We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+11.15%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$8.8B
AUM Growth
-$819M
Cap. Flow
-$1.75B
Cap. Flow %
-19.89%
Top 10 Hldgs %
37.49%
Holding
1,086
New
112
Increased
123
Reduced
630
Closed
126

Top Buys

Rank Stock Value
1
AVLR
Avalara, Inc.
AVLR
+$364M
2
ZEN
ZENDESK INC
ZEN
+$355M
3
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$273M
4
STOR
STORE Capital Corporation
STOR
+$213M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$138M

Top Sells

Rank Stock Value
1
ACC
American Campus Communities, Inc.
ACC
+$463M
2
CTXS
Citrix Systems Inc
CTXS
+$411M
3
SAIL
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
+$317M
4
CDK
CDK Global, Inc.
CDK
+$290M
5
MNDT
Mandiant, Inc. Common Stock
MNDT
+$276M

Sector Composition

Rank Sector Weight
1 Technology 28.43%
2 Financials 19.76%
3 Healthcare 14.3%
4 Real Estate 8.12%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLCAW
926
DELISTED
Deep Lake Capital Acquisition Corp. Warrant
DLCAW
$2K ﹤0.01%
49,482
-4,975
-9% -$289
ZWRKW
927
DELISTED
Z-Work Acquisition Corp. Warrant
ZWRKW
$2K ﹤0.01%
49,109
-4,937
-9% -$493
CLAS.WS
928
DELISTED
Class Acceleration Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CLAS.WS
$1K ﹤0.01%
31,333
– –
ALV icon
929
Autoliv
ALV
$9.07B
– –
-39,400
Closed -$2.82M
APYX icon
930
Apyx Medical
APYX
$167M
– –
-85,000
Closed -$498K
ARQT icon
931
Arcutis Biotherapeutics
ARQT
$3.27B
– –
-66,635
Closed -$1.42M
LONA
932
LeonaBio Inc
LONA
$73.4M
– –
-9,519
Closed -$290K
BEPC icon
933
Brookfield Renewable
BEPC
$6.21B
– –
-27,473
Closed -$978K
BNL icon
934
Broadstone Net Lease
BNL
$3.97B
– –
-76,056
Closed -$1.56M
BPMC
935
DELISTED
Blueprint Medicines
BPMC
– –
-20,390
Closed -$1.03M
CE icon
936
Celanese
CE
$4.87B
– –
-87,847
Closed -$10.3M
CSX icon
937
CSX Corp
CSX
$93.2B
– –
-113,029
Closed -$3.29M
DFLI icon
938
Dragonfly Energy
DFLI
$18.8M
– –
-2,005
Closed -$1.83M
ED icon
939
Consolidated Edison
ED
$39.6B
– –
-19,161
Closed -$1.82M
ESRT icon
940
Empire State Realty Trust
ESRT
$853M
– –
-578,302
Closed -$4.07M
F icon
941
Ford
F
$55.3B
– –
-89,064
Closed -$1.25M
FDX icon
942
FedEx
FDX
$74.9B
– –
-24,530
Closed -$5.56M
FSLY icon
943
PUT
Fastly Inc
FSLY
$3.73B
– –
-60,000
Closed -$516K
GTY
944
Getty Realty Corp
GTY
$2.06B
– –
-39,281
Closed -$1.04M
HCM icon
945
HUTCHMED
HCM
$2.14B
– –
-575,174
Closed -$7.27M
HOG icon
946
PUT
Harley-Davidson
HOG
$2.73B
– –
-125,000
Closed -$234K
HRTX icon
947
Heron Therapeutics
HRTX
$94.1M
– –
-10,145,000
Closed -$28.3M
IBB icon
948
iShares Biotechnology ETF
IBB
$9.67B
– –
-40,000
Closed -$4.71M
IGV icon
949
iShares Expanded Tech-Software Sector ETF
IGV
$14.6B
– –
-50,000
Closed -$2.7M
INCY icon
950
Incyte
INCY
$24.3B
– –
-27,289
Closed -$2.07M
36 37
38
39 40

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2022 Portfolio in Review

As of Q3 2022, UBS O'Connor held 1,086 positions worth $8.8B, down 8.5% from $9.62B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

UBS O'Connor withdrew a net $1.75B in Q3 2022, closing 126 positions and reducing 630 holdings. Its most notable exit was American Campus Communities, Inc., an estimated $463M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Financials and Healthcare.

Against the trend, UBS O'Connor opened a new position in Avalara, Inc. worth $373M.

  • UBS O'Connor's largest Q3 2022 buy was Avalara, Inc.: 4,065,318 shares worth $373M.
  • UBS O'Connor added most to ZENDESK INC in Q3 2022, an estimated $355M increase.
  • UBS O'Connor's biggest Q3 2022 reduction was TSMC, cutting an estimated $77.7M.
  • UBS O'Connor fully exited American Campus Communities, Inc. in Q3 2022, selling an estimated $463M.
  • UBS O'Connor's ten largest holdings make up 37% of its $8.8B portfolio in Q3 2022.
  • UBS O'Connor opened 112 new positions and closed 126 in Q3 2022.
  • UBS O'Connor's portfolio value fell 8.5% quarter-over-quarter to $8.8B.

Based on UBS O'Connor's 13F filing for Q3 2022, filed 14 Nov 2022.