We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+12.37%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$11.2B
AUM Growth
+$4.26B
Cap. Flow
+$3.84B
Cap. Flow %
34.3%
Top 10 Hldgs %
50.61%
Holding
1,169
New
360
Increased
131
Reduced
115
Closed
294

Top Buys

Rank Stock Value
1
PPD
PPD, Inc. Common Stock
PPD
+$645M
2
NUAN
Nuance Communications, Inc.
NUAN
+$539M
3
MXIM
Maxim Integrated Products
MXIM
+$525M
4
VER
VEREIT, Inc.
VER
+$520M
5
ALXN
Alexion Pharmaceuticals
ALXN
+$491M

Top Sells

Rank Stock Value
1
VAR
Varian Medical Systems, Inc.
VAR
+$475M
2
RP
RealPage, Inc.
RP
+$281M
3
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
+$209M
4
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$170M
5
CLGX
Corelogic, Inc.
CLGX
+$160M

Sector Composition

Rank Sector Weight
1 Technology 17.31%
2 Healthcare 16.38%
3 Financials 13.99%
4 Communication Services 7.66%
5 Consumer Discretionary 6.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNP icon
901
Union Pacific
UNP
$175B
– –
-50,000
Closed -$11M
WCN
902
Waste Connections
WCN
$42.4B
– –
-20,000
Closed -$2.16M
XPEV icon
903
XPeng
XPEV
$11.6B
– –
-168,553
Closed -$6.15M
XPO icon
904
XPO
XPO
$23.5B
– –
-346,967
Closed -$14.8M
CPAY icon
905
Corpay
CPAY
$25.8B
– –
-53,000
Closed -$14.2M
PDYN icon
906
Palladyne AI
PDYN
$292M
– –
-83,331
Closed -$4.9M
EXE
907
Expand Energy Corp
EXE
$21.6B
– –
-169,513
Closed -$7.36M
NAPA
908
DELISTED
The Duckhorn Portfolio, Inc.
NAPA
– –
-17,523
Closed -$294K
MOND
909
DELISTED
Mondee Holdings, Inc. Class A Common Stock
MOND
– –
-251,280
Closed -$2.44M
PLMIU
910
DELISTED
Plum Acquisition Corp. I Units
PLMIU
– –
-400,261
Closed -$3.98M
VLD
911
DELISTED
Velo3D, Inc.
VLD
– –
-13,568
Closed -$4.87M
IRAAU
912
DELISTED
Iris Acquisition Corp Units
IRAAU
– –
-150,098
Closed -$1.51M
SLAMU
913
DELISTED
Slam Corp. Unit
SLAMU
– –
-300,000
Closed -$2.98M
CVIIU
914
DELISTED
Churchill Capital Corp VII Units
CVIIU
– –
-800,000
Closed -$7.98M
MACAU
915
DELISTED
Moringa Acquisition Corp Units
MACAU
– –
-200,000
Closed -$1.99M
GAMCU
916
DELISTED
Golden Arrow Merger Corp. Unit
GAMCU
– –
-100,392
Closed -$999K
FREEW
917
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
– –
-144,600
Closed -$301K
VWE
918
DELISTED
Vintage Wine Estates, Inc. Common Stock
VWE
– –
-900,000
Closed -$8.96M
SHPW
919
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
– –
-31,249
Closed -$2.5M
BITE.U
920
DELISTED
Bite Acquisition Corp. Units, each consisting of one share of common stock, and one-half of one redeemable warrant
BITE.U
– –
-300,000
Closed -$2.96M
RMGCU
921
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
– –
-999,963
Closed -$9.95M
ARRWU
922
DELISTED
Arrowroot Acquisition Corp. Unit
ARRWU
– –
-250,164
Closed -$2.49M
ROSS.U
923
DELISTED
Ross Acquisition Corp II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ROSS.U
– –
-500,653
Closed -$4.99M
DHCAU
924
DELISTED
DHC Acquisition Corp. Unit
DHCAU
– –
-500,326
Closed -$5M
LCAHU
925
DELISTED
Landcadia Holdings IV, Inc. Units
LCAHU
– –
-500,000
Closed -$4.95M
35 36
37
38 39

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q2 2021 Portfolio in Review

As of Q2 2021, UBS O'Connor held 1,169 positions worth $11.2B, up 61% from $6.94B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

UBS O'Connor deployed $3.84B of net new capital in Q2 2021, opening 360 new positions and adding to 131 existing holdings. Its largest new stake was PPD, Inc. Common Stock: 14,271,048 shares worth $658M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was MasTec, an estimated $7.65M trimmed.

  • UBS O'Connor's largest Q2 2021 buy was PPD, Inc. Common Stock: 14,271,048 shares worth $658M.
  • UBS O'Connor added most to Maxim Integrated Products in Q2 2021, an estimated $525M increase.
  • UBS O'Connor's biggest Q2 2021 reduction was MasTec, cutting an estimated $7.65M.
  • UBS O'Connor fully exited Varian Medical Systems, Inc. in Q2 2021, selling an estimated $475M.
  • UBS O'Connor's ten largest holdings make up 51% of its $11.2B portfolio in Q2 2021.
  • UBS O'Connor opened 360 new positions and closed 294 in Q2 2021.
  • UBS O'Connor's portfolio value rose 61% quarter-over-quarter to $11.2B.

Based on UBS O'Connor's 13F filing for Q2 2021, filed 13 Aug 2021.