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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+11.15%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$8.8B
AUM Growth
-$819M
Cap. Flow
-$1.75B
Cap. Flow %
-19.89%
Top 10 Hldgs %
37.49%
Holding
1,086
New
112
Increased
123
Reduced
630
Closed
126

Top Buys

Rank Stock Value
1
AVLR
Avalara, Inc.
AVLR
+$364M
2
ZEN
ZENDESK INC
ZEN
+$355M
3
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$273M
4
STOR
STORE Capital Corporation
STOR
+$213M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$138M

Top Sells

Rank Stock Value
1
ACC
American Campus Communities, Inc.
ACC
+$463M
2
CTXS
Citrix Systems Inc
CTXS
+$411M
3
SAIL
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
+$317M
4
CDK
CDK Global, Inc.
CDK
+$290M
5
MNDT
Mandiant, Inc. Common Stock
MNDT
+$276M

Sector Composition

Rank Sector Weight
1 Technology 28.43%
2 Financials 19.76%
3 Healthcare 14.3%
4 Real Estate 8.12%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSLKW
876
DELISTED
Bolt Projects Holdings Warrant
BSLKW
$10K ﹤0.01%
171,364
-17,155
-9% -$1.3K
FSRXW
877
DELISTED
FinServ Acquisition Corp. II Warrant
FSRXW
$10K ﹤0.01%
306,249
– –
LJAQW
878
DELISTED
LightJump Acquisition Corporation Warrant
LJAQW
$10K ﹤0.01%
166,333
-16,722
-9% -$1.24K
FNVTW
879
DELISTED
Finnovate Acquisition Corp. Warrants
FNVTW
$9K ﹤0.01%
134,651
-13,480
-9% -$1.19K
JTAIW
880
DELISTED
Jet.AI Inc. Warrant
JTAIW
$9K ﹤0.01%
+203,852
New +$12.6K
TRONW
881
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
$9K ﹤0.01%
117,986
– –
PMGMW
882
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
$9K ﹤0.01%
80,120
-8,055
-9% -$806
GVCIW
883
DELISTED
Green Visor Financial Technology Acquisition Corp. I Warrants
GVCIW
$9K ﹤0.01%
99,444
-9,955
-9% -$996
HTAQ.WS
884
DELISTED
Hunt Companies Acquisition Corp. I Warrants, each exercisable for one Class A ordinary share at an exercise price of $11.50 per share
HTAQ.WS
$9K ﹤0.01%
190,898
-19,111
-9% -$1.54K
PIPP.WS
885
DELISTED
Pine Island Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PIPP.WS
$9K ﹤0.01%
175,944
-17,677
-9% -$2.64K
RDZNW icon
886
Roadzen Inc Warrants
RDZNW
$8.64M
$8K ﹤0.01%
71,020
-7,110
-9% -$1.03K
AEON.WS
887
DELISTED
AEON Biopharma Inc
AEON.WS
$8K ﹤0.01%
112,473
-11,307
-9% -$1.03K
ENERR
888
DELISTED
Accretion Acquisition Corp Right
ENERR
$8K ﹤0.01%
101,089
-10,117
-9% -$964
HCICW
889
DELISTED
Hennessy Capital Investment Corp. V Warrant
HCICW
$8K ﹤0.01%
83,166
-8,361
-9% -$1.11K
KLAQW
890
DELISTED
KL Acquisition Corp Warrant
KLAQW
$8K ﹤0.01%
112,473
-11,307
-9% -$996
SWETW
891
DELISTED
Athlon Acquisition Corp. Warrant
SWETW
$8K ﹤0.01%
225,737
-22,694
-9% -$1.73K
NOACW
892
DELISTED
Natural Order Acquisition Corp. Warrant
NOACW
$8K ﹤0.01%
825,606
-21,931
-3% -$912
MCAAW
893
DELISTED
Mountain & Co. I Acquisition Corp. Warrant
MCAAW
$7K ﹤0.01%
140,587
-14,074
-9% -$1.28K
SEDA.WS
894
DELISTED
SDCL EDGE Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A ordinary share at an exercise price of $11.50
SEDA.WS
$7K ﹤0.01%
73,355
-7,343
-9% -$1.59K
OPTXW icon
895
Syntec Optics Holdings Warrant
OPTXW
$16.6M
$6K ﹤0.01%
49,491
-4,955
-9% -$534
APXIW
896
DELISTED
APx Acquisition Corp. I Warrant
APXIW
$6K ﹤0.01%
94,414
-9,452
-9% -$745
SPECW
897
DELISTED
Spectaire Holdings, Inc. Warrant
SPECW
$6K ﹤0.01%
238,622
-23,888
-9% -$1.5K
ALORW
898
DELISTED
ALSP Orchid Acquisition Corp I Warrant
ALORW
$6K ﹤0.01%
64,956
-6,503
-9% -$745
ARBGW
899
DELISTED
Aequi Acquisition Corp warrants
ARBGW
$6K ﹤0.01%
158,411
-15,926
-9% -$1.19K
LGACW
900
DELISTED
Lazard Growth Acquisition Corp. I Warrants
LGACW
$6K ﹤0.01%
139,748
-14,333
-9% -$2.08K
34 35
36
37 38

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2022 Portfolio in Review

As of Q3 2022, UBS O'Connor held 1,086 positions worth $8.8B, down 8.5% from $9.62B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

UBS O'Connor withdrew a net $1.75B in Q3 2022, closing 126 positions and reducing 630 holdings. Its most notable exit was American Campus Communities, Inc., an estimated $463M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Financials and Healthcare.

Against the trend, UBS O'Connor opened a new position in Avalara, Inc. worth $373M.

  • UBS O'Connor's largest Q3 2022 buy was Avalara, Inc.: 4,065,318 shares worth $373M.
  • UBS O'Connor added most to ZENDESK INC in Q3 2022, an estimated $355M increase.
  • UBS O'Connor's biggest Q3 2022 reduction was TSMC, cutting an estimated $77.7M.
  • UBS O'Connor fully exited American Campus Communities, Inc. in Q3 2022, selling an estimated $463M.
  • UBS O'Connor's ten largest holdings make up 37% of its $8.8B portfolio in Q3 2022.
  • UBS O'Connor opened 112 new positions and closed 126 in Q3 2022.
  • UBS O'Connor's portfolio value fell 8.5% quarter-over-quarter to $8.8B.

Based on UBS O'Connor's 13F filing for Q3 2022, filed 14 Nov 2022.