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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+11.15%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$8.8B
AUM Growth
-$819M
Cap. Flow
-$1.75B
Cap. Flow %
-19.89%
Top 10 Hldgs %
37.49%
Holding
1,086
New
112
Increased
123
Reduced
630
Closed
126

Top Buys

Rank Stock Value
1
AVLR
Avalara, Inc.
AVLR
+$364M
2
ZEN
ZENDESK INC
ZEN
+$355M
3
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$273M
4
STOR
STORE Capital Corporation
STOR
+$213M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$138M

Top Sells

Rank Stock Value
1
ACC
American Campus Communities, Inc.
ACC
+$463M
2
CTXS
Citrix Systems Inc
CTXS
+$411M
3
SAIL
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
+$317M
4
CDK
CDK Global, Inc.
CDK
+$290M
5
MNDT
Mandiant, Inc. Common Stock
MNDT
+$276M

Sector Composition

Rank Sector Weight
1 Technology 28.43%
2 Financials 19.76%
3 Healthcare 14.3%
4 Real Estate 8.12%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AENTW icon
851
Alliance Entertainment Holding Corp Warrants
AENTW
$4.27M
$22K ﹤0.01%
120,589
-12,109
-9% -$2.57K
TVGNW icon
852
Tevogen Inc. Warrant
TVGNW
$814K
$22K ﹤0.01%
192,665
-19,287
-9% -$2.79K
SPCMW
853
DELISTED
Sound Point Acquisition Corp I, Ltd Warrant
SPCMW
$22K ﹤0.01%
+137,870
New +$21.1K
JWSM.WS
854
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$20K ﹤0.01%
178,214
-17,916
-9% -$2.92K
SVNAW
855
DELISTED
7 Acquisition Corp Warrant
SVNAW
$19K ﹤0.01%
144,941
-14,510
-9% -$2.41K
GLTA.WS
856
DELISTED
Galata Acquisition Corp. Warrants, each whole warrant exercisable for one class A ordinary share at an exercise price of $11.50
GLTA.WS
$18K ﹤0.01%
119,312
-11,944
-9% -$1.74K
RMGCW
857
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$17K ﹤0.01%
190,094
-19,111
-9% -$1.96K
CCVI.WS
858
DELISTED
Churchill Capital Corp VI Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCVI.WS
$17K ﹤0.01%
95,077
-9,518
-9% -$2.01K
EQHA.WS
859
DELISTED
EQ Health Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
EQHA.WS
$17K ﹤0.01%
196,703
-19,754
-9% -$2K
OXY icon
860
PUT
Occidental Petroleum
OXY
$56.2B
$16K ﹤0.01%
77,100
– –
BURU.WS
861
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$16K ﹤0.01%
237,619
-23,888
-9% -$1.85K
GWIIW
862
DELISTED
Good Works II Acquisition Corp. Warrant
GWIIW
$16K ﹤0.01%
72,158
-7,224
-9% -$647
ALTUW
863
DELISTED
Altitude Acquisition Corp Warrant
ALTUW
$15K ﹤0.01%
238,623
-23,888
-9% -$1.92K
TBCPW
864
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
$15K ﹤0.01%
142,571
-14,333
-9% -$2K
FSNB.WS
865
DELISTED
Fusion Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FSNB.WS
$15K ﹤0.01%
237,958
-23,889
-9% -$2.16K
AKICW
866
DELISTED
Sports Ventures Acquisition Corp. Warrant
AKICW
$14K ﹤0.01%
205,936
-20,703
-9% -$1.07K
IFIN.WS
867
DELISTED
InFinT Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per whole share
IFIN.WS
$13K ﹤0.01%
119,311
-11,944
-9% -$983
PRPC.WS
868
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
$13K ﹤0.01%
76,038
-7,644
-9% -$1.91K
ADALW
869
DELISTED
Anthemis Digital Acquisitions I Corp Warrant
ADALW
$13K ﹤0.01%
112,381
-11,250
-9% -$2.03K
ATAQ.WS
870
DELISTED
Altimar Acquisition Corp III Warrants
ATAQ.WS
$12K ﹤0.01%
95,140
-9,524
-9% -$1.69K
PUCKW
871
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$11K ﹤0.01%
286,766
-29,282
-9% -$2.69K
TZPSW
872
DELISTED
TZP Strategies Acquisition Corp. Warrant
TZPSW
$11K ﹤0.01%
112,473
-11,307
-9% -$857
PSAGW
873
DELISTED
Property Solutions Acquisition Corporation II Warrant
PSAGW
$11K ﹤0.01%
89,192
-8,929
-9% -$827
CLIM.WS
874
DELISTED
Climate Real Impact Solutions II Acquisition Corporation Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
CLIM.WS
$11K ﹤0.01%
123,562
-12,422
-9% -$1.63K
RRC icon
875
PUT
Range Resources
RRC
$9.01B
$10K ﹤0.01%
35,400
– –
33 34
35
36 37

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2022 Portfolio in Review

As of Q3 2022, UBS O'Connor held 1,086 positions worth $8.8B, down 8.5% from $9.62B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

UBS O'Connor withdrew a net $1.75B in Q3 2022, closing 126 positions and reducing 630 holdings. Its most notable exit was American Campus Communities, Inc., an estimated $463M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Financials and Healthcare.

Against the trend, UBS O'Connor opened a new position in Avalara, Inc. worth $373M.

  • UBS O'Connor's largest Q3 2022 buy was Avalara, Inc.: 4,065,318 shares worth $373M.
  • UBS O'Connor added most to ZENDESK INC in Q3 2022, an estimated $355M increase.
  • UBS O'Connor's biggest Q3 2022 reduction was TSMC, cutting an estimated $77.7M.
  • UBS O'Connor fully exited American Campus Communities, Inc. in Q3 2022, selling an estimated $463M.
  • UBS O'Connor's ten largest holdings make up 37% of its $8.8B portfolio in Q3 2022.
  • UBS O'Connor opened 112 new positions and closed 126 in Q3 2022.
  • UBS O'Connor's portfolio value fell 8.5% quarter-over-quarter to $8.8B.

Based on UBS O'Connor's 13F filing for Q3 2022, filed 14 Nov 2022.