UOC

UBS O'Connor Portfolio holdings

AUM $3.76B Turnover 54.76%
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.59%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
444
Reduced
178
Closed
245
Avg Time Held Equity + Options
0.5 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR icon
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG icon
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Technology 26.55%
2 Financials 21.56%
3 Communication Services 16.89%
4 Real Estate 8.6%
5 Healthcare 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
PCPC.WS
851
DELISTED
Periphas Capital Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $28.75
PCPC.WS
$83K ﹤0.01%
51,376
+1,378
+3% +$2.12K
2021 Q1
3 quarters
CPRI icon
852
PUT
Capri Holdings
CPRI
$1.71B
$82K ﹤0.01%
19,500
+3,400
+21% +$201K
2021 Q2
2 quarters
ACII.WS icon
853
DELISTED
Atlas Crest Investment Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50
ACII.WS
$82K ﹤0.01%
102,752
+2,756
+3% +$2.49K
2021 Q1
3 quarters
FCAX.WS
854
DELISTED
Fortress Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FCAX.WS
$81K ﹤0.01%
102,752
+2,756
+3% +$2.47K
2021 Q1
3 quarters
ADTHW icon
855
DELISTED
AdTheorent Holding Co Warrants
ADTHW
$80K ﹤0.01%
+119,882
New +$80.9K
2021 Q4
0 quarters
MBSC.WS
856
DELISTED
M3-Brigade Acquisition III Corp. Public warrants, each whole public warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
MBSC.WS
$79K ﹤0.01%
+137,538
New +$84.2K
2021 Q4
0 quarters
SLCRW
857
DELISTED
Silver Crest Acquisition Corporation Warrant
SLCRW
$78K ﹤0.01%
128,440
+3,444
+3% +$2.35K
2021 Q1
3 quarters
CLAS.WS
858
DELISTED
Class Acceleration Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CLAS.WS
$78K ﹤0.01%
154,936
-45,056
-23% -$26.2K
2021 Q1
3 quarters
HCICW icon
859
DELISTED
Hennessy Capital Investment Corp. V Warrant
HCICW
$77K ﹤0.01%
89,908
+2,412
+3% +$2.55K
2021 Q1
3 quarters
KWAC.WS
860
DELISTED
Kingswood Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
KWAC.WS
$77K ﹤0.01%
187,493
– –
2021 Q1
3 quarters
SAFE icon
861
PUT
Safehold
SAFE
$818M
$75K ﹤0.01%
15,839
+1,088
+7% +$133K
2021 Q2
2 quarters
CXAIW icon
862
CXApp Inc Warrant
CXAIW
$390K
$74K ﹤0.01%
154,127
+4,133
+3% +$2.56K
2021 Q1
3 quarters
LUXAW
863
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$73K ﹤0.01%
85,626
+2,296
+3% +$2.52K
2021 Q1
3 quarters
GWIIW
864
DELISTED
Good Works II Acquisition Corp. Warrant
GWIIW
$72K ﹤0.01%
128,942
+3,454
+3% +$2.13K
2021 Q3
1 quarter
GLSPW
865
DELISTED
Global SPAC Partners Co. Warrants
GLSPW
$72K ﹤0.01%
153,287
+4,105
+3% +$1.97K
2021 Q2
2 quarters
MDH.WS
866
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
$71K ﹤0.01%
154,128
+4,134
+3% +$2.44K
2021 Q2
2 quarters
PHICW
867
DELISTED
Population Health Investment Co., Inc. Warrant
PHICW
$70K ﹤0.01%
137,136
+37,140
+37% +$26.5K
2021 Q1
3 quarters
FNVTW icon
868
DELISTED
Finnovate Acquisition Corp. Warrants
FNVTW
$69K ﹤0.01%
+174,070
New +$72.8K
2021 Q4
0 quarters
PEPLW
869
DELISTED
PepperLime Health Acquisition Corporation Warrrant
PEPLW
$68K ﹤0.01%
+128,942
New +$60.9K
2021 Q4
0 quarters
ZWRKW
870
DELISTED
Z-Work Acquisition Corp. Warrant
ZWRKW
$65K ﹤0.01%
102,752
+2,756
+3% +$1.83K
2021 Q2
2 quarters
META icon
871
CALL
Meta Platforms (Facebook)
META
$1.88T
$64K ﹤0.01%
+50,000
New +$16.6M
2021 Q4
0 quarters
PGRWW
872
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
$64K ﹤0.01%
128,440
+3,444
+3% +$1.87K
2021 Q1
3 quarters
DLCAW
873
DELISTED
Deep Lake Capital Acquisition Corp. Warrant
DLCAW
$64K ﹤0.01%
103,156
-21,840
-17% -$16.1K
2021 Q1
3 quarters
OTRAW
874
DELISTED
OTR Acquisition Corp. Warrant
OTRAW
$64K ﹤0.01%
128,440
+3,444
+3% +$1.92K
2021 Q1
3 quarters
THACW
875
DELISTED
Thrive Acquisition Corporation Warrant
THACW
$62K ﹤0.01%
+128,942
New +$58.7K
2021 Q4
0 quarters
33 34
35
36 37

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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.18B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.