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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALIT icon
926
Alight
ALIT
$420M
– –
-23,500
Closed -$5.4M
ARE icon
927
Alexandria Real Estate Equities
ARE
$8.34B
– –
-7,520
Closed -$1.44M
ARQQW icon
928
Arqit Quantum Warrants
ARQQW
$137K
– –
-100,392
Closed -$206K
AUR icon
929
Aurora
AUR
$13.3B
– –
-751,305
Closed -$7.46M
AVIR icon
930
Atea Pharmaceuticals
AVIR
$399M
– –
-50,000
Closed -$1.75M
BDX icon
931
Becton Dickinson
BDX
$48.8B
– –
-56,375
Closed -$13.5M
BILL icon
932
BILL Holdings
BILL
$4.68B
– –
-10,000
Closed -$2.67M
BLDR icon
933
Builders FirstSource
BLDR
$7.8B
– –
-270,000
Closed -$14M
BLMN icon
934
PUT
Bloomin' Brands
BLMN
$931M
– –
-75,000
Closed -$4K
BP icon
935
BP
BP
$109B
– –
-266,629
Closed -$7.29M
BZ icon
936
Kanzhun
BZ
$7.19B
– –
-100,000
Closed -$3.6M
BZFDW icon
937
BuzzFeed Inc Warrant
BZFDW
$670K
– –
-133,328
Closed -$158K
CDLX icon
938
Cardlytics
CDLX
$20.7M
– –
-6,500
Closed -$5.46M
CLVT icon
939
Clarivate
CLVT
$1.18B
– –
-50,000
Closed -$1.09M
CMPOW
940
DELISTED
CompoSecure Inc Warrant
CMPOW
– –
-124,996
Closed -$206K
CNC icon
941
Centene
CNC
$31.7B
– –
-190,000
Closed -$11.8M
CP icon
942
Canadian Pacific Kansas City
CP
$79.3B
– –
-249,829
Closed -$16.3M
CRM icon
943
Salesforce
CRM
$153B
– –
-120,000
Closed -$32.5M
CXAI icon
944
CXApp
CXAI
$15.3M
– –
-250,979
Closed -$2.5M
DE icon
945
Deere & Co
DE
$166B
– –
-20,000
Closed -$6.7M
DIS icon
946
Walt Disney
DIS
$181B
– –
-75,000
Closed -$12.7M
DLTR icon
947
Dollar Tree
DLTR
$24.9B
– –
-150,900
Closed -$14.4M
FCX icon
948
Freeport-McMoran
FCX
$95.5B
– –
-513,784
Closed -$16.7M
FCX icon
949
PUT
Freeport-McMoran
FCX
$95.5B
– –
-500,000
Closed -$300K
FE icon
950
FirstEnergy
FE
$27.4B
– –
-236,378
Closed -$8.42M
36 37
38
39 40

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.