UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+9.22%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.63%
Top 10 Hldgs %
56.73%
Holding
1,172
New
258
Increased
423
Reduced
171
Closed
230

Top Buys

1
CONE
CyrusOne Inc Common Stock
CONE
+$464M
2
COHR
Coherent Inc
COHR
+$240M
3
CERN
Cerner Corp
CERN
+$142M
4
VG
Vonage Holdings Corporation
VG
+$109M
5
ROG icon
Rogers Corp
ROG
+$101M

Top Sells

1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$251M

Sector Composition

1 Financials 21.54%
2 Technology 20.4%
3 Communication Services 16.93%
4 Healthcare 6.22%
5 Industrials 4.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ISLEW
851
DELISTED
Isleworth Healthcare Acquisition Corporation Warrant
ISLEW
$51K ﹤0.01%
102,755
+2,756
+3% +$1.37K
TSIBW
852
DELISTED
Tishman Speyer Innovation Corp. II Warrant
TSIBW
$50K ﹤0.01%
61,651
+1,651
+3% +$1.34K
LIONW
853
DELISTED
Lionheart III Corp Warrant
LIONW
$48K ﹤0.01%
+103,154
New +$48K
BOAS.WS
854
DELISTED
BOA Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at a price of $11.50 per share
BOAS.WS
$48K ﹤0.01%
85,629
+2,296
+3% +$1.29K
FICVW
855
DELISTED
Frontier Investment Corp Warrants
FICVW
$46K ﹤0.01%
85,960
+2,302
+3% +$1.23K
BLNGW
856
DELISTED
Belong Acquisition Corp. Warrant
BLNGW
$41K ﹤0.01%
77,913
+2,087
+3% +$1.1K
TLGA.WS
857
DELISTED
TLG Acquisition One Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
TLGA.WS
$41K ﹤0.01%
79,881
-86,779
-52% -$44.5K
CLAQR
858
DELISTED
CleanTech Acquisition Corp. Rights
CLAQR
$41K ﹤0.01%
+128,943
New +$41K
WINVR
859
DELISTED
WinVest Acquisition Corp. Right
WINVR
$40K ﹤0.01%
+149,573
New +$40K
HCARW
860
DELISTED
Healthcare Services Acquisition Corporation Warrant
HCARW
$40K ﹤0.01%
77,065
+2,067
+3% +$1.07K
SDSTW
861
Stardust Power Inc. Warrant
SDSTW
$2.92M
$35K ﹤0.01%
41,665
– –
VELOW
862
DELISTED
Velocity Acquisition Corp. Warrant
VELOW
$35K ﹤0.01%
69,265
+1,858
+3% +$939
VLATW
863
DELISTED
Valor Latitude Acquisition Corp. Warrant
VLATW
$25K ﹤0.01%
34,383
+920
+3% +$669
CHAA.WS
864
DELISTED
Catcha Investment Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CHAA.WS
$20K ﹤0.01%
34,250
+917
+3% +$535
BNNRW
865
DELISTED
Banner Acquisition Corp. Warrants
BNNRW
$15K ﹤0.01%
+29,244
New +$15K
GSAH.WS
866
DELISTED
GS Acquisition Holdings Corp II Redeemable Warrants, each whole warrant exercisable for one share of
GSAH.WS
– –
-770,244
Closed -$1.64M
LEGOW
867
DELISTED
Legato Merger Corp. Warrant
LEGOW
– –
-98,810
Closed -$248K
HZAC
868
DELISTED
Horizon Acquisition Corporation
HZAC
– –
-198,406
Closed -$1.98M
HZAC.WS
869
DELISTED
Horizon Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary sh
HZAC.WS
– –
-333,321
Closed -$562K
CSOD
870
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-1,672,396
Closed -$95.8M
CLDR
871
DELISTED
Cloudera, Inc.
CLDR
– –
-5,205,933
Closed -$83.1M
STWOW
872
DELISTED
ACON S2 Acquisition Corp. Warrant
STWOW
– –
-283,323
Closed -$353K
KCAC.WS
873
DELISTED
Kensington Capital Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one
KCAC.WS
– –
-125,001
Closed -$144K
CTAC.WS
874
DELISTED
Cerberus Telecom Acquisition Corp. Warrants included as part of the Units, each whole warrant exerci
CTAC.WS
– –
-217,514
Closed -$223K
MAACW
875
DELISTED
Montes Archimedes Acquisition Corp. Warrant
MAACW
– –
-324,989
Closed -$478K
33 34
35
36 37