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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+11.15%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$8.8B
AUM Growth
-$819M
Cap. Flow
-$1.75B
Cap. Flow %
-19.89%
Top 10 Hldgs %
37.49%
Holding
1,086
New
112
Increased
123
Reduced
630
Closed
126

Top Buys

Rank Stock Value
1
AVLR
Avalara, Inc.
AVLR
+$364M
2
ZEN
ZENDESK INC
ZEN
+$355M
3
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$273M
4
STOR
STORE Capital Corporation
STOR
+$213M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$138M

Top Sells

Rank Stock Value
1
ACC
American Campus Communities, Inc.
ACC
+$463M
2
CTXS
Citrix Systems Inc
CTXS
+$411M
3
SAIL
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
+$317M
4
CDK
CDK Global, Inc.
CDK
+$290M
5
MNDT
Mandiant, Inc. Common Stock
MNDT
+$276M

Sector Composition

Rank Sector Weight
1 Technology 28.43%
2 Financials 19.76%
3 Healthcare 14.3%
4 Real Estate 8.12%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTAQW
901
DELISTED
Carney Technology Acquisition Corp. II Warrant
CTAQW
$6K ﹤0.01%
158,412
-15,925
-9% -$1.78K
THACW
902
DELISTED
Thrive Acquisition Corporation Warrant
THACW
$6K ﹤0.01%
73,354
-7,344
-9% -$662
EPHYW
903
DELISTED
Epiphany Technology Acquisition Corp. Warrant
EPHYW
$6K ﹤0.01%
89,342
-8,982
-9% -$629
VELOW
904
DELISTED
Velocity Acquisition Corp. Warrant
VELOW
$6K ﹤0.01%
70,512
– –
GHACW
905
DELISTED
Gaming & Hospitality Acquisition Corp. Warrants
GHACW
$6K ﹤0.01%
112,473
-11,307
-9% -$725
TMAC.WS
906
DELISTED
The Music Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TMAC.WS
$6K ﹤0.01%
167,918
-16,881
-9% -$1.35K
PEPLW
907
DELISTED
PepperLime Health Acquisition Corporation Warrrant
PEPLW
$5K ﹤0.01%
73,355
-7,343
-9% -$1.06K
CSTA.WS
908
DELISTED
Constellation Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CSTA.WS
$5K ﹤0.01%
144,156
-14,492
-9% -$1.25K
SDACW
909
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
$5K ﹤0.01%
119,951
-12,059
-9% -$792
LIONW
910
DELISTED
Lionheart III Corp Warrant
LIONW
$5K ﹤0.01%
95,450
-9,555
-9% -$1.06K
CLRMW
911
DELISTED
Clarim Acquisition Corp. Warrant
CLRMW
$5K ﹤0.01%
144,156
-14,492
-9% -$1.23K
FICVW
912
DELISTED
Frontier Investment Corp Warrants
FICVW
$4K ﹤0.01%
33,582
-3,362
-9% -$304
DISAW
913
DELISTED
Disruptive Acquisition Corporation I Warrant
DISAW
$4K ﹤0.01%
86,876
-8,697
-9% -$651
BLNGW
914
DELISTED
Belong Acquisition Corp. Warrant
BLNGW
$4K ﹤0.01%
72,094
-7,217
-9% -$569
DNZ.WS
915
DELISTED
D and Z Media Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
DNZ.WS
$4K ﹤0.01%
88,913
– –
MONCW
916
DELISTED
Monument Circle Acquisition Corp. Warrant
MONCW
$4K ﹤0.01%
73,429
-7,382
-9% -$554
LHC.WS
917
DELISTED
Leo Holdings Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
LHC.WS
$4K ﹤0.01%
85,543
-8,600
-9% -$598
BLUA.WS
918
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$3K ﹤0.01%
51,138
-5,141
-9% -$394
COOLW
919
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$3K ﹤0.01%
112,855
-11,346
-9% -$507
CRZNW
920
DELISTED
Corazon Capital V838 Monoceros Corp Warrant
CRZNW
$3K ﹤0.01%
79,540
-7,963
-9% -$713
DRAYW
921
DELISTED
Macondray Capital Acquisition Corp. I Warrant
DRAYW
$3K ﹤0.01%
41,697
-4,173
-9% -$386
HCIIW
922
DELISTED
Hudson Executive Investment Corp. II Warrant
HCIIW
$3K ﹤0.01%
59,406
-5,972
-9% -$559
LFTRW
923
DELISTED
Lefteris Acquisition Corp. Warrant
LFTRW
$3K ﹤0.01%
158,411
-15,926
-9% -$924
SDSTW
924
Stardust Power Inc Warrant
SDSTW
$5.67M
$2K ﹤0.01%
37,984
-3,981
-9% -$451
AEACW
925
DELISTED
Authentic Equity Acquisition Corp. Warrant
AEACW
$2K ﹤0.01%
53,853
-5,414
-9% -$374
35 36
37
38 39

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2022 Portfolio in Review

As of Q3 2022, UBS O'Connor held 1,086 positions worth $8.8B, down 8.5% from $9.62B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

UBS O'Connor withdrew a net $1.75B in Q3 2022, closing 126 positions and reducing 630 holdings. Its most notable exit was American Campus Communities, Inc., an estimated $463M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Financials and Healthcare.

Against the trend, UBS O'Connor opened a new position in Avalara, Inc. worth $373M.

  • UBS O'Connor's largest Q3 2022 buy was Avalara, Inc.: 4,065,318 shares worth $373M.
  • UBS O'Connor added most to ZENDESK INC in Q3 2022, an estimated $355M increase.
  • UBS O'Connor's biggest Q3 2022 reduction was TSMC, cutting an estimated $77.7M.
  • UBS O'Connor fully exited American Campus Communities, Inc. in Q3 2022, selling an estimated $463M.
  • UBS O'Connor's ten largest holdings make up 37% of its $8.8B portfolio in Q3 2022.
  • UBS O'Connor opened 112 new positions and closed 126 in Q3 2022.
  • UBS O'Connor's portfolio value fell 8.5% quarter-over-quarter to $8.8B.

Based on UBS O'Connor's 13F filing for Q3 2022, filed 14 Nov 2022.