UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+4.67%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$6.93B
AUM Growth
+$2.18B
Cap. Flow
+$1.92B
Cap. Flow %
27.68%
Top 10 Hldgs %
41.99%
Holding
1,023
New
565
Increased
83
Reduced
103
Closed
191

Top Buys

1
INFO
IHS Markit Ltd. Common Shares
INFO
$529M
2
RP
RealPage, Inc.
RP
$246M
3
WORK
Slack Technologies, Inc.
WORK
$183M
4
KSU
Kansas City Southern
KSU
$172M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$170M

Top Sells

1
TIF
Tiffany & Co.
TIF
$309M
2
CXO
CONCHO RESOURCES INC.
CXO
$240M
3
ACIA
Acacia Communications, Inc. Common Stock
ACIA
$73.4M
4
EV
Eaton Vance Corp.
EV
$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
$65.3M

Sector Composition

1 Technology 16.63%
2 Healthcare 10.01%
3 Financials 9.93%
4 Industrials 9.83%
5 Communication Services 9.69%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ATIP
851
DELISTED
ATI Physical Therapy, Inc.
ATIP
– –
-20,531
Closed -$11M
BMY.RT
852
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-2,851,869
Closed -$1.97M
LFTRU
853
DELISTED
Lefteris Acquisition Corp. Unit
LFTRU
– –
-456,250
Closed -$4.97M
DWIN.U
854
DELISTED
Delwinds Insurance Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
DWIN.U
– –
-456,250
Closed -$4.65M
MUDSU
855
DELISTED
Mudrick Capital Acquisition Corporation II Unit
MUDSU
– –
-456,250
Closed -$4.75M
ACKIU
856
DELISTED
Ackrell SPAC Partners I Co. Units
ACKIU
– –
-296,562
Closed -$3.05M
SPAK
857
DELISTED
Defiance Next Gen SPAC Derived ETF
SPAK
– –
0
– –
FST
858
DELISTED
FAST Acquisition Corp.
FST
– –
-456,250
Closed -$4.67M
RDBX
859
DELISTED
Redbox Entertainment Inc. Class A Common Stock
RDBX
– –
-319,375
Closed -$3.22M
XPOA.U
860
DELISTED
DPCM Capital, Inc. Units, each consisting of one share of Class A common stock and one-third of one
XPOA.U
– –
-730,000
Closed -$8.05M
LNFA.U
861
DELISTED
L&F Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of one rede
LNFA.U
– –
-410,625
Closed -$4.26M
MILE
862
DELISTED
Metromile, Inc. Common Stock
MILE
– –
-182,501
Closed -$2.84M
PSB
863
DELISTED
PS Business Parks, Inc.
PSB
– –
-89,020
Closed -$11.8M
KWAC.U
864
DELISTED
Kingswood Acquisition Corp. Units, each consisting of one share of Class A Common Stock and three-fo
KWAC.U
– –
-228,125
Closed -$2.37M
AAT
865
American Assets Trust
AAT
$1.28B
– –
-139,475
Closed -$4.03M
ABL icon
866
Abacus Life
ABL
$632M
– –
-456,248
Closed -$4.63M
AEVA
867
Aeva Technologies
AEVA
$786M
– –
0
– –
AMC icon
868
AMC Entertainment Holdings
AMC
$1.41B
– –
0
– –
AMZN icon
869
Amazon
AMZN
$2.48T
– –
-80,000
Closed -$13M
APLE icon
870
Apple Hospitality REIT
APLE
$3.09B
– –
-297,095
Closed -$3.84M
ATI icon
871
ATI
ATI
$10.7B
– –
0
– –
AVB icon
872
AvalonBay Communities
AVB
$27.8B
– –
-21,200
Closed -$3.4M
AVPT icon
873
AvePoint
AVPT
$3.45B
– –
0
– –
BFLY icon
874
Butterfly Network
BFLY
$393M
– –
0
– –
BKSY icon
875
BlackSky Technology
BKSY
$575M
– –
-57,031
Closed -$4.78M
33 34
35
36 37