UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+11.04%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$8.71B
AUM Growth
-$827M
Cap. Flow
-$1.4B
Cap. Flow %
-16.05%
Top 10 Hldgs %
37.87%
Holding
1,076
New
100
Increased
115
Reduced
627
Closed
119

Top Buys

1
AVLR
Avalara, Inc.
AVLR
$373M
2
ZEN
ZENDESK INC
ZEN
$356M
3
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$278M
4
STOR
STORE Capital Corporation
STOR
$235M
5
PING
Ping Identity Holding Corp.
PING
$154M

Top Sells

1
ACC
American Campus Communities, Inc.
ACC
$463M
2
CTXS
Citrix Systems Inc
CTXS
$411M
3
SAIL
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$317M
4
CDK
CDK Global, Inc.
CDK
$290M
5
MNDT
Mandiant, Inc. Common Stock
MNDT
$276M

Sector Composition

1 Technology 28.71%
2 Financials 19.95%
3 Healthcare 14.44%
4 Real Estate 8.21%
5 Industrials 6.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GSAQ
901
DELISTED
Global Synergy Acquisition Corp. Class A Ordinary Shares
GSAQ
– –
-260,473
Closed -$2.59M
GSAQW
902
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
– –
-261,507
Closed -$17K
PSTH
903
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-1,263,939
Closed -$25.2M
CNR
904
DELISTED
Cornerstone Building Brands, Inc.
CNR
– –
-5,108,814
Closed -$125M
PRPB
905
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
– –
-1,544,477
Closed -$15.4M
PRPB.WS
906
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
– –
-257,513
Closed -$112K
PSB
907
DELISTED
PS Business Parks, Inc.
PSB
– –
-1,236,136
Closed -$231M
KWAC.WS
908
DELISTED
Kingswood Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
KWAC.WS
– –
-188,845
Closed -$15K
CDK
909
DELISTED
CDK Global, Inc.
CDK
– –
-5,289,369
Closed -$290M
SRRA
910
DELISTED
Sierra Oncology, Inc. Common Stock
SRRA
– –
-33,735
Closed -$1.86M
COHR
911
DELISTED
Coherent Inc
COHR
– –
-959,674
Closed -$255M
CCMP
912
DELISTED
CMC Materials, Inc. Common Stock
CCMP
– –
-790,829
Closed -$138M
DISH
913
DELISTED
DISH Network Corp.
DISH
– –
0
– –
VG
914
DELISTED
Vonage Holdings Corporation
VG
– –
-11,680,985
Closed -$220M
NAVI icon
915
Navient
NAVI
$1.37B
– –
0
– –
NGL icon
916
NGL Energy Partners
NGL
$735M
– –
0
– –
NTST
917
NETSTREIT Corp
NTST
$1.72B
– –
-30,625
Closed -$578K
ICNC.WS
918
DELISTED
Iconic Sports Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ICNC.WS
– –
-262,511
Closed -$36K
ACC
919
DELISTED
American Campus Communities, Inc.
ACC
– –
-7,174,697
Closed -$463M
XPOA
920
DELISTED
DPCM Capital, Inc.
XPOA
– –
-577,366
Closed -$5.72M
AAL icon
921
American Airlines Group
AAL
$8.63B
– –
0
– –
AAPL icon
922
Apple
AAPL
$3.56T
– –
0
– –
AFRM icon
923
Affirm
AFRM
$28.4B
– –
0
– –
ALV icon
924
Autoliv
ALV
$9.58B
– –
-39,400
Closed -$2.82M
APYX icon
925
Apyx Medical
APYX
$74.1M
– –
-85,000
Closed -$498K
35 36
37
38 39