
934
Broadstone Net Lease
BNL
$3.54B
– –
-76,056
Closed -$1.56M –
BPMC icon
935
DELISTED
Blueprint Medicines
BPMC
– –
-20,390
Closed -$1.03M –
CE icon
936
Celanese
CE
$4.95B
– –
-87,847
Closed -$10.3M –
CSX icon
937
CSX Corp
CSX
$88B
– –
-113,029
Closed -$3.29M –
DFLI icon
938
Dragonfly Energy
DFLI
$6.55M
– –
-251
Closed -$1.83M –
ED icon
939
Consolidated Edison
ED
$39.5B
– –
-19,161
Closed -$1.82M –
ESRT icon
940
Empire State Realty Trust
ESRT
$809M
– –
-578,302
Closed -$4.07M –
F icon
941
Ford
F
$47.8B
– –
-89,064
Closed -$1.25M –
FDX icon
942
FedEx
FDX
$68.7B
– –
-24,530
Closed -$5.56M –
FSLY icon
943
PUT
Fastly Inc
FSLY
$4.32B
– –
-60,000
Closed -$516K –
GTY icon
944
Getty Realty Corp
GTY
$1.73B
– –
-39,281
Closed -$1.04M –
HCM icon
945
HUTCHMED
HCM
$2.37B
– –
-575,174
Closed -$7.27M –
HOG icon
946
PUT
Harley-Davidson
HOG
$2.83B
– –
-125,000
Closed -$234K –
HRTX icon
947
Heron Therapeutics
HRTX
$73.9M
– –
-10,145,000
Closed -$28.3M –
IBB icon
948
iShares Biotechnology ETF
IBB
$10.5B
– –
-40,000
Closed -$4.71M –
IGV icon
949
iShares Expanded Tech-Software Sector ETF
IGV
$15B
– –
-50,000
Closed -$2.7M –
INCY icon
950
Incyte
INCY
$22.9B
– –
-27,289
Closed -$2.07M –
36 37
38
39 40

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
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UBS O'Connor's Q3 2022 Portfolio in Review

As of Q3 2022, UBS O'Connor held 1,086 positions worth $8.8B, down 8.5% from $9.62B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

UBS O'Connor withdrew a net $1.49B in Q3 2022, closing 126 positions and reducing 630 holdings. Its most notable exit was American Campus Communities, Inc., an estimated $463M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Financials and Healthcare.

Against the trend, UBS O'Connor opened a new position in Avalara, Inc. worth $373M.

  • UBS O'Connor's largest Q3 2022 buy was Avalara, Inc.: 4,065,318 shares worth $373M.
  • UBS O'Connor added most to ZENDESK INC in Q3 2022, an estimated $355M increase.
  • UBS O'Connor's biggest Q3 2022 reduction was TSMC, cutting an estimated $77.7M.
  • UBS O'Connor fully exited American Campus Communities, Inc. in Q3 2022, selling an estimated $463M.
  • UBS O'Connor's ten largest holdings make up 37% of its $8.8B portfolio in Q3 2022.
  • UBS O'Connor opened 112 new positions and closed 126 in Q3 2022.
  • UBS O'Connor's portfolio value fell 8.5% quarter-over-quarter to $8.8B.

Based on UBS O'Connor's 13F filing for Q3 2022, filed 14 Nov 2022.