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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+11.15%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$8.8B
AUM Growth
-$819M
Cap. Flow
-$1.49B
Cap. Flow %
-16.94%
Top 10 Hldgs %
37.49%
Holding
1,086
New
112
Increased
123
Reduced
630
Closed
126
Avg Time Held Equity + Options
3.2 quarters
Top 10 Avg Time Held Equity + Options
0.5 quarters
Top 20 Avg Time Held Equity + Options
0.7 quarters
Avg Time Held Equity only
3.2 quarters
Top 10 Avg Time Held Equity only
0.5 quarters
Top 20 Avg Time Held Equity only
0.7 quarters

Top Buys

Rank Stock Value
1
AVLR
Avalara, Inc.
AVLR
+$364M
2
ZEN
ZENDESK INC
ZEN
+$355M
3
BHVN icon
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$273M
4
STOR
STORE Capital Corporation
STOR
+$213M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$138M

Top Sells

Rank Stock Value
1
ACC
American Campus Communities, Inc.
ACC
+$463M
2
CTXS
Citrix Systems Inc
CTXS
+$411M
3
SAIL icon
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
+$317M
4
CDK
CDK Global, Inc.
CDK
+$290M
5
MNDT
Mandiant, Inc. Common Stock
MNDT
+$276M

Sector Composition

Rank Sector Weight
1 Technology 28.43%
2 Financials 19.77%
3 Healthcare 15.9%
4 Miscellaneous 8.89%
5 Real Estate 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
BSLKW
876
DELISTED
Bolt Projects Holdings Warrant
BSLKW
$10K ﹤0.01%
171,364
-17,155
-9% -$1.3K
2022 Q1
2 quarters
FSRXW
877
DELISTED
FinServ Acquisition Corp. II Warrant
FSRXW
$10K ﹤0.01%
306,249
– –
2022 Q1
2 quarters
LJAQW
878
DELISTED
LightJump Acquisition Corporation Warrant
LJAQW
$10K ﹤0.01%
166,333
-16,722
-9% -$1.24K
2021 Q1
6 quarters
FNVTW icon
879
DELISTED
Finnovate Acquisition Corp. Warrants
FNVTW
$9K ﹤0.01%
134,651
-13,480
-9% -$1.19K
2021 Q4
3 quarters
JTAIW icon
880
DELISTED
Jet.AI Inc. Warrant
JTAIW
$9K ﹤0.01%
+203,852
New +$12.6K
2022 Q3
0 quarters
TRONW icon
881
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
$9K ﹤0.01%
117,986
– –
2021 Q3
4 quarters
PMGMW icon
882
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
$9K ﹤0.01%
80,120
-8,055
-9% -$806
2021 Q1
6 quarters
GVCIW
883
DELISTED
Green Visor Financial Technology Acquisition Corp. I Warrants
GVCIW
$9K ﹤0.01%
99,444
-9,955
-9% -$996
2022 Q1
2 quarters
HTAQ.WS
884
DELISTED
Hunt Companies Acquisition Corp. I Warrants, each exercisable for one Class A ordinary share at an exercise price of $11.50 per share
HTAQ.WS
$9K ﹤0.01%
190,898
-19,111
-9% -$1.54K
2022 Q1
2 quarters
PIPP.WS
885
DELISTED
Pine Island Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PIPP.WS
$9K ﹤0.01%
175,944
-17,677
-9% -$2.64K
2021 Q1
6 quarters
RDZNW icon
886
Roadzen Inc Warrants
RDZNW
$5.61M
$8K ﹤0.01%
71,020
-7,110
-9% -$1.03K
2022 Q2
1 quarter
AEON.WS icon
887
DELISTED
AEON Biopharma Inc
AEON.WS
$8K ﹤0.01%
112,473
-11,307
-9% -$1.03K
2021 Q2
5 quarters
ENERR
888
DELISTED
Accretion Acquisition Corp Right
ENERR
$8K ﹤0.01%
101,089
-10,117
-9% -$964
2021 Q4
3 quarters
HCICW icon
889
DELISTED
Hennessy Capital Investment Corp. V Warrant
HCICW
$8K ﹤0.01%
83,166
-8,361
-9% -$1.11K
2021 Q1
6 quarters
KLAQW
890
DELISTED
KL Acquisition Corp Warrant
KLAQW
$8K ﹤0.01%
112,473
-11,307
-9% -$996
2021 Q1
6 quarters
SWETW
891
DELISTED
Athlon Acquisition Corp. Warrant
SWETW
$8K ﹤0.01%
225,737
-22,694
-9% -$1.73K
2021 Q1
6 quarters
NOACW
892
DELISTED
Natural Order Acquisition Corp. Warrant
NOACW
$8K ﹤0.01%
825,606
-21,931
-3% -$912
2021 Q1
6 quarters
MCAAW icon
893
DELISTED
Mountain & Co. I Acquisition Corp. Warrant
MCAAW
$7K ﹤0.01%
140,587
-14,074
-9% -$1.28K
2022 Q1
2 quarters
SEDA.WS icon
894
DELISTED
SDCL EDGE Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A ordinary share at an exercise price of $11.50
SEDA.WS
$7K ﹤0.01%
73,355
-7,343
-9% -$1.59K
2022 Q1
2 quarters
OPTXW icon
895
Syntec Optics Holdings Warrant
OPTXW
$25.7M
$6K ﹤0.01%
49,491
-4,955
-9% -$534
2022 Q1
2 quarters
APXIW icon
896
DELISTED
APx Acquisition Corp. I Warrant
APXIW
$6K ﹤0.01%
94,414
-9,452
-9% -$745
2022 Q1
2 quarters
SPECW icon
897
DELISTED
Spectaire Holdings, Inc. Warrant
SPECW
$6K ﹤0.01%
238,622
-23,888
-9% -$1.5K
2022 Q1
2 quarters
ALORW
898
DELISTED
ALSP Orchid Acquisition Corp I Warrant
ALORW
$6K ﹤0.01%
64,956
-6,503
-9% -$745
2022 Q1
2 quarters
ARBGW
899
DELISTED
Aequi Acquisition Corp warrants
ARBGW
$6K ﹤0.01%
158,411
-15,926
-9% -$1.19K
2021 Q1
6 quarters
LGACW
900
DELISTED
Lazard Growth Acquisition Corp. I Warrants
LGACW
$6K ﹤0.01%
139,748
-14,333
-9% -$2.08K
2021 Q2
5 quarters
34 35
36
37 38

