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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCAXW
876
DELISTED
OCA Acquisition Corp. Warrant
OCAXW
$61K ﹤0.01%
128,440
+3,444
+3% +$1.87K
OPTU
877
CALL
Optimum Communications Inc
OPTU
$326M
$60K ﹤0.01%
+400,000
New +$6.78M
CORS.WS
878
DELISTED
Corsair Partnering Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CORS.WS
$60K ﹤0.01%
57,744
+1,546
+3% +$1.35K
GOGN.WS
879
DELISTED
GoGreen Investments Corporation Redeemable Warrants
GOGN.WS
$60K ﹤0.01%
+128,942
New +$60.6K
GLTA.WS
880
DELISTED
Galata Acquisition Corp. Warrants, each whole warrant exercisable for one class A ordinary share at an exercise price of $11.50
GLTA.WS
$59K ﹤0.01%
128,943
+3,454
+3% +$1.76K
OSTRW
881
DELISTED
Oyster Enterprises Acquisition Corp. Warrant
OSTRW
$59K ﹤0.01%
128,440
+3,444
+3% +$1.86K
ENJYW
882
DELISTED
Enjoy Technology, Inc. Warrant
ENJYW
$58K ﹤0.01%
128,440
+3,444
+3% +$3.33K
CRZNW
883
DELISTED
Corazon Capital V838 Monoceros Corp Warrant
CRZNW
$57K ﹤0.01%
85,961
+2,302
+3% +$1.72K
CDROW icon
884
Codere Online Luxembourg Warrants
CDROW
$56K ﹤0.01%
+59,770
New +$63K
MACAW
885
DELISTED
Moringa Acquisition Corp Warrant
MACAW
$56K ﹤0.01%
102,757
+2,757
+3% +$1.64K
MACUW
886
DELISTED
Mallard Acquisition Corp. Warrant
MACUW
$56K ﹤0.01%
205,505
+5,512
+3% +$1.73K
PACXW
887
DELISTED
Pioneer Merger Corp. Warrant
PACXW
$55K ﹤0.01%
85,626
+2,296
+3% +$2.64K
PFTAW
888
DELISTED
Perception Capital Corp. III Warrant
PFTAW
$54K ﹤0.01%
+85,960
New +$68.8K
TCACW
889
DELISTED
Tuatara Capital Acquisition Corporation Warrant
TCACW
$54K ﹤0.01%
102,752
+2,752
+3% +$1.76K
QFTA.WS
890
DELISTED
Quantum FinTech Acquisition Corporation Warrants, each warrant exercisable for one-half of one share of Common Stock at an exercise price of $11.50
QFTA.WS
$53K ﹤0.01%
101,052
-98,941
-49% -$48K
HLAHW
891
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Warrant
HLAHW
$52K ﹤0.01%
85,626
+2,296
+3% +$1.64K
LEAP.WS
892
DELISTED
Ribbit LEAP, Ltd. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exer
LEAP.WS
$52K ﹤0.01%
41,101
+1,102
+3% +$1.66K
RRC icon
893
PUT
Range Resources
RRC
$9.02B
$51K ﹤0.01%
35,400
– –
ISLEW
894
DELISTED
Isleworth Healthcare Acquisition Corporation Warrant
ISLEW
$51K ﹤0.01%
102,755
+2,756
+3% +$1.52K
TSIBW
895
DELISTED
Tishman Speyer Innovation Corp. II Warrant
TSIBW
$50K ﹤0.01%
61,651
+1,651
+3% +$1.36K
LIONW
896
DELISTED
Lionheart III Corp Warrant
LIONW
$48K ﹤0.01%
+103,154
New +$48.7K
BOAS.WS
897
DELISTED
BOA Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at a price of $11.50 per share
BOAS.WS
$48K ﹤0.01%
85,629
+2,296
+3% +$1.41K
RDN icon
898
PUT
Radian Group
RDN
$4.89B
$46K ﹤0.01%
25,900
+3,300
+15% +$73.1K
FICVW
899
DELISTED
Frontier Investment Corp Warrants
FICVW
$46K ﹤0.01%
85,960
+2,302
+3% +$1.34K
BLNGW
900
DELISTED
Belong Acquisition Corp. Warrant
BLNGW
$41K ﹤0.01%
77,913
+2,087
+3% +$1.12K
34 35
36
37 38

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SAG
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ACI
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TCOV
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CGL
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CB
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.