UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
Turnover
54.76%
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+9.26%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.4B
AUM Growth
-$2.35B
(-18%)
Cap. Flow
-$3.18B
Cap. Flow
% of AUM
-30.59%
Top 10 Holdings %
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
444
Reduced
178
Closed
245
Avg Time Held Equity + Options
0.5
years
Top 10 Avg Time Held Equity + Options
0.2
years
Top 20 Avg Time Held Equity + Options
0.2
years
Avg Time Held Equity only
0.5
years
Top 10 Avg Time Held Equity only
0.2
years
Top 20 Avg Time Held Equity only
0.2
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
CONE
CyrusOne Inc Common Stock
CONE
|
+$439M |
| 2 |
Coherent Inc
COHR
|
+$232M |
| 3 |
CERN
Cerner Corp
CERN
|
+$116M |
| 4 |
Vonage Holdings Corporation
VG
|
+$95.6M |
| 5 |
MIME
Mimecast Limited
MIME
|
+$92.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
KSU
Kansas City Southern
KSU
|
+$954M |
| 2 |
PPD
PPD, Inc. Common Stock
PPD
|
+$742M |
| 3 |
VER
VEREIT, Inc.
VER
|
+$701M |
| 4 |
HRC
HILL-ROM HOLDINGS, INC.
HRC
|
+$315M |
| 5 |
ATH
Athene Holding Ltd. Class A Common Shares
ATH
|
+$247M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 26.55% |
| 2 | Financials | 21.56% |
| 3 | Communication Services | 16.89% |
| 4 | Real Estate | 8.6% |
| 5 | Healthcare | 7.57% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
926
Alight
ALIT
$237M
| – | – |
-23,500
| Closed | -$5.4M | – |
|
927
Alexandria Real Estate Equities
ARE
$7.16B
| – | – |
-7,520
| Closed | -$1.44M | – |
|
928
DELISTED
Arqit Quantum Warrants
ARQQW
| – | – |
-100,392
| Closed | -$206K | – |
|
929
Aurora
AUR
$10B
| – | – |
-751,305
| Closed | -$7.46M | – |
|
930
Atea Pharmaceuticals
AVIR
$375M
| – | – |
-50,000
| Closed | -$1.75M | – |
|
931
Becton Dickinson
BDX
$51.2B
| – | – |
-56,375
| Closed | -$13.5M | – |
|
932
BILL Holdings
BILL
$3.72B
| – | – |
-10,000
| Closed | -$2.67M | – |
|
933
Builders FirstSource
BLDR
$5.42B
| – | – |
-270,000
| Closed | -$14M | – |
|
934
PUT
Bloomin' Brands
BLMN
$797M
| – | – |
-75,000
| Closed | -$4K | – |
|
935
BP
BP
$126B
| – | – |
-266,629
| Closed | -$7.29M | – |
|
936
Kanzhun
BZ
$7.14B
| – | – |
-100,000
| Closed | -$3.6M | – |
|
937
BuzzFeed Inc Warrant
BZFDW
$312K
| – | – |
-133,328
| Closed | -$158K | – |
|
938
Cardlytics
CDLX
$12.8M
| – | – |
-6,500
| Closed | -$5.46M | – |
|
939
Clarivate
CLVT
$1B
| – | – |
-50,000
| Closed | -$1.09M | – |
|
940
DELISTED
CompoSecure Inc Warrant
CMPOW
| – | – |
-124,996
| Closed | -$206K | – |
|
941
Centene
CNC
$34.6B
| – | – |
-190,000
| Closed | -$11.8M | – |
|
942
Canadian Pacific Kansas City
CP
$75.6B
| – | – |
-249,829
| Closed | -$16.3M | – |
|
943
Salesforce
CRM
$194B
| – | – |
-120,000
| Closed | -$32.5M | – |
|
944
CXApp
CXAI
$4.37M
| – | – |
-5,020
| Closed | -$2.5M | – |
|
945
Deere & Co
DE
$176B
| – | – |
-20,000
| Closed | -$6.7M | – |
|
946
Walt Disney
DIS
$188B
| – | – |
-75,000
| Closed | -$12.7M | – |
|
947
Dollar Tree
DLTR
$22.7B
| – | – |
-150,900
| Closed | -$14.4M | – |
|
948
Freeport-McMoran
FCX
$99.4B
| – | – |
-513,784
| Closed | -$16.7M | – |
|
|
949
PUT
Freeport-McMoran
FCX
$99.4B
| – | – |
-500,000
| Closed | -$300K | – |
|
950
FirstEnergy
FE
$26.2B
| – | – |
-236,378
| Closed | -$8.42M | – |
|
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FNBT
ACI
RC
A
CGL
CB
JCM
MPM
UBS O'Connor's Q4 2021 Portfolio in Review
As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.
UBS O'Connor withdrew a net $3.18B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.
By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.
Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.
- UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
- UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
- UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
- UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
- UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
- UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
- UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.
Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.