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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+8.61%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.42B
AUM Growth
-$3.38B
Cap. Flow
-$3.75B
Cap. Flow %
-69.25%
Top 10 Hldgs %
40.63%
Holding
1,042
New
84
Increased
109
Reduced
414
Closed
284
Avg Time Held Equity + Options
3.7 quarters
Top 10 Avg Time Held Equity + Options
0.5 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
3.7 quarters
Top 10 Avg Time Held Equity only
0.5 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$184M
2
STOR
STORE Capital Corporation
STOR
+$172M
3
FHN icon
First Horizon
FHN
+$107M
4
COUP
Coupa Software Incorporated
COUP
+$96.9M
5
AAWW
Atlas Air Worldwide Holdings, Inc.
AAWW
+$64.6M

Top Sells

Rank Stock Value
1
BHVN icon
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$572M
2
ZEN
ZENDESK INC
ZEN
+$456M
3
AVLR
Avalara, Inc.
AVLR
+$373M
4
SWCH
Switch, Inc. Class A Common Stock
SWCH
+$271M
5
ROG icon
Rogers Corp
ROG
+$219M

Sector Composition

Rank Sector Weight
1 Financials 25.7%
2 Technology 18.31%
3 Healthcare 15.11%
4 Miscellaneous 11.75%
5 Real Estate 10.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
VELO icon
901
DELISTED
Velocity Acquisition Corp. Class A Common Stock
VELO
– –
-526,552
Closed -$5.18M –
GLHA
902
DELISTED
Glass Houses Acquisition Corp. Class A common stock
GLHA
– –
-275,741
Closed -$2.71M –
KLAQ
903
DELISTED
KL Acquisition Corp Class A Common Stock
KLAQ
– –
-427,526
Closed -$4.23M –
KLAQW
904
DELISTED
KL Acquisition Corp Warrant
KLAQW
– –
-112,473
Closed -$8K –
BTRS
905
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
– –
-3,203,681
Closed -$29.7M –
POND
906
DELISTED
Angel Pond Holdings Corporation
POND
– –
-468,407
Closed -$4.6M –
AAQC
907
DELISTED
Accelerate Acquisition Corp
AAQC
– –
-477,246
Closed -$4.69M –
GHAC
908
DELISTED
Gaming & Hospitality Acquisition Corp. Class A Common Stock
GHAC
– –
-379,815
Closed -$3.74M –
GTPA
909
DELISTED
Gores Technology Partners, Inc. Class A Common Stock
GTPA
– –
-467,890
Closed -$4.6M –
GHACW
910
DELISTED
Gaming & Hospitality Acquisition Corp. Warrants
GHACW
– –
-112,473
Closed -$6K –
GTPB
911
DELISTED
Gores Technology Partners II, Inc. Class A Common
GTPB
– –
-935,265
Closed -$9.18M –
GSEV
912
DELISTED
Gores Holdings VII, Inc. Class A Common Stock
GSEV
– –
-1,180,789
Closed -$11.6M –
SPGS
913
DELISTED
Simon Property Group Acquisition Holdings, Inc.
SPGS
– –
-237,628
Closed -$2.34M –
TSPQ
914
DELISTED
TCW Special Purpose Acquisition Corp.
TSPQ
– –
-239,156
Closed -$2.35M –
AMPI
915
DELISTED
Advanced Merger Partners Inc
AMPI
– –
-290,346
Closed -$2.86M –
JOFFW
916
DELISTED
JOFF Fintech Acquisition Corp. Warrant
JOFFW
– –
-418,571
Closed -$23K –
JOFF
917
DELISTED
JOFF Fintech Acquisition Corp. Class A Common Stock
JOFF
– –
-238,558
Closed -$2.35M –
KAHC
918
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
– –
-354,298
Closed -$3.49M –
HLAH
919
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Class A Common Stock
HLAH
– –
-237,619
Closed -$2.35M –
LGV
920
DELISTED
Longview Acquisition Corp. II
LGV
– –
-805,912
Closed -$7.91M –
PCPC
921
DELISTED
Periphas Capital Partnering Corporation
PCPC
– –
-190,000
Closed -$4.71M –
PV
922
DELISTED
Primavera Capital Acquisition Corporation
PV
– –
-373,325
Closed -$3.71M –
LHAA
923
DELISTED
Lerer Hippeau Acquisition Corp. Class A Common Stock
LHAA
– –
-713,544
Closed -$7.01M –
EPWR
924
DELISTED
Empowerment & Inclusion Capital I Corp.
EPWR
– –
-254,071
Closed -$2.51M –
SSAA
925
DELISTED
Science Strategic Acquisition Corp. Alpha Class A Common Stock
SSAA
– –
-705,024
Closed -$6.97M –
35 36
37
38 39

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UBS O'Connor's Q4 2022 Portfolio in Review

As of Q4 2022, UBS O'Connor held 1,042 positions worth $5.42B, down 38% from $8.8B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

UBS O'Connor withdrew a net $3.75B in Q4 2022, closing 284 positions and reducing 414 holdings. Its most notable exit was Biohaven Pharmaceutical Holding Company Ltd., an estimated $572M position sold in full.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 20% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Coupa Software Incorporated worth $128M.

  • UBS O'Connor's largest Q4 2022 buy was Coupa Software Incorporated: 1,619,333 shares worth $128M.
  • UBS O'Connor added most to Horizon Therapeutics Public Limited Company Ordinary Shares in Q4 2022, an estimated $184M increase.
  • UBS O'Connor's biggest Q4 2022 reduction was Rogers Corp, cutting an estimated $219M.
  • UBS O'Connor fully exited Biohaven Pharmaceutical Holding Company Ltd. in Q4 2022, selling an estimated $572M.
  • UBS O'Connor's ten largest holdings make up 41% of its $5.42B portfolio in Q4 2022.
  • UBS O'Connor opened 84 new positions and closed 284 in Q4 2022.
  • UBS O'Connor's portfolio value fell 38% quarter-over-quarter to $5.42B.

Based on UBS O'Connor's 13F filing for Q4 2022, filed 14 Feb 2023.