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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCPC.WS
851
DELISTED
Periphas Capital Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $28.75
PCPC.WS
$83K ﹤0.01%
51,376
+1,378
+3% +$2.12K
CPRI icon
852
PUT
Capri Holdings
CPRI
$1.69B
$82K ﹤0.01%
19,500
+3,400
+21% +$201K
ACII.WS
853
DELISTED
Atlas Crest Investment Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50
ACII.WS
$82K ﹤0.01%
102,752
+2,756
+3% +$2.49K
FCAX.WS
854
DELISTED
Fortress Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FCAX.WS
$81K ﹤0.01%
102,752
+2,756
+3% +$2.47K
ADTHW
855
DELISTED
AdTheorent Holding Co Warrants
ADTHW
$80K ﹤0.01%
+119,882
New +$80.9K
MBSC.WS
856
DELISTED
M3-Brigade Acquisition III Corp. Public warrants, each whole public warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
MBSC.WS
$79K ﹤0.01%
+137,538
New +$84.2K
SLCRW
857
DELISTED
Silver Crest Acquisition Corporation Warrant
SLCRW
$78K ﹤0.01%
128,440
+3,444
+3% +$2.35K
CLAS.WS
858
DELISTED
Class Acceleration Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CLAS.WS
$78K ﹤0.01%
154,936
-45,056
-23% -$26.2K
HCICW
859
DELISTED
Hennessy Capital Investment Corp. V Warrant
HCICW
$77K ﹤0.01%
89,908
+2,412
+3% +$2.55K
KWAC.WS
860
DELISTED
Kingswood Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
KWAC.WS
$77K ﹤0.01%
187,493
– –
SAFE
861
PUT
Safehold
SAFE
$1.14B
$75K ﹤0.01%
15,839
+1,088
+7% +$133K
CXAIW icon
862
CXApp Inc Warrant
CXAIW
$948K
$74K ﹤0.01%
154,127
+4,133
+3% +$2.56K
LUXAW
863
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$73K ﹤0.01%
85,626
+2,296
+3% +$2.52K
GWIIW
864
DELISTED
Good Works II Acquisition Corp. Warrant
GWIIW
$72K ﹤0.01%
128,942
+3,454
+3% +$2.13K
GLSPW
865
DELISTED
Global SPAC Partners Co. Warrants
GLSPW
$72K ﹤0.01%
153,287
+4,105
+3% +$1.97K
MDH.WS
866
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
$71K ﹤0.01%
154,128
+4,134
+3% +$2.44K
PHICW
867
DELISTED
Population Health Investment Co., Inc. Warrant
PHICW
$70K ﹤0.01%
137,136
+37,140
+37% +$26.5K
FNVTW
868
DELISTED
Finnovate Acquisition Corp. Warrants
FNVTW
$69K ﹤0.01%
+174,070
New +$72.8K
PEPLW
869
DELISTED
PepperLime Health Acquisition Corporation Warrrant
PEPLW
$68K ﹤0.01%
+128,942
New +$60.9K
ZWRKW
870
DELISTED
Z-Work Acquisition Corp. Warrant
ZWRKW
$65K ﹤0.01%
102,752
+2,756
+3% +$1.83K
META icon
871
CALL
Meta Platforms (Facebook)
META
$1.51T
$64K ﹤0.01%
+50,000
New +$16.6M
PGRWW
872
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
$64K ﹤0.01%
128,440
+3,444
+3% +$1.87K
DLCAW
873
DELISTED
Deep Lake Capital Acquisition Corp. Warrant
DLCAW
$64K ﹤0.01%
103,156
-21,840
-17% -$16.1K
OTRAW
874
DELISTED
OTR Acquisition Corp. Warrant
OTRAW
$64K ﹤0.01%
128,440
+3,444
+3% +$1.92K
THACW
875
DELISTED
Thrive Acquisition Corporation Warrant
THACW
$62K ﹤0.01%
+128,942
New +$58.7K
33 34
35
36 37

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.