UOC

UBS O'Connor Portfolio holdings

AUM $3.76B Turnover 54.76%
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.59%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
444
Reduced
178
Closed
245
Avg Time Held Equity + Options
0.5 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR icon
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG icon
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Technology 26.55%
2 Financials 21.56%
3 Communication Services 16.89%
4 Real Estate 8.6%
5 Healthcare 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TLGA.WS
901
DELISTED
TLG Acquisition One Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
TLGA.WS
$41K ﹤0.01%
79,881
-86,779
-52% -$51.2K
2021 Q1
3 quarters
CLAQR
902
DELISTED
CleanTech Acquisition Corp. Rights
CLAQR
$41K ﹤0.01%
+128,943
New +$32.7K
2021 Q4
0 quarters
WINVR icon
903
DELISTED
WinVest Acquisition Corp. Right
WINVR
$40K ﹤0.01%
+149,573
New +$37.7K
2021 Q4
0 quarters
HCARW
904
DELISTED
Healthcare Services Acquisition Corporation Warrant
HCARW
$40K ﹤0.01%
77,065
+2,067
+3% +$1.32K
2021 Q1
3 quarters
SDSTW icon
905
Stardust Power Inc Warrant
SDSTW
$3.34M
$35K ﹤0.01%
41,665
– –
2021 Q1
3 quarters
VELOW icon
906
DELISTED
Velocity Acquisition Corp. Warrant
VELOW
$35K ﹤0.01%
69,265
+1,858
+3% +$1.13K
2021 Q3
1 quarter
IEF icon
907
PUT
iShares 7-10 Year Treasury Bond ETF
IEF
$41.4B
$25K ﹤0.01%
140,000
– –
2021 Q2
2 quarters
VLATW
908
DELISTED
Valor Latitude Acquisition Corp. Warrant
VLATW
$25K ﹤0.01%
34,383
+920
+3% +$646
2021 Q3
1 quarter
CHGG icon
909
PUT
Chegg
CHGG
$77.5M
$22K ﹤0.01%
+50,000
New +$2.03M
2021 Q4
0 quarters
FIS icon
910
CALL
Fidelity National Information Services
FIS
$18.1B
$22K ﹤0.01%
+100,000
New +$11.3M
2021 Q4
0 quarters
WT icon
911
PUT
WisdomTree
WT
$3.19B
$20K ﹤0.01%
200,000
– –
2021 Q1
3 quarters
CHAA.WS icon
912
DELISTED
Catcha Investment Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CHAA.WS
$20K ﹤0.01%
34,250
+917
+3% +$611
2021 Q2
2 quarters
CNX icon
913
PUT
CNX Resources
CNX
$5.15B
$18K ﹤0.01%
47,500
– –
2019 Q2
10 quarters
BNNRW
914
DELISTED
Banner Acquisition Corp. Warrants
BNNRW
$15K ﹤0.01%
+29,244
New +$16K
2021 Q4
0 quarters
TRN icon
915
PUT
Trinity Industries
TRN
$2.06B
$13K ﹤0.01%
15,500
– –
2021 Q2
2 quarters
ET icon
916
CALL
Energy Transfer Partners
ET
$70.2B
$12K ﹤0.01%
500,000
-400,000
-44% -$3.63M
2021 Q2
2 quarters
LTHM
917
PUT
DELISTED
Livent Corporation
LTHM
$11K ﹤0.01%
150,000
– –
2021 Q1
3 quarters
MAT icon
918
PUT
Mattel
MAT
$4.72B
$4K ﹤0.01%
106,300
+15,000
+16% +$315K
2018 Q2
14 quarters
XIFR icon
919
PUT
XPLR Infrastructure LP
XIFR
$930M
$4K ﹤0.01%
+10,900
New +$912K
2021 Q4
0 quarters
X icon
920
PUT
DELISTED
US Steel
X
$3K ﹤0.01%
90,000
– –
2021 Q3
1 quarter
CLF icon
921
PUT
Cleveland-Cliffs
CLF
$7.04B
$1K ﹤0.01%
60,000
– –
2021 Q1
3 quarters
AEM icon
922
Agnico Eagle Mines
AEM
$89B
– –
-75,000
Closed -$3.89M –
AENT icon
923
Alliance Entertainment
AENT
$222M
– –
-100,392
Closed -$984K –
AGCO icon
924
AGCO
AGCO
$7.46B
– –
-90,000
Closed -$11M –
ALB icon
925
Albemarle
ALB
$11.5B
– –
-20,000
Closed -$4.38M –
35 36
37
38 39

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
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MPM
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.18B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.