We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLGA.WS
901
DELISTED
TLG Acquisition One Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
TLGA.WS
$41K ﹤0.01%
79,881
-86,779
-52% -$51.2K
CLAQR
902
DELISTED
CleanTech Acquisition Corp. Rights
CLAQR
$41K ﹤0.01%
+128,943
New +$32.7K
WINVR
903
DELISTED
WinVest Acquisition Corp. Right
WINVR
$40K ﹤0.01%
+149,573
New +$37.7K
HCARW
904
DELISTED
Healthcare Services Acquisition Corporation Warrant
HCARW
$40K ﹤0.01%
77,065
+2,067
+3% +$1.32K
SDSTW
905
Stardust Power Inc Warrant
SDSTW
$6.41M
$35K ﹤0.01%
41,665
– –
VELOW
906
DELISTED
Velocity Acquisition Corp. Warrant
VELOW
$35K ﹤0.01%
69,265
+1,858
+3% +$1.13K
IEF icon
907
PUT
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$25K ﹤0.01%
140,000
– –
VLATW
908
DELISTED
Valor Latitude Acquisition Corp. Warrant
VLATW
$25K ﹤0.01%
34,383
+920
+3% +$646
CHGG icon
909
PUT
Chegg
CHGG
$98.4M
$22K ﹤0.01%
+50,000
New +$2.03M
FIS icon
910
CALL
Fidelity National Information Services
FIS
$22.1B
$22K ﹤0.01%
+100,000
New +$11.3M
WT icon
911
PUT
WisdomTree
WT
$3.25B
$20K ﹤0.01%
200,000
– –
CHAA.WS
912
DELISTED
Catcha Investment Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CHAA.WS
$20K ﹤0.01%
34,250
+917
+3% +$611
CNX icon
913
PUT
CNX Resources
CNX
$5.2B
$18K ﹤0.01%
47,500
– –
BNNRW
914
DELISTED
Banner Acquisition Corp. Warrants
BNNRW
$15K ﹤0.01%
+29,244
New +$16K
TRN icon
915
PUT
Trinity Industries
TRN
$2.47B
$13K ﹤0.01%
15,500
– –
ET icon
916
CALL
Energy Transfer Partners
ET
$71.2B
$12K ﹤0.01%
500,000
-400,000
-44% -$3.63M
LTHM
917
PUT
DELISTED
Livent Corporation
LTHM
$11K ﹤0.01%
150,000
– –
MAT icon
918
PUT
Mattel
MAT
$4.21B
$4K ﹤0.01%
106,300
+15,000
+16% +$315K
XIFR
919
PUT
XPLR Infrastructure LP
XIFR
$1.08B
$4K ﹤0.01%
+10,900
New +$912K
X
920
PUT
DELISTED
US Steel
X
$3K ﹤0.01%
90,000
– –
CLF icon
921
PUT
Cleveland-Cliffs
CLF
$6.98B
$1K ﹤0.01%
60,000
– –
AEM icon
922
Agnico Eagle Mines
AEM
$85B
– –
-75,000
Closed -$3.89M
AENT icon
923
Alliance Entertainment
AENT
$290M
– –
-100,392
Closed -$984K
AGCO icon
924
AGCO
AGCO
$7.12B
– –
-90,000
Closed -$11M
ALB icon
925
Albemarle
ALB
$14.8B
– –
-20,000
Closed -$4.38M
35 36
37
38 39

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.