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CGL
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JCM
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UBS O'Connor's Q3 2022 Portfolio in Review

As of Q3 2022, UBS O'Connor held 1,086 positions worth $8.8B, down 8.5% from $9.62B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

UBS O'Connor withdrew a net $1.49B in Q3 2022, closing 126 positions and reducing 630 holdings. Its most notable exit was American Campus Communities, Inc., an estimated $463M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Financials and Healthcare.

Against the trend, UBS O'Connor opened a new position in Avalara, Inc. worth $373M.

  • UBS O'Connor's largest Q3 2022 buy was Avalara, Inc.: 4,065,318 shares worth $373M.
  • UBS O'Connor added most to ZENDESK INC in Q3 2022, an estimated $355M increase.
  • UBS O'Connor's biggest Q3 2022 reduction was TSMC, cutting an estimated $77.7M.
  • UBS O'Connor fully exited American Campus Communities, Inc. in Q3 2022, selling an estimated $463M.
  • UBS O'Connor's ten largest holdings make up 37% of its $8.8B portfolio in Q3 2022.
  • UBS O'Connor opened 112 new positions and closed 126 in Q3 2022.
  • UBS O'Connor's portfolio value fell 8.5% quarter-over-quarter to $8.8B.

Based on UBS O'Connor's 13F filing for Q3 2022, filed 14 Nov 2022.