UOC

UBS O'Connor Portfolio holdings

AUM $3.76B Turnover 54.76%
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.59%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
444
Reduced
178
Closed
245
Avg Time Held Equity + Options
0.5 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR icon
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG icon
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Technology 26.55%
2 Financials 21.56%
3 Communication Services 16.89%
4 Real Estate 8.6%
5 Healthcare 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
OCAXW icon
876
DELISTED
OCA Acquisition Corp. Warrant
OCAXW
$61K ﹤0.01%
128,440
+3,444
+3% +$1.87K
2021 Q1
3 quarters
OPTU icon
877
CALL
Optimum Communications Inc
OPTU
$335M
$60K ﹤0.01%
+400,000
New +$6.78M
2021 Q4
0 quarters
CORS.WS
878
DELISTED
Corsair Partnering Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CORS.WS
$60K ﹤0.01%
57,744
+1,546
+3% +$1.35K
2021 Q3
1 quarter
GOGN.WS
879
DELISTED
GoGreen Investments Corporation Redeemable Warrants
GOGN.WS
$60K ﹤0.01%
+128,942
New +$60.6K
2021 Q4
0 quarters
GLTA.WS
880
DELISTED
Galata Acquisition Corp. Warrants, each whole warrant exercisable for one class A ordinary share at an exercise price of $11.50
GLTA.WS
$59K ﹤0.01%
128,943
+3,454
+3% +$1.76K
2021 Q3
1 quarter
OSTRW
881
DELISTED
Oyster Enterprises Acquisition Corp. Warrant
OSTRW
$59K ﹤0.01%
128,440
+3,444
+3% +$1.86K
2021 Q1
3 quarters
ENJYW
882
DELISTED
Enjoy Technology, Inc. Warrant
ENJYW
$58K ﹤0.01%
128,440
+3,444
+3% +$3.33K
2021 Q1
3 quarters
CRZNW
883
DELISTED
Corazon Capital V838 Monoceros Corp Warrant
CRZNW
$57K ﹤0.01%
85,961
+2,302
+3% +$1.72K
2021 Q2
2 quarters
CDROW icon
884
Codere Online Luxembourg Warrants
CDROW
$1.8M
$56K ﹤0.01%
+59,770
New +$63K
2021 Q4
0 quarters
MACAW icon
885
DELISTED
Moringa Acquisition Corp Warrant
MACAW
$56K ﹤0.01%
102,757
+2,757
+3% +$1.64K
2021 Q2
2 quarters
MACUW
886
DELISTED
Mallard Acquisition Corp. Warrant
MACUW
$56K ﹤0.01%
205,505
+5,512
+3% +$1.73K
2021 Q1
3 quarters
PACXW
887
DELISTED
Pioneer Merger Corp. Warrant
PACXW
$55K ﹤0.01%
85,626
+2,296
+3% +$2.64K
2021 Q1
3 quarters
PFTAW icon
888
DELISTED
Perception Capital Corp. III Warrant
PFTAW
$54K ﹤0.01%
+85,960
New +$68.8K
2021 Q4
0 quarters
TCACW
889
DELISTED
Tuatara Capital Acquisition Corporation Warrant
TCACW
$54K ﹤0.01%
102,752
+2,752
+3% +$1.76K
2021 Q2
2 quarters
QFTA.WS
890
DELISTED
Quantum FinTech Acquisition Corporation Warrants, each warrant exercisable for one-half of one share of Common Stock at an exercise price of $11.50
QFTA.WS
$53K ﹤0.01%
101,052
-98,941
-49% -$48K
2021 Q1
3 quarters
HLAHW
891
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Warrant
HLAHW
$52K ﹤0.01%
85,626
+2,296
+3% +$1.64K
2021 Q1
3 quarters
LEAP.WS
892
DELISTED
Ribbit LEAP, Ltd. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exer
LEAP.WS
$52K ﹤0.01%
41,101
+1,102
+3% +$1.66K
2021 Q1
3 quarters
RRC icon
893
PUT
Range Resources
RRC
$9.78B
$51K ﹤0.01%
35,400
– –
2021 Q2
2 quarters
ISLEW
894
DELISTED
Isleworth Healthcare Acquisition Corporation Warrant
ISLEW
$51K ﹤0.01%
102,755
+2,756
+3% +$1.52K
2021 Q1
3 quarters
TSIBW icon
895
DELISTED
Tishman Speyer Innovation Corp. II Warrant
TSIBW
$50K ﹤0.01%
61,651
+1,651
+3% +$1.36K
2021 Q2
2 quarters
LIONW icon
896
DELISTED
Lionheart III Corp Warrant
LIONW
$48K ﹤0.01%
+103,154
New +$48.7K
2021 Q4
0 quarters
BOAS.WS
897
DELISTED
BOA Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at a price of $11.50 per share
BOAS.WS
$48K ﹤0.01%
85,629
+2,296
+3% +$1.41K
2021 Q2
2 quarters
RDN icon
898
PUT
Radian Group
RDN
$4.42B
$46K ﹤0.01%
25,900
+3,300
+15% +$73.1K
2021 Q2
2 quarters
FICVW
899
DELISTED
Frontier Investment Corp Warrants
FICVW
$46K ﹤0.01%
85,960
+2,302
+3% +$1.34K
2021 Q3
1 quarter
BLNGW
900
DELISTED
Belong Acquisition Corp. Warrant
BLNGW
$41K ﹤0.01%
77,913
+2,087
+3% +$1.12K
2021 Q3
1 quarter
34 35
36
37 38

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CGL
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.18B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.