UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+9.22%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.63%
Top 10 Hldgs %
56.73%
Holding
1,172
New
258
Increased
423
Reduced
171
Closed
230

Top Buys

1
CONE
CyrusOne Inc Common Stock
CONE
$464M
2
COHR
Coherent Inc
COHR
$240M
3
CERN
Cerner Corp
CERN
$142M
4
VG
Vonage Holdings Corporation
VG
$109M
5
ROG icon
Rogers Corp
ROG
$101M

Top Sells

1
KSU
Kansas City Southern
KSU
$954M
2
PPD
PPD, Inc. Common Stock
PPD
$742M
3
VER
VEREIT, Inc.
VER
$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
$251M

Sector Composition

1 Financials 21.54%
2 Technology 20.4%
3 Communication Services 16.93%
4 Healthcare 6.22%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
APMIU
926
DELISTED
AxonPrime Infrastructure Acquisition Corporation Unit
APMIU
– –
-250,979
Closed -$2.49M
CPAAU
927
DELISTED
Conyers Park III Acquisition Corp. Unit
CPAAU
– –
-3,262,726
Closed -$32.9M
OXACU
928
DELISTED
Oxbridge Acquisition Corp. Unit
OXACU
– –
-250,979
Closed -$2.57M
EMBKW
929
DELISTED
Embark Technology, Inc. Warrants
EMBKW
– –
-83,330
Closed -$91K
AJRD
930
DELISTED
Aerojet Rocketdyne Holdings, Inc.
AJRD
– –
-244,714
Closed -$10.7M
BTMDW
931
DELISTED
Biote Corp. Warrant
BTMDW
– –
-62,541
Closed -$52K
EOCW.U
932
DELISTED
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
– –
-250,979
Closed -$2.54M
BBLN
933
DELISTED
Babylon Holdings Limited
BBLN
– –
-7,367
Closed -$1.84M
CYXT
934
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
– –
-99,254
Closed -$918K
BNNRU
935
DELISTED
Banner Acquisition Corp. Units
BNNRU
– –
-56,922
Closed -$566K
EVOJ
936
DELISTED
Evo Acquisition Corp. Class A Common Stock
EVOJ
– –
-85,333
Closed -$827K
MAXR
937
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
– –
0
– –
CIIGU
938
DELISTED
CIIG Capital Partners II, Inc. Unit
CIIGU
– –
-602,349
Closed -$6.07M
SKYAW
939
DELISTED
Skydeck Acquisition Corp. Warrants
SKYAW
– –
-12,951
Closed -$9K
PEARW
940
DELISTED
Pear Therapeutics, Inc. Warrant
PEARW
– –
-83,330
Closed -$76K
PEAR
941
DELISTED
Pear Therapeutics, Inc. Class A Common Stock
PEAR
– –
-249,991
Closed -$2.49M
GLS
942
DELISTED
Gelesis Holdings, Inc.
GLS
– –
-499,982
Closed -$4.96M
REVEU
943
DELISTED
Alpine Acquisition Corporation Unit
REVEU
– –
-150,587
Closed -$1.52M
GIA.U
944
DELISTED
GigCapital 5, Inc. Units, each consisting of one share of common stock and one whole redeemable warrant
GIA.U
– –
-200,783
Closed -$2.06M
TPBAU
945
DELISTED
TPB Acquisition Corporation I Unit
TPBAU
– –
-250,979
Closed -$2.5M
DCRDU
946
DELISTED
Decarbonization Plus Acquisition Corporation IV Unit
DCRDU
– –
-702,741
Closed -$7.12M
CENQU
947
DELISTED
CENAQ Energy Corp. Unit
CENQU
– –
-154,503
Closed -$1.55M
AEHAU
948
DELISTED
Aesther Healthcare Acquisition Corp Units
AEHAU
– –
-33,024
Closed -$335K
WQGA.U
949
DELISTED
World Quantum Growth Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant to acquire one Class A ordinary share
WQGA.U
– –
-501,958
Closed -$5.05M
SCOBW
950
DELISTED
ScION Tech Growth II Warrants
SCOBW
– –
-83,330
Closed -$56K
36 37
38
39 40