UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+11.04%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$8.71B
AUM Growth
-$827M
Cap. Flow
-$1.4B
Cap. Flow %
-16.05%
Top 10 Hldgs %
37.87%
Holding
1,076
New
100
Increased
115
Reduced
627
Closed
119

Top Buys

1
AVLR
Avalara, Inc.
AVLR
$373M
2
ZEN
ZENDESK INC
ZEN
$356M
3
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$278M
4
STOR
STORE Capital Corporation
STOR
$235M
5
PING
Ping Identity Holding Corp.
PING
$154M

Top Sells

1
ACC
American Campus Communities, Inc.
ACC
$463M
2
CTXS
Citrix Systems Inc
CTXS
$411M
3
SAIL
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$317M
4
CDK
CDK Global, Inc.
CDK
$290M
5
MNDT
Mandiant, Inc. Common Stock
MNDT
$276M

Sector Composition

1 Technology 28.71%
2 Financials 19.95%
3 Healthcare 14.44%
4 Real Estate 8.21%
5 Industrials 6.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ZWRKW
876
DELISTED
Z-Work Acquisition Corp. Warrant
ZWRKW
$2K ﹤0.01%
49,109
-4,937
-9% -$201
CLAS.WS
877
DELISTED
Class Acceleration Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CLAS.WS
$1K ﹤0.01%
31,333
– –
IMPX
878
DELISTED
AEA-Bridges Impact Corp.
IMPX
– –
-410,029
Closed -$4.07M
IMPX.WS
879
DELISTED
AEA-Bridges Impact Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IMPX.WS
– –
-308,870
Closed -$111K
IPOD.WS
880
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
– –
-209,206
Closed -$98K
IPOF.WS
881
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
– –
-196,131
Closed -$95K
EQD
882
DELISTED
Equity Distribution Acquisition Corp.
EQD
– –
-525,062
Closed -$5.22M
KCA.U
883
DELISTED
Kensington Capital Acquisition Corp. IV New units, each consisting of one Class A ordinary share and one Class 2 redeemable warrant
KCA.U
– –
-707,806
Closed -$6.8M
MANT
884
DELISTED
Mantech International Corp
MANT
– –
-407,507
Closed -$38.9M
MNDT
885
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-12,632,820
Closed -$276M
MUDS
886
DELISTED
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
– –
-262,798
Closed -$2.65M
ETAC
887
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
– –
-523,015
Closed -$5.23M
POLY
888
DELISTED
Plantronics, Inc.
POLY
– –
-1,062,886
Closed -$42.2M
RVAC
889
DELISTED
Riverview Acquisition Corp. Class A Common Stock
RVAC
– –
-510,069
Closed -$5.08M
ENDP
890
DELISTED
Endo International plc
ENDP
– –
0
– –
FST
891
DELISTED
FAST Acquisition Corp.
FST
– –
-154,425
Closed -$1.56M
TPTX
892
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
– –
-775,000
Closed -$58.3M
SAIL
893
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-5,062,053
Closed -$317M
RBAC
894
DELISTED
RedBall Acquisition Corp.
RBAC
– –
-416,005
Closed -$4.14M
GOAC
895
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
– –
-523,015
Closed -$5.22M
FOUN
896
DELISTED
Founder SPAC Class A Ordinary Shares
FOUN
– –
-241,829
Closed -$2.43M
LEAP
897
DELISTED
Ribbit LEAP, Ltd.
LEAP
– –
-238,370
Closed -$2.36M
EQD.WS
898
DELISTED
Equity Distribution Acquisition Corp. Warrants, each whole warrant exercisable for one share of Clas
EQD.WS
– –
-254,609
Closed -$26K
MTOR
899
DELISTED
MERITOR, Inc.
MTOR
– –
-1,857,505
Closed -$67.5M
WBT
900
DELISTED
Welbilt, Inc.
WBT
– –
-9,109,158
Closed -$217M
34 35
36
37 38