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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.23%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.22B
AUM Growth
-$1.2B
Cap. Flow
-$1.32B
Cap. Flow %
-31.23%
Top 10 Hldgs %
40.53%
Holding
893
New
143
Increased
129
Reduced
82
Closed
273
Avg Time Held Equity + Options
3.6 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
3.7 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
OSH
Oak Street Health, Inc.
OSH
+$211M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$189M
3
UNVR
Univar Solutions Inc.
UNVR
+$175M
4
MAXR
Maxar Technologies Inc. Common Stock
MAXR
+$143M
5
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
+$137M

Top Sells

Rank Stock Value
1
STOR
STORE Capital Corporation
STOR
+$414M
2
LHCG
LHC Group LLC
LHCG
+$211M
3
ATVI
Activision Blizzard
ATVI
+$196M
4
SGFY
Signify Health, Inc.
SGFY
+$161M
5
ONEM
1Life Healthcare
ONEM
+$141M

Sector Composition

Rank Sector Weight
1 Financials 22.21%
2 Healthcare 21.3%
3 Technology 18.64%
4 Miscellaneous 15.12%
5 Industrials 5.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
AEACW
851
DELISTED
Authentic Equity Acquisition Corp. Warrant
AEACW
– –
-53,853
Closed – –
AEAC
852
DELISTED
Authentic Equity Acquisition Corp. Class A ordinary share
AEAC
– –
-234,377
Closed -$2.37M –
TZPSW
853
DELISTED
TZP Strategies Acquisition Corp. Warrant
TZPSW
– –
-112,473
Closed -$1K –
DLCA
854
DELISTED
Deep Lake Capital Acquisition Corp. Class A Ordinary Shares
DLCA
– –
-235,307
Closed -$2.37M –
DLCAW
855
DELISTED
Deep Lake Capital Acquisition Corp. Warrant
DLCAW
– –
-49,482
Closed – –
FCAX
856
DELISTED
Fortress Capital Acquisition Corp.
FCAX
– –
-470,613
Closed -$4.75M –
FINM
857
DELISTED
Marlin Technology Corporation Class A Ordinary Share
FINM
– –
-518,075
Closed -$5.25M –
EPHYW
858
DELISTED
Epiphany Technology Acquisition Corp. Warrant
EPHYW
– –
-89,342
Closed – –
PACX
859
DELISTED
Pioneer Merger Corp. Class A Ordinary Share
PACX
– –
-135,868
Closed -$1.38M –
POW icon
860
DELISTED
Powered Brands Class A Ordinary Shares
POW
– –
-470,613
Closed -$4.76M –
EPHY
861
DELISTED
Epiphany Technology Acquisition Corp. Class A Common Stock
EPHY
– –
-234,376
Closed -$2.34M –
SWIR
862
DELISTED
Sierra Wireless
SWIR
– –
-1,274,230
Closed -$36.9M –
DRAYW icon
863
DELISTED
Macondray Capital Acquisition Corp. I Warrant
DRAYW
– –
-41,697
Closed – –
DRAY icon
864
DELISTED
Macondray Capital Acquisition Corp. I Class A Ordinary Shares
DRAY
– –
-236,747
Closed -$2.41M –
SPNE
865
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
– –
-191,210
Closed -$1.6M –
RJAC.WS
866
DELISTED
Jackson Acquisition Company Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
RJAC.WS
– –
-302,018
Closed -$3K –
LJAQW
867
DELISTED
LightJump Acquisition Corporation Warrant
LJAQW
– –
-164,714
Closed -$25K –
HZNP
868
CALL
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-12,500
Closed -$55K –
COWN
869
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
-791,489
Closed -$30.6M –
FATP
870
DELISTED
Fat Projects Acquisition Corp Class A Ordinary Share
FATP
– –
-236,311
Closed -$2.4M –
AAWW
871
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-1,219,515
Closed -$123M –
PICC
872
DELISTED
Pivotal Investment Corporation III
PICC
– –
-229,322
Closed -$2.32M –
31 32 33 34
35

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FNBT
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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q1 2023 Portfolio in Review

As of Q1 2023, UBS O'Connor held 893 positions worth $4.22B, down 22% from $5.42B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

UBS O'Connor withdrew a net $1.32B in Q1 2023, closing 273 positions and reducing 82 holdings. Its most notable exit was STORE Capital Corporation, an estimated $414M position sold in full.

By sector, the portfolio is most concentrated in Financials at 22% of assets, down from 26% a quarter earlier, followed by Healthcare and Technology.

Against the trend, UBS O'Connor opened a new position in Oak Street Health, Inc. worth $25.3M.

  • UBS O'Connor's largest Q1 2023 buy was Oak Street Health, Inc.: 6,537,297 shares worth $25.3M.
  • UBS O'Connor added most to Horizon Therapeutics Public Limited Company Ordinary Shares in Q1 2023, an estimated $189M increase.
  • UBS O'Connor's biggest Q1 2023 reduction was Activision Blizzard, cutting an estimated $196M.
  • UBS O'Connor fully exited STORE Capital Corporation in Q1 2023, selling an estimated $414M.
  • UBS O'Connor's ten largest holdings make up 41% of its $4.22B portfolio in Q1 2023.
  • UBS O'Connor opened 143 new positions and closed 273 in Q1 2023.
  • UBS O'Connor's portfolio value fell 22% quarter-over-quarter to $4.22B.

Based on UBS O'Connor's 13F filing for Q1 2023, filed 15 May 2023.